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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,038,911,396
Number of Records: 2,090
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
Aggregate Industries - MWR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2014MSHA$12,248
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$7,774
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$5,080
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$17,301
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$5,503
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$8,893
Lafarge North AmericaHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$5,080
Lafarge North AmericaHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$5,080
Holcim - SOR, IncHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$9,634
Lafarge North AmericaHolcim Groupbuilding materialsworkplace safety or health violation2014MSHA$5,211
HolcimHolcim Groupbuilding materialsenvironmental violation2013EPA$20,700,000
TransoceanTransoceanoilfield services and suppliesenvironmental violation2013EPA$1,000,000,000
CLARIANT CORPORATIONClariantchemicalsrailroad safety violation2013FRA$9,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2013FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2013FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2013FRA$5,000
Lafarge North America Inc.Holcim Groupbuilding materialsenvironmental violation2013EPA$1,500,000
Transocean Deepwater Inc.Transoceanoilfield services and suppliesenvironmental violation2013EPA$400,000,000
UBS SecuritiesUBSfinancial servicestoxic securities abuses2013SEC$50,000,000
UBS Americas Inc.UBSfinancial servicestoxic securities abuses2013FHFA$885,000,000
Schindler Elevator CorporationSchindlermiscellaneous manufacturingemployment discrimination2013EEOC$35,000
Novartis PharmaceuticalsNovartispharmaceuticalsemployment discrimination2013OFCCP$51,594
Chemoil CorporationGlencorefinancial serviceswage and hour violation2013WHD$16,594
UBS, Inc.UBSfinancial serviceswage and hour violation2013WHD$90,902
Schindler Elevator CorportationSchindlermiscellaneous manufacturingwage and hour violation2013WHD$34,081
Intermune, Inc.RochepharmaceuticalsMedicare Coverage Gap Discount Program violation2013CMS$5,641
Intermune, Inc.RochepharmaceuticalsMedicare Coverage Gap Discount Program violation2013CMS$16,215
UBS O'Connor, LLCUBSfinancial servicesinvestor protection violation2013SEC$5,297,716
AlconAlcon Inc.medical equipment and suppliesFalse Claims Act and related2013LA-AG$1,000,000
Lafarge North AmericaHolcim Groupbuilding materialsenvironmental violation2013NY-AG$1,500,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2013MA-AG$50,000
NovartisNovartispharmaceuticalsFalse Claims Act and related2013LA-AG$7,000,000
Novartis Pharmaceuticals Corp.NovartispharmaceuticalsFalse Claims Act and related2013ID-AG$750,000
SandozSandoz GrouppharmaceuticalsFalse Claims Act and related2013LA-AG$13,100,000
UBS Financial Services, IncUBSfinancial servicesinvestor protection violation2013MULTI-AG$4,580,000
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2013DE-AG$70,077
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2013AK-DBS$64,661
Farmers Insurance Company, Inc.Zurich Insurancefinancial servicesinsurance violation2013KS-INS$50,000
ACE American Insurance Co. et al.Chubb Limitedfinancial servicesinsurance violation2013ME-INS$30,550
Zurich American Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2013ME-INS$35,350
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2013NY-DFS$4,560,000
Federal Insurance CompanyChubb Limitedfinancial servicesinsurance violation2013TX-INS$36,000
Mid-Century Insurance CompanyZurich Insurancefinancial servicesinsurance violation2013TX-INS$14,360
Federal Insurance CompanyChubb Limitedfinancial servicesinsurance violation2013TX-INS$6,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2013TX-INS$15,000
Chubb Indemnity Insurance CompanyChubb Limitedfinancial servicesinsurance violation2013TX-INS$7,000
Pacific Indemnity CompanyChubb Limitedfinancial servicesinsurance violation2013TX-INS$17,500
American Guarantee & Liability Insurance Company et al.Zurich Insurancefinancial servicesinsurance violation2013WA-INS$50,000
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2013MULTI-FIN$4,600,000
Lonza Inc.Lonzachemicalsenvironmental violation2013CA-DPR$16,402
Nestle Purina Pet Care CompanyNestlefood productsenvironmental violation2013MO-ENV$5,000
Nestle Purina Pet Care CompanyNestlefood productsenvironmental violation2013MO-ENV$5,000
SGS NORTH AMERICA INCSGS S.A.miscellaneous servicesenvironmental violation2013NJ-ENV$15,300
SGS NORTH AMERICA INCSGS S.A.miscellaneous servicesenvironmental violation2013NJ-ENV$6,175
Clariant Corp.Clariantchemicalsenvironmental violation2013RI-ENV$105,000
Accounting Principals Inc.Adeccobusiness serviceswage and hour violation2013CA-LCO$5,103
Kuehne + Nagel International AGKuehne & Nagelfreight and logisticsprice-fixing or anti-competitive practices2013private lawsuit-federal$28,000,000
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2013OSHA$18,000
THOMAS & BETTS CORP. DBA JENNINGS TECHNOLOGY INC.ABB Ltd.utilities and power generationworkplace safety or health violation2013OSHA$7,730
SWISSPORT CARGO SERVICESwissport Internationalbusiness servicesworkplace safety or health violation2013OSHA$5,000
NESTLE USA, INC.Nestlefood productsworkplace safety or health violation2013OSHA$15,000
GHIRARDELLI CHOCOLATE COMPANYLindt & Sprunglifood productsworkplace safety or health violation2013OSHA$26,295
SULZER TURBO SERVICES HOUSTON, INCSulzerconstruction and engineeringworkplace safety or health violation2013OSHA$5,625
AMPCO METAL INC.AMPCO Metalmetalsworkplace safety or health violation2013OSHA$6,400
AMPCO METAL, INC.AMPCO Metalmetalsworkplace safety or health violation2013OSHA$7,000
SWISSPORT FUELING SERVICESSwissport Internationalbusiness servicesworkplace safety or health violation2013OSHA$7,385
NOVARTIS CONSUMER HEALTH INC.Novartispharmaceuticalsworkplace safety or health violation2013OSHA$6,078
SULZER CHEMTECH USASulzerconstruction and engineeringworkplace safety or health violation2013OSHA$14,000
RUSSELL STOVER CANDIES, INC.Lindt & Sprunglifood productsworkplace safety or health violation2013OSHA$25,405
SULZER CHEMTECH USA, INC.Sulzerconstruction and engineeringworkplace safety or health violation2013OSHA$6,120
ADECCO USA, INC.Adeccobusiness servicesworkplace safety or health violation2013OSHA$11,016
SYSTECH ENVIRONMENTAL CORPORATIONHolcim Groupbuilding materialsworkplace safety or health violation2013OSHA$7,350
ADECCO USA, INC.Adeccobusiness servicesworkplace safety or health violation2013OSHA$28,584
SWISSPORT LTDSwissport Internationalbusiness servicesworkplace safety or health violation2013OSHA$9,000
LAFARGE BLDG MATERIALS INC - RAVENA CEMENT PLANTHolcim Groupbuilding materialsenvironmental violation2013EPA$260,231
HOLCIM (US), INC.Holcim Groupbuilding materialsenvironmental violation2013EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $700,000
FIRESTONE BUILDING PRODUCTSHolcim Groupbuilding materialsenvironmental violation2013EPA$14,820
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingenvironmental violation2013EPA$7,735
Glencore Ltd.Glencorefinancial servicesenvironmental violation2013EPA$98,954
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2013MSHA$9,634
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2013MSHA$5,099
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2013MSHA$5,961
Lafarge West, IncHolcim Groupbuilding materialsworkplace safety or health violation2013MSHA$70,000
Lafarge West, IncHolcim Groupbuilding materialsworkplace safety or health violation2013MSHA$42,000
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2013MSHA$7,578
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2013MSHA$6,458
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2013MSHA$6,458
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2013MSHA$6,458
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2013MSHA$6,458
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2013MSHA$6,458
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2013MSHA$6,458
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2013MSHA$5,961
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2013MSHA$5,961
Noble Americas Corp.Vitolfinancial servicesrailroad safety violation2012FRA$15,000
SYSTECH ENVIRONMENTAL CORPORATIONHolcim Groupbuilding materialsrailroad safety violation2012FRA$5,000
Xstrata CopperGlencorefinancial servicesrailroad safety violation2012FRA$12,000
Russell Stover Candies, Inc.Lindt & Sprunglifood productsenvironmental violation2012EPA$585,000
Holcim (US), Inc.Holcim Groupbuilding materialsenvironmental violation2012EPA$36,500
BOSFuel Corp. and Swissport Fueling, Inc.Swissport Internationalbusiness servicesenvironmental violation2012EPA$90,000
UBS Securities Japan Co. Ltd.UBSfinancial servicesprice-fixing or anti-competitive practices2012DOJ_ANTITRUST$500,000,000
Credit Suisse Securities (USA)UBSfinancial servicestoxic securities abuses2012SEC$120,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.