UBS Securities Japan Co. Ltd. | UBS | financial services | price-fixing or anti-competitive practices | 2012 | DOJ_ANTITRUST | $500,000,000 |
Credit Suisse Securities (USA) | UBS | financial services | toxic securities abuses | 2012 | SEC | $120,000,000 |
UBS Financial Services Inc. of Puerto Rico | UBS | financial services | investor protection violation | 2012 | SEC | $26,600,000 |
UBS Global Asset Management | UBS | financial services | investor protection violation | 2012 | SEC | $300,000 |
UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2012 | CFTC | $700,000,000 |
ADC Telecommunications Inc. | TE Connectivity | electrical and electronic equipment | False Claims Act and related | 2012 | DOJ_CIVIL | $1,000,000 |
Baldor Electric Co. | ABB Ltd. | utilities and power generation | employment discrimination | 2012 | OFCCP | $2,000,000 |
Vitol, Inc. | Vitol | financial services | employment discrimination | 2012 | EEOC | $62,500 |
Aggregate Industries Management, Inc. | Holcim Group | building materials | employment discrimination | 2012 | OFCCP | $22,540 |
Reliance Electric, Inc. | ABB Ltd. | utilities and power generation | wage and hour violation | 2012 | WHD | $209,007 |
NESTLE PURINA PETCARE | Nestle | food products | aviation safety violation | 2012 | FAA | $80,000 |
NBTY Inc. | Nestle | food products | wage and hour violation | 2012 | private lawsuit-state | $420,000 |
Novartis | Novartis | pharmaceuticals | wage and hour violation | 2012 | private lawsuit-federal | $99,000,000 |
Genentech | Roche | pharmaceuticals | wage and hour violation | 2012 | private lawsuit-state | $2,100,000 |
UBS | UBS | financial services | wage and hour violation | 2012 | private lawsuit-federal | $1,400,000 |
Hoffmann-La Roche, Inc. | Roche | pharmaceuticals | employment discrimination | 2012 | private lawsuit-federal | $545,833 |
Farmers Group, Inc. | Zurich Insurance | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $6,850,000 |
Metropolitan Property and Casualty Insurance Co. | Zurich Insurance | financial services | consumer protection violation | 2012 | MA-AG | $395,000 |
Novartis Pharmaceuticals Corp. | Novartis | pharmaceuticals | False Claims Act and related | 2012 | KY-AG | $2,750,000 |
Novartis Pharmaceuticals | Novartis | pharmaceuticals | off-label or unapproved promotion of medical products | 2012 | TX-AG | $6,638,250 |
Mid-Century Insurance Co. | Zurich Insurance | financial services | insurance violation | 2012 | IN-INS | $5,000 |
Metropolitan Property and Casualty Insurance Co. | Zurich Insurance | financial services | insurance violation | 2012 | MN-FIN | $10,000 |
Chubb National Insurance Co. | Chubb Limited | financial services | insurance violation | 2012 | MO-INS | $68,000 |
UBS Financial Services Inc. | UBS | financial services | investor protection violation | 2012 | NH-BSR | $72,500 |
Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2012 | TX-INS | $8,500 |
American Zurich Insurance Company | Zurich Insurance | financial services | insurance violation | 2012 | TX-INS | $27,500 |
Zurich American Insurance Company | Zurich Insurance | financial services | insurance violation | 2012 | TX-INS | $35,000 |
Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2012 | TX-INS | $6,960 |
Farmers Insurance Company Of Washington And Farmers Insurance Exchange | Zurich Insurance | financial services | insurance violation | 2012 | WA-INS | $10,000 |
Nestle Purina PetCare Company | Nestle | food products | pesticide violation | 2012 | CA-DPR | $55,000 |
LAFARGE NORTH AMERICA, INC. | Holcim Group | building materials | water pollution violation | 2012 | IL-ENV | $25,000 |
GIVAUDAN FLAVORS CORPORATION | Givaudan | miscellaneous manufacturing | air pollution violation | 2012 | KY-ENV | $13,500 |
CLARIANT CORP - FAIR LAWN | Clariant | chemicals | water pollution violation | 2012 | NJ-ENV | $9,000 |
UBS Financial Services | UBS | financial services | investor protection violation | 2012 | FINRA | $2,354,584 |
Firestone Building Products | Holcim Group | building materials | air pollution violation | 2012 | CA-SCAQMD | $400,000 |
Ace American Insurance | Chubb Limited | financial services | wage and hour violation | 2012 | MI-LEO | $6,000 |
NBTY MANUFACTURING LLC | Nestle | food products | workplace safety or health violation | 2012 | OSHA | $5,898 |
NESTLE USA | Nestle | food products | workplace safety or health violation | 2012 | OSHA | $5,850 |
SCHINDLER ELEVATOR CORPORATION | Schindler | miscellaneous manufacturing | workplace safety or health violation | 2012 | OSHA | $8,995 |
AGGREGATE INDUSTRIES-SWR, INC. | Holcim Group | building materials | workplace safety or health violation | 2012 | OSHA | $31,500 |
NESTLE USA, INC. | Nestle | food products | workplace safety or health violation | 2012 | OSHA | $9,000 |
A. FINKL & SONS CO. | Swiss Steel | metals | workplace safety or health violation | 2012 | OSHA | $212,000 |
SCHINDLER ELEVATOR, CORPORATION | Schindler | miscellaneous manufacturing | workplace safety or health violation | 2012 | OSHA | $5,400 |
PENTAIR RESIDENTIAL FILTRATION, LLC | Pentair | industrial equipment | workplace safety or health violation | 2012 | OSHA | $7,000 |
THOMAS & BETTS CORPORATION | ABB Ltd. | utilities and power generation | workplace safety or health violation | 2012 | OSHA | $12,780 |
ACCUTEST LABORATORIES | SGS S.A. | miscellaneous services | workplace safety or health violation | 2012 | OSHA | $26,560 |
SWISSPORT/BOSFUEL | Swissport International | business services | water pollution violation | 2012 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $90,000 |
Lafarge North America, Inc. (NC)(Lead) | Holcim Group | building materials | water pollution violation | 2012 | EPA | $255,143 |
Lafarge Building Materials, Inc. | Holcim Group | building materials | water pollution violation | 2012 | EPA | $120,000 |
Lafarge Building Materials, Inc. | Holcim Group | building materials | environmental violation | 2012 | EPA | $45,980 |
LAFARGE MID-ATLANTIC, LLC | Holcim Group | building materials | water pollution violation | 2012 | EPA | $2,307,112 |
LAFARGE NORTH AMERICA, INC. (NATIONAL CASE) (READY MIX) | Holcim Group | building materials | water pollution violation | 2012 | EPA | $43,578 |
Nestle Purina Petcare Company | Nestle | food products | environmental violation | 2012 | EPA | $395,000 |
Nestle Professional Vitality (Chicago, IL) | Nestle | food products | air pollution violation | 2012 | EPA | $65,000 |
RUSSELL STOVER CANDIES | Lindt & Sprungli | food products | water pollution violation | 2012 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $585,000 |
LaFarge | Holcim Group | building materials | water pollution violation | 2012 | EPA | $1,084,166 |
HOLCIM (US) INC | Holcim Group | building materials | water pollution violation | 2012 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $36,500 |
Holcim (US) Incorporated | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $8,209 |
Holcim - MAMR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $9,634 |
Lafarge North America | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $10,437 |
Lafarge North America | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $7,578 |
Lafarge North America | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $5,503 |
Lafarge Mid-Atlantic, LLC | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $5,080 |
Lafarge Mid-Atlantic, LLC | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $5,961 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $7,187 |
Holcim (US) Inc. | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $5,503 |
Holcim - MAR, Inc. | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $7,578 |
Lafarge Mid Atlantic, LLC | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $13,268 |
Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $7,578 |
Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $7,578 |
Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $7,578 |
Lafarge Building Materials Incorporated | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $5,503 |
Holcim Quarries NY, INC | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $5,080 |
Holcim Quarries NY, INC | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $16,867 |
Holcim Quarries NY, INC | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $5,080 |
Lafarge North America Inc | Holcim Group | building materials | workplace safety or health violation | 2012 | MSHA | $5,080 |
SGS | SGS S.A. | miscellaneous services | railroad safety violation | 2011 | FRA | $6,900 |
Xstrata Copper | Glencore | financial services | railroad safety violation | 2011 | FRA | $7,500 |
Lafarge North America Inc. | Holcim Group | building materials | water pollution violation | 2011 | EPA | $8,740,000 |
Lindt & Sprungli | Lindt & Sprungli | food products | environmental violation | 2011 | EPA | $19,300 |
UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $160,000,000 |
UBS Securities LLC | UBS | financial services | investor protection violation | 2011 | SEC | $8,000,000 |
Sandoz, Inc. | Sandoz Group | pharmaceuticals | HHS civil monetary penalties | 2011 | HHSOIG | $230,000 |
Alcon Research, Ltd. | Alcon Inc. | medical equipment and supplies | wage and hour violation | 2011 | WHD | $199,443 |
Farmer's Insurance | Zurich Insurance | financial services | wage and hour violation | 2011 | WHD | $1,520,705 |
TYCO ELECTRONICS LTD | TE Connectivity | electrical and electronic equipment | aviation safety violation | 2011 | FAA | $30,000 |
NESTLE USA INC | Nestle | food products | wage and hour violation | 2011 | KY-DWS | $471,490 |
Adecco USA | Adecco | business services | wage and hour violation | 2011 | private lawsuit-federal | $780,000 |
Genentech | Roche | pharmaceuticals | wage and hour violation | 2011 | private lawsuit-state | $2,600,000 |
Credit Suisse Alternative Capital, LLC and Credit Suisse Asset Management, LLC | UBS | financial services | investor protection violation | 2011 | SEC | $2,500,000 |
ACE Group | Chubb Limited | financial services | price-fixing or anti-competitive practices | 2011 | OH-AG | $1,970,000 |
Aggregate Industries Northeast Region, Inc. | Holcim Group | building materials | False Claims Act and related | 2011 | MA-AG | $90,000 |
Credit Suisse Securities (USA) LLC | UBS | financial services | investor protection violation | 2011 | NJ-AG | $1,057,996 |
Lafarge North America Inc. | Holcim Group | building materials | water pollution violation | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $740,000 |
Sandoz, Inc. | Sandoz Group | pharmaceuticals | False Claims Act and related | 2011 | MS-AG | $30,110,618 |
UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $90,800,000 |
UBS Securities LLC and UBS Financial Services, Inc | UBS | financial services | investor protection violation | 2011 | NJ-AG | $3,790,487 |
Mid-Century Insurance Co. | Zurich Insurance | financial services | insurance violation | 2011 | CO-INS | $255,500 |
Mid-Century Insurance Co. | Zurich Insurance | financial services | insurance violation | 2011 | CO-INS | $66,000 |
Bristol West Insurance Co. | Zurich Insurance | financial services | insurance violation | 2011 | CO-INS | $161,500 |
UBS Financial Services | UBS | financial services | investor protection violation | 2011 | IN-SEC | $677,000 |