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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2015TX-INS$6,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015TX-INS$9,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015TX-INS$90,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2015TX-INS$9,900
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015TX-INS$15,200
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015TX-INS$7,000
American Guarantee and Liability Insurance CompanyZurich Insurancefinancial servicesinsurance violation2015TX-INS$6,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2015TX-INS$15,000
FEDERAL INSURANCE CO.,Chubb Limitedfinancial servicesinsurance violation2015VA-INS$132,761
Farmers Insurance Company Of WashingtonZurich Insurancefinancial servicesinsurance violation2015WA-INS$100,000
Bankers Standard Insurance CompanyChubb Limitedfinancial servicesinsurance violation2015WA-INS$25,000
Farmers Insurance Company Of WashingtonZurich Insurancefinancial servicesinsurance violation2015WA-INS$300,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2015PA-ENV$5,991
Baldor Electric CompanyABB Ltd.utilities and power generationhazardous waste violation2015AR-ENV$7,500
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2015CO-DPHE$9,800
Aggregate Industries - WCR, Inc.Holcim Groupbuilding materialsmining environmental violation2015CO-DRMS$35,000
Pentair Pump Group, Inc.Pentairindustrial equipmentenvironmental violation2015LA-ENV$8,114
GIVAUDAN FLAVORS CORPGivaudanmiscellaneous manufacturingwater pollution violation2015NJ-ENV$12,000
Lafarge North America, Inc.Holcim Groupbuilding materialsenvironmental violation2015NM-ENV$50,400
LaFarge Building Materials, Inc.Holcim Groupbuilding materialsenvironmental violation2015NY-ENV$59,000
UBS Financial Services Incorporated of Puerto RicoUBSfinancial servicesinvestor protection violation2015FINRA$18,500,000
UBS Securities LLCUBSfinancial servicesconsumer protection violation2015private lawsuit-federal$78,333,333
Ghiradelli Chocolate Co.Lindt & Sprunglifood productsconsumer protection violation2015private lawsuit-federal$5,250,000
BARRY CALLEBAUT U.S.A., LLCBarry Callebautfood productsworkplace safety or health violation2015OSHA$6,350
ARYZTAAryztafood productsworkplace safety or health violation2015OSHA$15,000
ABB INC.ABB Ltd.utilities and power generationworkplace safety or health violation2015OSHA$5,600
PENTAIR, INC.Pentairindustrial equipmentworkplace safety or health violation2015OSHA$14,400
NESTLE PURINA PETCARENestlefood productsworkplace safety or health violation2015OSHA$6,501
SIKA CORPORATIONSika AGchemicalsworkplace safety or health violation2015OSHA$7,000
BARRY CALLEBAUT U.S.A. LLCBarry Callebautfood productsworkplace safety or health violation2015OSHA$7,560
NBTY MANUFACTURING NEW YORK, INC.Nestlefood productsworkplace safety or health violation2015OSHA$7,000
ARYZTA LLCAryztafood productsworkplace safety or health violation2015OSHA$9,100
RUSSELL STOVER CANDIES, INC.Lindt & Sprunglifood productsworkplace safety or health violation2015OSHA$110,800
ADECCO USA INC.Adeccobusiness servicesworkplace safety or health violation2015OSHA$25,000
ABB INC.ABB Ltd.utilities and power generationworkplace safety or health violation2015OSHA$5,000
NESTLE USANestlefood productsworkplace safety or health violation2015OSHA$7,000
ABB, INC.ABB Ltd.utilities and power generationworkplace safety or health violation2015OSHA$5,390
SULZER CHEMTECH USASulzerconstruction and engineeringworkplace safety or health violation2015OSHA$7,000
ARCH CHEMICAL, INC.Arxadachemicalsenvironmental violation2015EPA$14,650
SYSTECH ENVIRONMENTAL CORPORATION (FKA LAFARGE CORHolcim Groupbuilding materialsair pollution violation2015EPA$268,000
Clariant CorporationClariantchemicalshazardous waste violation2015EPA$168,817
Vitol, Inc.Vitolfinancial servicesair pollution violation2015EPA$14,047
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2015MSHA$5,080
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2015MSHA$5,961
Lafarge North AmericaHolcim Groupbuilding materialsworkplace safety or health violation2015MSHA$5,961
Lafarge North America Inc.Holcim Groupbuilding materialsworkplace safety or health violation2015MSHA$7,578
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2015MSHA$8,209
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2015MSHA$8,209
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2015MSHA$8,209
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2015MSHA$8,209
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2015MSHA$27,259
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2015MSHA$8,209
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2015MSHA$25,163
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2015MSHA$7,578
Lafarge North AmericaHolcim Groupbuilding materialsworkplace safety or health violation2015MSHA$5,060
Holcim - SOR, IncHolcim Groupbuilding materialsworkplace safety or health violation2015MSHA$6,115
Holcim - SOR, IncHolcim Groupbuilding materialsworkplace safety or health violation2015MSHA$5,000
Holcim - SOR, IncHolcim Groupbuilding materialsworkplace safety or health violation2015MSHA$14,373
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2016SEC$54,300,000
Novartis AGNovartispharmaceuticalsForeign Corrupt Practices Act2016SEC$25,000,000
UBSUBSfinancial servicestoxic securities abuses2016NCUA$69,800,000
Credit SuisseUBSfinancial servicestoxic securities abuses2016NCUA$50,300,000
Credit SuisseUBSfinancial servicesinvestor protection violation2016CFTC$665,000
Bank Julius Baer & Co. Ltd.Julius Baer Groupfinancial servicestax violations2016DOJ_TAX$547,000,000
Union Bancaire PriveeUnion Bancaire Priveefinancial servicestax violations2016DOJ_TAX$187,000,000
Genentech Inc.RochepharmaceuticalsFalse Claims Act and related2016DOJ_CIVIL$33,500,000
Logitech InternationalLogitech Internationalelectrical and electronic equipmentaccounting fraud or deficiencies2016SEC$7,500,000
Alcon Laboratories, IncAlcon Inc.medical equipment and supplieseconomic sanction violation2016OFAC$7,617,150
Alcon Pharmaceuticals Ltd. and Alcon Laboratories, Inc.Alcon Inc.medical equipment and suppliesexport control violation2016BIS$8,100,000
Chemoil CorporationGlencorefinancial servicesenvironmental violation2016EPA$27,000,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$6,000
CLARIANT CORPORATIONClariantchemicalsrailroad safety violation2016FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$10,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2016FRA$6,000
LONZA, INC.Lonzachemicalsrailroad safety violation2016FRA$8,500
UBS Financial ServicesUBSfinancial servicesinvestor protection violation2016SEC$15,025,882
Credit Suisse AGUBSfinancial servicesaccounting fraud or deficiencies2016SEC$90,000,000
AdeccoUSAAdeccobusiness serviceswage and hour violation2016WHD$5,276
ABB, Inc.ABB Ltd.utilities and power generationwage and hour violation2016WHD$10,349
Gerber ProductsNestlefood productswage and hour violation2016private lawsuit-state$3,001,669
Novartis Corporation and Alcon LaboratoriesNovartispharmaceuticalsemployment discrimination2016private lawsuit-federal$8,000,000
Credit Suisse SecuritiesUBSfinancial servicesinvestor protection violation2016NY-AG$30,000,000
Credit Suisse Securities (USA) LLCUBSfinancial servicestoxic securities abuses2016VA-AG$1,200,000
Genentech Inc.RochepharmaceuticalsFalse Claims Act and related2016MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,200,000
NBTY, Inc.Nestlefood productsdrug or medical equipment safety violation2016NY-AG$250,000
UBS Securities LLCUBSfinancial servicestoxic securities abuses2016VA-AG$850,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2016WV-AG$325,000
Nestle Prepared Foods CompanyNestlefood productsFamily and Medical Leave Act2016WHD$17,000
21st Century Centennial Insurance Co.Zurich Insurancefinancial servicesinsurance violation2016DE-INS$27,500
Farmers Insurance Company, Inc.Zurich Insurancefinancial servicesinsurance violation2016KS-INS$20,000
Federal Insurance Co. et al.Chubb Limitedfinancial servicesinsurance violation2016MD-INS$12,000
Federal Insurance Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$84,500
Pacific Indemnity Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$15,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2016MO-INS$47,500
Ace Property and Casualty Insurance Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$47,500
Ace Fire Underwriters Insurance Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$47,500
Ace American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$47,500
Zurich American Insurance Co. et al.Zurich Insurancefinancial servicesinsurance violation2016MO-INS$250,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2016SD-INS$15,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2016SD-INS$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.