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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,038,911,396
Number of Records: 2,090
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$10,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2021FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$5,000
CLARIANT CORPORATIONClariantchemicalsrailroad safety violation2019FRA$5,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$10,500
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$7,250
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2019FRA$5,000
UBS Securities Japan Co. Ltd.UBSfinancial servicesprice-fixing or anti-competitive practices2012DOJ_ANTITRUST$500,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2011DOJ_ANTITRUST$160,000,000
Kuhne + Nagel International AGKuehne & Nagelfreight and logisticsprice-fixing or anti-competitive practices2010DOJ_ANTITRUST$9,865,044
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2015DOJ_CRIMINAL$203,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2014CFTC$290,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2012CFTC$700,000,000
ABB Middle East & Africa Participations AGABB Ltd.utilities and power generationprice-fixing or anti-competitive practices2001DOJ_ANTITRUST$53,000,000
ACE GroupChubb Limitedfinancial servicesprice-fixing or anti-competitive practices2011OH-AG$1,970,000
ACE LimitedChubb Limitedfinancial servicesprice-fixing or anti-competitive practices2007PA-AG$9,000,000
ACE Group Holdings, Inc.Chubb Limitedfinancial servicesprice-fixing or anti-competitive practices2007MULTI-AG$4,500,000
ACE, LtdChubb Limitedfinancial servicesprice-fixing or anti-competitive practices2006MULTI-AG$80,000,000
Aggregate IndustriesHolcim Groupbuilding materialsprice-fixing or anti-competitive practices2002MA-AG$20,000
ChubbChubb Limitedfinancial servicesprice-fixing or anti-competitive practices2006MULTI-AG$17,000,000
CIBA VisionNovartispharmaceuticalsprice-fixing or anti-competitive practices2000MULTI-AG$5,000,000
Geneva PharmaceuticalsNovartispharmaceuticalsprice-fixing or anti-competitive practices2005MULTI-AG$15,350,000
Hoffman-LaRocheRochepharmaceuticalsprice-fixing or anti-competitive practices2000MULTI-AG$142,494,000
Hoffman-LaRocheRochepharmaceuticalsprice-fixing or anti-competitive practices2000CA-AG$47,498,000
Hoffman-LaRocheRochepharmaceuticalsprice-fixing or anti-competitive practices2002MA-AG$111,167
Lonza AGLonzachemicalsprice-fixing or anti-competitive practices2009MULTI-AG$2,275,454
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018MULTI-AG$68,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2011MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $90,800,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2016WV-AG$325,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesprice-fixing or anti-competitive practices2006MULTI-AG$171,700,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesprice-fixing or anti-competitive practices2006OH-AG$7,000,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2020DOJ_ANTITRUST$195,000,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2017NY-DFS$135,000,000
Glencore International A.G.Glencorefinancial servicesprice-fixing or anti-competitive practices2022CFTC$1,186,000,000
Alcon Vision LLCAlcon Inc.medical equipment and suppliesprice-fixing or anti-competitive practices2022private lawsuit-federal$20,000,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$50,000,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$10,989,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$8,875,000
Credit Suisse GroupAGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Credit Suisse Securities (USA) LLCUBSfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Glencore Ltd.Glencorefinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$9,850,000
Hoffmann-La RocheRochepharmaceuticalsprice-fixing or anti-competitive practices2000private lawsuit-federal$130,000,000
Hoffmann-La Roche Inc.Rochepharmaceuticalsprice-fixing or anti-competitive practices2008private lawsuit-federal$11,000,000
Kuehne + Nagel International AGKuehne & Nagelfreight and logisticsprice-fixing or anti-competitive practices2013private lawsuit-federal$28,000,000
LaFarge North America Inc.Holcim Groupbuilding materialsprice-fixing or anti-competitive practices2016private lawsuit-federal$23,000,000
LaFarge North America Inc.Holcim Groupbuilding materialsprice-fixing or anti-competitive practices2017private lawsuit-federal$5,200,000
Lonza AGLonzachemicalsprice-fixing or anti-competitive practices2004private lawsuit-federal$27,240,000
Pentair Water Pool and Spa Inc.Pentairindustrial equipmentprice-fixing or anti-competitive practices2016private lawsuit-federal$6,000,000
Pentair Water Pool and Spa Inc.Pentairindustrial equipmentprice-fixing or anti-competitive practices2016private lawsuit-federal$600,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2017private lawsuit-federal$1,750,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2017private lawsuit-federal$3,202,500
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2020private lawsuit-federal$85,000,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2011private lawsuit-federal$150,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$17,900,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$141,075,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$14,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$8,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$32,000,000
UBS Group AGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
UBS Securities LLCUBSfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Credit Suisse Group AGUBSfinancial servicesprice-fixing or anti-competitive practices2023private lawsuit-federal$550,000
Novartis AGNovartispharmaceuticalsprice-fixing or anti-competitive practices2023private lawsuit-federal$126,850,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsprice-fixing or anti-competitive practices2023private lawsuit-federal$30,000,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2023private lawsuit-federal$13,750,000
Lafarge S.A.Holcim Groupbuilding materialspayment to designated terrorist organization2022USAO$777,780,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsoff-label or unapproved promotion of medical products2010FDA$422,500,000
Novartis Vaccines & Diagnostics Inc. and Novartis Pharmaceuticals CorporationNovartispharmaceuticalsoff-label or unapproved promotion of medical products2010FDA$72,500,000
InterMune Inc.Rochepharmaceuticalsoff-label or unapproved promotion of medical products2006FDA$36,900,000
Genentech Inc.Rochepharmaceuticalsoff-label or unapproved promotion of medical products2000MULTI-AG$19,000,000
InterMune Inc.Rochepharmaceuticalsoff-label or unapproved promotion of medical products2006MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $6,700,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsoff-label or unapproved promotion of medical products2010MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $88,258,694
Novartis Vaccines & Diagnostics Inc. and Novartis Pharmaceuticals CorporationNovartispharmaceuticalsoff-label or unapproved promotion of medical products2010MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $29,000,000
Novartis PharmaceuticalsNovartispharmaceuticalsoff-label or unapproved promotion of medical products2012TX-AG$6,638,250
SIKA CORPORATIONSika AGchemicalsmotor vehicle safety violation2009FMCSA$5,500
SIKA CORPORATIONSika AGchemicalsmotor vehicle safety violation2007FMCSA$11,280
CAMBREX BIO SCIENCE WALKERSVILLE, INCLonzachemicalsmotor vehicle safety violation2006FMCSA$6,050
ABB INCABB Ltd.utilities and power generationmotor vehicle safety violation2005FMCSA$6,680
Bank Julius Baer & Co. Ltd.Julius Baer Groupfinancial servicesmoney laundering2021DOJ_CRIMINAL$79,000,000
Intermune, Inc.RochepharmaceuticalsMedicare Coverage Gap Discount Program violation2013CMS$5,641
Intermune, Inc.RochepharmaceuticalsMedicare Coverage Gap Discount Program violation2013CMS$16,215
Aggregate Industries USHolcim Groupbuilding materialslabor relations violation2017NLRB$17,214
UBS Inc.UBSfinancial serviceslabor relations violation2010NLRB$26,351
Givaudan Fragrances CorporationGivaudanmiscellaneous manufacturinglabor relations violation2009NLRB$5,457
Sika CorporationSika AGchemicalslabor relations violation2008NLRB$5,200
Givaudan Fragrances Corp.Givaudanmiscellaneous manufacturinglabor relations violation2008NLRB$14,365
Lattimore Materials Co.Holcim Groupbuilding materialslabor relations violation2007NLRB$342,916
Kuehne & NagelKuehne & Nagelfreight and logisticslabor relations violation2007NLRB$14,616
Nestle Purina PetCareNestlefood productslabor relations violation2006NLRB$43,519
ABB Inc.ABB Ltd.utilities and power generationlabor relations violation2006NLRB$20,000
Lafarge North America - Gypsum DivisionHolcim Groupbuilding materialslabor relations violation2005NLRB$6,034
Ghirardelli ChocolateLindt & Sprunglifood productslabor relations violation2004NLRB$12,998
ABB, Inc.ABB Ltd.utilities and power generationlabor relations violation2004NLRB$6,626
Aggregate Industries (Middlesex Materials NE)Holcim Groupbuilding materialslabor relations violation2004NLRB$223,976
TYCO Electronics Power SystemsTE Connectivityelectrical and electronic equipmentlabor relations violation2003NLRB$96,000
Thomas & Betts CorporationABB Ltd.utilities and power generationlabor relations violation2003NLRB$17,140
LaFarge GypsumHolcim Groupbuilding materialslabor relations violation2003NLRB$6,750
Barry Callebaut, Inc.Barry Callebautfood productslabor relations violation2003NLRB$37,757
Nestle USA IncNestlefood productslabor relations violation2003NLRB$9,800
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.