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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgency sort iconPenalty Amount
SGSSGS S.A.miscellaneous servicesrailroad safety violation2014FRA$5,750
SGSSGS S.A.miscellaneous servicesrailroad safety violation2013FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2013FRA$5,000
Noble Americas Corp.Vitolfinancial servicesrailroad safety violation2012FRA$15,000
SYSTECH ENVIRONMENTAL CORPORATIONHolcim Groupbuilding materialsrailroad safety violation2012FRA$5,000
Xstrata CopperGlencorefinancial servicesrailroad safety violation2011FRA$7,500
Xstrata CopperGlencorefinancial servicesrailroad safety violation2012FRA$12,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2015FRA$6,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2014FRA$7,500
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$6,000
CLARIANT CORPORATIONClariantchemicalsrailroad safety violation2016FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$10,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$6,000
LONZA, INC.Lonzachemicalsrailroad safety violation2016FRA$8,500
Clariant CorporationClariantchemicalsrailroad safety violation2002FRA$5,000
Systech Environmental Corp.Holcim Groupbuilding materialsrailroad safety violation2004FRA$15,200
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$20,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$7,500
Noble Americas CorporationVitolfinancial servicesrailroad safety violation2017FRA$6,500
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,500
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$55,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$6,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$5,000
CLARIANT CORPORATIONClariantchemicalsrailroad safety violation2019FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$10,500
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$5,000
NBTY, Inc.Nestlefood productsconsumer protection violation2010FTC$2,100,000
NBTY, Inc.Nestlefood productsconsumer protection violation2005FTC$2,000,000
Arch Wood Protection, Inc.Arxadachemicalsair pollution violation2018GA-ENV$39,673
Arch Wood Protection, Inc.Arxadachemicalsair pollution violation2014GA-ENV$6,076
Lafarge Aggregates SoutheastHolcim Groupbuilding materialswater pollution violation2003GA-ENV$9,000
Sandoz, Inc.Sandoz GrouppharmaceuticalsHHS civil monetary penalties2015HHSOIG$12,640,000
Sandoz, Inc.Sandoz GrouppharmaceuticalsHHS civil monetary penalties2011HHSOIG$230,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsFalse Claims Act and related2010HI-AG$3,333,333
Lafarge Corp.Holcim Groupbuilding materialsenvironmental violation2010IA-ENV$135,031
Novartis Pharmaceuticals Corp.NovartispharmaceuticalsFalse Claims Act and related2013ID-AG$750,000
Sandoz Inc.Sandoz GrouppharmaceuticalsFalse Claims Act and related2010ID-AG$1,650,000
Bristol West Insurance Co.Zurich Insurancefinancial servicesinsurance violation2008ID-INS$5,330
Zurich American Insurance Co.Zurich Insurancefinancial servicesinsurance violation2015ID-INS$5,000
ACE American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2022ID-INS$156,000
Novartis PharmaceuticalsNovartispharmaceuticalsFalse Claims Act and related2019IL-AG$21,280,356
ZURICH AMERICAN INS COZurich Insurancefinancial serviceswage and hour violation2018IL-DOL$13,865
Swissport USA Inc.Swissport Internationalbusiness serviceswage and hour violation2023IL-DOL$40,000
ArxadaArxadachemicalswage and hour violation2022IL-DOL$5,419
LAFARGE NORTH AMERICA, INC.Holcim Groupbuilding materialswater pollution violation2012IL-ENV$25,000
LAFARGE NORTH AMERICAHolcim Groupbuilding materialsair pollution violation2010IL-ENV$85,025
Holcim (US), Inc.Holcim Groupbuilding materialsenvironmental violation2021IL-ENV$28,000
NESTLE USA INCNestlefood productsair pollution violation2020IN-ENV$9,000
LAFARGE NORTH AMERICAHolcim Groupbuilding materialsair pollution violation2016IN-ENV$14,375
ROCHE DIAGNOSTICS CORPRochepharmaceuticalsair pollution violation2001IN-ENV$13,200
Nestle USA, Inc.Nestlefood productsenvironmental violation2021IN-ENV$9,000
Universal Underwriters Insurance CompanyZurich Insurancefinancial servicesinsurance violation2006IN-INS$948,240
Mid-Century Insurance Co.Zurich Insurancefinancial servicesinsurance violation2012IN-INS$5,000
UBS Financial ServicesUBSfinancial servicesinvestor protection violation2011IN-SEC$677,000
Metropolitan Property and Casualty Co.Zurich Insurancefinancial servicesinsurance violation2006KS-INS$5,000
Farmers Insurance Company, Inc.Zurich Insurancefinancial servicesinsurance violation2013KS-INS$50,000
Farmers Insurance Company, Inc.Zurich Insurancefinancial servicesinsurance violation2016KS-INS$20,000
Novartis Pharmaceuticals Corp.NovartispharmaceuticalsFalse Claims Act and related2012KY-AG$2,750,000
SandozSandoz GrouppharmaceuticalsFalse Claims Act and related2009KY-AG$16,000,000
NESTLE USA INCNestlefood productswage and hour violation2011KY-DWS$471,490
GIVAUDAN FLAVORS CORPORATIONGivaudanmiscellaneous manufacturingair pollution violation2012KY-ENV$13,500
LAFARGE CORPORATIONHolcim Groupbuilding materialsair pollution violation2003KY-ENV$250,000
Clariant Corp.Clariantchemicalsair pollution violation2022KY-LMAPCD$481,500
Clariant Corp.Clariantchemicalsair pollution violation2020KY-LMAPCD$40,500
Clariant Corp.Clariantchemicalsair pollution violation2020KY-LMAPCD$45,000
Clariant Corp.Clariantchemicalsair pollution violation2018KY-LMAPCD$7,500
Clariant Corp.Clariantchemicalsair pollution violation2016KY-LMAPCD$14,250
AlconAlcon Inc.medical equipment and suppliesFalse Claims Act and related2013LA-AG$1,000,000
NovartisNovartispharmaceuticalsFalse Claims Act and related2013LA-AG$7,000,000
SandozSandoz GrouppharmaceuticalsFalse Claims Act and related2013LA-AG$13,100,000
Arch Chemicals Inc.Arxadachemicalsenvironmental violation2020LA-ENV$5,000
Lafarge North America, Inc.Holcim Groupbuilding materialsenvironmental violation2016LA-ENV$6,000
Pentair Pump Group, Inc.Pentairindustrial equipmentenvironmental violation2015LA-ENV$8,114
Pentair Pump Group IncPentairindustrial equipmentenvironmental violation2008LA-ENV$11,205
Arch Chemicals IncArxadachemicalsenvironmental violation2006LA-ENV$6,109
Accutest Laboratories of New England, Inc.SGS S.A.miscellaneous serviceshazardous waste violation2015MA-AG$100,000
Accutest Laboratories of New England, Inc.SGS S.A.miscellaneous servicesair pollution violation2014MA-AG$350,000
Aggregate IndustriesHolcim Groupbuilding materialsprice-fixing or anti-competitive practices2002MA-AG$20,000
Aggregate Industries Northeast Region, Inc.Holcim Groupbuilding materialsFalse Claims Act and related2011MA-AG$90,000
Aggregate Industries Northeast Region, Inc.Holcim Groupbuilding materialsFalse Claims Act and related2007MA-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000
Aggregate Industries-Northeast Region, Inc.Holcim Groupbuilding materialsair pollution violation2008MA-AG$512,000
Hoffman-LaRocheRochepharmaceuticalsprice-fixing or anti-competitive practices2002MA-AG$111,167
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.