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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
Hoffman-LaRocheRochepharmaceuticalsprice-fixing or anti-competitive practices2000MULTI-AG$142,494,000
Hoffman-LaRocheRochepharmaceuticalsprice-fixing or anti-competitive practices2000CA-AG$47,498,000
Hoffman-LaRocheRochepharmaceuticalsprice-fixing or anti-competitive practices2002MA-AG$111,167
Lonza AGLonzachemicalsprice-fixing or anti-competitive practices2009MULTI-AG$2,275,454
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018MULTI-AG$68,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2011MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $90,800,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2016WV-AG$325,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesprice-fixing or anti-competitive practices2006MULTI-AG$171,700,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesprice-fixing or anti-competitive practices2006OH-AG$7,000,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2020DOJ_ANTITRUST$195,000,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2017NY-DFS$135,000,000
Glencore International A.G.Glencorefinancial servicesprice-fixing or anti-competitive practices2022CFTC$1,186,000,000
Alcon Vision LLCAlcon Inc.medical equipment and suppliesprice-fixing or anti-competitive practices2022private lawsuit-federal$20,000,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$50,000,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$10,989,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$8,875,000
Credit Suisse GroupAGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Credit Suisse Securities (USA) LLCUBSfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Glencore Ltd.Glencorefinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$9,850,000
Hoffmann-La RocheRochepharmaceuticalsprice-fixing or anti-competitive practices2000private lawsuit-federal$130,000,000
Hoffmann-La Roche Inc.Rochepharmaceuticalsprice-fixing or anti-competitive practices2008private lawsuit-federal$11,000,000
Kuehne + Nagel International AGKuehne & Nagelfreight and logisticsprice-fixing or anti-competitive practices2013private lawsuit-federal$28,000,000
LaFarge North America Inc.Holcim Groupbuilding materialsprice-fixing or anti-competitive practices2016private lawsuit-federal$23,000,000
LaFarge North America Inc.Holcim Groupbuilding materialsprice-fixing or anti-competitive practices2017private lawsuit-federal$5,200,000
Lonza AGLonzachemicalsprice-fixing or anti-competitive practices2004private lawsuit-federal$27,240,000
Pentair Water Pool and Spa Inc.Pentairindustrial equipmentprice-fixing or anti-competitive practices2016private lawsuit-federal$6,000,000
Pentair Water Pool and Spa Inc.Pentairindustrial equipmentprice-fixing or anti-competitive practices2016private lawsuit-federal$600,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2017private lawsuit-federal$1,750,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2017private lawsuit-federal$3,202,500
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2020private lawsuit-federal$85,000,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2011private lawsuit-federal$150,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$17,900,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$141,075,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$14,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$8,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$32,000,000
UBS Group AGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
UBS Securities LLCUBSfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Credit Suisse Group AGUBSfinancial servicesprice-fixing or anti-competitive practices2023private lawsuit-federal$550,000
Novartis AGNovartispharmaceuticalsprice-fixing or anti-competitive practices2023private lawsuit-federal$126,850,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsprice-fixing or anti-competitive practices2023private lawsuit-federal$30,000,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2023private lawsuit-federal$13,750,000
CLARIANT CORPORATIONClariantchemicalsrailroad safety violation2013FRA$9,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2011FRA$6,900
SGSSGS S.A.miscellaneous servicesrailroad safety violation2013FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2014FRA$5,750
SGSSGS S.A.miscellaneous servicesrailroad safety violation2014FRA$5,750
SGSSGS S.A.miscellaneous servicesrailroad safety violation2013FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2013FRA$5,000
Noble Americas Corp.Vitolfinancial servicesrailroad safety violation2012FRA$15,000
SYSTECH ENVIRONMENTAL CORPORATIONHolcim Groupbuilding materialsrailroad safety violation2012FRA$5,000
Xstrata CopperGlencorefinancial servicesrailroad safety violation2011FRA$7,500
Xstrata CopperGlencorefinancial servicesrailroad safety violation2012FRA$12,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2015FRA$6,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2014FRA$7,500
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$6,000
CLARIANT CORPORATIONClariantchemicalsrailroad safety violation2016FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$10,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$6,000
LONZA, INC.Lonzachemicalsrailroad safety violation2016FRA$8,500
Clariant CorporationClariantchemicalsrailroad safety violation2002FRA$5,000
Systech Environmental Corp.Holcim Groupbuilding materialsrailroad safety violation2004FRA$15,200
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$20,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$7,500
Noble Americas CorporationVitolfinancial servicesrailroad safety violation2017FRA$6,500
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,500
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$55,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$6,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$5,000
CLARIANT CORPORATIONClariantchemicalsrailroad safety violation2019FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$10,500
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$5,000
Bank Julius Baer & Co. Ltd.Julius Baer Groupfinancial servicestax violations2016DOJ_TAX$547,000,000
Union Bancaire PriveeUnion Bancaire Priveefinancial servicestax violations2016DOJ_TAX$187,000,000
Credit Suisse AGUBSfinancial servicestax violations2014DOJ_TAX$1,800,000,000
UBS AGUBSfinancial servicestax violations2009DOJ_TAX$780,000,000
UBS AGUBSfinancial servicestax violations2009SEC$200,000,000
Zurich Life Insurance Company LtdZurich Insurancefinancial servicestax violations2019DOJ_TAX$5,115,000
Union Bancaire Privee, UBP SAUnion Bancaire Priveefinancial servicestax violations2020DOJ_TAX$14,000,000
Credit Suisse AGUBSfinancial servicestax violations2014NY-DFS$715,000,000
Swiss Life Holding AG et al.Swiss Life Groupfinancial servicestax violations2021DOJ_TAX$77,374,337
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.