Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
Holcim, Inc.Holcim Groupbuilding materialswater pollution violation2011EPA$50,000
HOLCIM (US) INCHolcim Groupbuilding materialswater pollution violation2012EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $36,500
Lafarge North America IncHolcim Groupbuilding materialswater pollution violation2014EPA$300,000
Transocean Sedco ForexTransoceanoilfield services and supplieswage and hour violation2002WHD$131,614
AdeccoUSAAdeccobusiness serviceswage and hour violation2016WHD$5,276
ABB, Inc.ABB Ltd.utilities and power generationwage and hour violation2016WHD$10,349
Aryzta Holdings IV LLCAryztafood productswage and hour violation2015WHD$165,921
Lafarge North America, IncHolcim Groupbuilding materialswage and hour violation2015WHD$404,500
Aryzta LLCAryztafood productswage and hour violation2014WHD$226,527
Chemoil CorporationGlencorefinancial serviceswage and hour violation2013WHD$16,594
UBS, Inc.UBSfinancial serviceswage and hour violation2013WHD$90,902
Schindler Elevator CorportationSchindlermiscellaneous manufacturingwage and hour violation2013WHD$34,081
Reliance Electric, Inc.ABB Ltd.utilities and power generationwage and hour violation2012WHD$209,007
Alcon Research, Ltd.Alcon Inc.medical equipment and supplieswage and hour violation2011WHD$199,443
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$565,065
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$754,148
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$20,122
Farmer's Group, Inc.Zurich Insurancefinancial serviceswage and hour violation2010WHD$209,170
Adecco USA, Inc.Adeccobusiness serviceswage and hour violation2009WHD$14,970
Adecco USA, Inc.Adeccobusiness serviceswage and hour violation2009WHD$14,855
Nestle USA, Inc.Nestlefood productswage and hour violation2009WHD$578,824
Nestle ProfessionalNestlefood productswage and hour violation2008WHD$261,191
SGSSGS S.A.miscellaneous serviceswage and hour violation2008WHD$23,101
Adecco USA, Inc.Adeccobusiness serviceswage and hour violation2008WHD$35,968
Adecco USA, Inc.Adeccobusiness serviceswage and hour violation2008WHD$107,077
Nestle USANestlefood productswage and hour violation2008WHD$461,158
Nestle USANestlefood productswage and hour violation2008WHD$2,750,840
Nestle USANestlefood productswage and hour violation2008WHD$126,299
Nestle USA, Inc.Nestlefood productswage and hour violation2008WHD$1,752,293
Adecco USA, Inc.Adeccobusiness serviceswage and hour violation2008WHD$57,828
Sulzer Enpro Inc.Sulzerconstruction and engineeringwage and hour violation2007WHD$6,789
UBS Financial Services, Inc.UBSfinancial serviceswage and hour violation2007WHD$27,152
Otis Spunkmeyer, Inc.Aryztafood productswage and hour violation2007WHD$46,063
Adecco, USAAdeccobusiness serviceswage and hour violation2006WHD$33,450
Aggregate Industries - WRC, IncHolcim Groupbuilding materialswage and hour violation2006WHD$550,000
Aggregate Industries, IncHolcim Groupbuilding materialswage and hour violation2006WHD$29,791
Aggregate Industries, IncHolcim Groupbuilding materialswage and hour violation2006WHD$49,667
Aggregate IndustriesHolcim Groupbuilding materialswage and hour violation2006WHD$7,671
Baldor Electric Company, Inc.ABB Ltd.utilities and power generationwage and hour violation2006WHD$14,809
Lafarge Building MaterialsHolcim Groupbuilding materialswage and hour violation2005WHD$158,120
NBTY, Inc.Nestlefood productswage and hour violation2004WHD$122,381
Farmer's InsuranceZurich Insurancefinancial serviceswage and hour violation2011WHD$1,520,705
NESTLE USA INCNestlefood productswage and hour violation2011KY-DWS$471,490
Lafarge Corp.Holcim Groupbuilding materialswage and hour violation2006MO-DLIR$5,500
Regus ManagementInternational Workplace Groupbusiness serviceswage and hour violation2018private lawsuit-state$5,300,000
Nestle USANestlefood productswage and hour violation2017private lawsuit-federal$99,050
Gerber ProductsNestlefood productswage and hour violation2016private lawsuit-state$3,001,669
UBSUBSfinancial serviceswage and hour violation2015private lawsuit-federal$1,312,500
Russell StoverLindt & Sprunglifood productswage and hour violation2014private lawsuit-federal$3,075,000
NBTY Inc.Nestlefood productswage and hour violation2012private lawsuit-state$420,000
NovartisNovartispharmaceuticalswage and hour violation2012private lawsuit-federal$99,000,000
GenentechRochepharmaceuticalswage and hour violation2012private lawsuit-state$2,100,000
UBSUBSfinancial serviceswage and hour violation2012private lawsuit-federal$1,400,000
Adecco USAAdeccobusiness serviceswage and hour violation2011private lawsuit-federal$780,000
GenentechRochepharmaceuticalswage and hour violation2011private lawsuit-state$2,600,000
Combined Insurance Company of AmericaChubb Limitedfinancial serviceswage and hour violation2010private lawsuit-federal$6,000,000
UBS as successor to Piper JaffrayUBSfinancial serviceswage and hour violation2008private lawsuit-federal$5,500,000
UBSUBSfinancial serviceswage and hour violation2007private lawsuit-federal$44,000,000
UBSUBSfinancial serviceswage and hour violation2007private lawsuit-federal$45,000,000
Adecco USAAdeccobusiness serviceswage and hour violation2006private lawsuit-state$848,964
Adecco USAAdeccobusiness serviceswage and hour violation2006private lawsuit-state$3,000,000
Coast National InsuranceZurich Insurancefinancial serviceswage and hour violation2002private lawsuit-state$18,000,000
UBS Financial Services Inc.UBSfinancial serviceswage and hour violation2018WHD$6,246
Adecco USA, Inc.Adeccobusiness serviceswage and hour violation2018private lawsuit-state$1,268,283
TE Connectivity Networks, Inc.TE Connectivityelectrical and electronic equipmentwage and hour violation2019private lawsuit-federal$4,960,000
SGS North America, Inc.SGS S.A.miscellaneous serviceswage and hour violation2018WHD$16,981
Nestle USA, Inc.Nestlefood productswage and hour violation2020private lawsuit-federal$254,750
ZURICH AMERICAN INS COZurich Insurancefinancial serviceswage and hour violation2018IL-DOL$13,865
Accounting Principals Inc.Adeccobusiness serviceswage and hour violation2013CA-LCO$5,103
Novartis Pharmaceuticals CorporationNovartispharmaceuticalswage and hour violation2014MI-LEO$13,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalswage and hour violation2014MI-LEO$5,885
Ace American InsuranceChubb Limitedfinancial serviceswage and hour violation2012MI-LEO$6,000
Swissport USA Inc.Swissport Internationalbusiness serviceswage and hour violation2023IL-DOL$40,000
ArxadaArxadachemicalswage and hour violation2022IL-DOL$5,419
Adecco USA Inc.Adeccobusiness serviceswage and hour violation2024WHD$626,341
Credit Suisse Energy LLCUBSfinancial servicesutility service violation2017TX-PUC$7,500
UBS SecuritiesUBSfinancial servicestoxic securities abuses2013SEC$50,000,000
Credit Suisse Securities (USA)UBSfinancial servicestoxic securities abuses2012SEC$120,000,000
Credit SuisseUBSfinancial servicestoxic securities abuses2014FHFA$885,000,000
UBS Americas Inc.UBSfinancial servicestoxic securities abuses2013FHFA$885,000,000
UBSUBSfinancial servicestoxic securities abuses2016NCUA$69,800,000
Credit SuisseUBSfinancial servicestoxic securities abuses2016NCUA$50,300,000
Credit SuisseUBSfinancial servicestoxic securities abuses2017DOJ_CIVIL$5,280,000,000
UBSUBSfinancial servicestoxic securities abuses2017NCUA$445,000,000
Credit Suisse Securities (USA) LLCUBSfinancial servicestoxic securities abuses2016VA-AG$1,200,000
UBS Financial Services, Inc. and UBS Securities LLCUBSfinancial servicestoxic securities abuses2008MA-AG$35,000,000
UBS Securities LLCUBSfinancial servicestoxic securities abuses2018NY-AG$230,000,000
UBS Securities LLCUBSfinancial servicestoxic securities abuses2016VA-AG$850,000
UBS AGUBSfinancial servicestoxic securities abuses2023DOJ_CIVIL$1,435,000,000
ABB Inc.ABB Ltd.utilities and power generationtelecommunications violation2020FCC$15,000
Bank Julius Baer & Co. Ltd.Julius Baer Groupfinancial servicestax violations2016DOJ_TAX$547,000,000
Union Bancaire PriveeUnion Bancaire Priveefinancial servicestax violations2016DOJ_TAX$187,000,000
Credit Suisse AGUBSfinancial servicestax violations2014DOJ_TAX$1,800,000,000
UBS AGUBSfinancial servicestax violations2009DOJ_TAX$780,000,000
UBS AGUBSfinancial servicestax violations2009SEC$200,000,000
Zurich Life Insurance Company LtdZurich Insurancefinancial servicestax violations2019DOJ_TAX$5,115,000
Union Bancaire Privee, UBP SAUnion Bancaire Priveefinancial servicestax violations2020DOJ_TAX$14,000,000
Credit Suisse AGUBSfinancial servicestax violations2014NY-DFS$715,000,000
Swiss Life Holding AG et al.Swiss Life Groupfinancial servicestax violations2021DOJ_TAX$77,374,337
CLARIANT CORPORATIONClariantchemicalsrailroad safety violation2013FRA$9,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2011FRA$6,900
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.