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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000$41,038,911,396
Number of Records: 2,090
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2022SEC$925,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$10,600
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$20,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$72,000
Credit SuisseUBSfinancial servicesinvestor protection violation2022CFTC$75,000,000
UBS AGUBSfinancial servicesinvestor protection violation2022CFTC$75,000,000
UBS Securities LLCUBSfinancial servicesinvestor protection violation2022FINRA$2,500,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2022SEC$125,000,000
UBS Securities LLC and UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2022SEC$125,000,000
Lafarge S.A.Holcim Groupbuilding materialspayment to designated terrorist organization2022USAO$777,780,000
Credit Suisse Securities (USA) LLC et al.UBSfinancial servicesinvestor protection violation2022NJ-AG$495,000,000
NESTLE USA INCNestlefood productsenvironmental violation2022NJ-ENV$12,150
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$17,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$7,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$22,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$9,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$20,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$58,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$5,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$9,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$24,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$21,800
ABB Ltd.ABB Ltd.utilities and power generationForeign Corrupt Practices Act2022DOJ_CRIMINAL$315,000,000
ABB LtdABB Ltd.utilities and power generationForeign Corrupt Practices Act2022SEC$75,000,000
HOLCIM (US) INC.Holcim Groupbuilding materialsenvironmental violation2022TX-ENV$14,400
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$24,750
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$12,000
Security National Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$5,000
Ace Fire Underwriters Insurance CompanyChubb Limitedfinancial servicesinsurance violation2022TX-INS$6,250
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$12,000
Alcon Vision LLCAlcon Inc.medical equipment and suppliesprice-fixing or anti-competitive practices2022private lawsuit-federal$20,000,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$10,989,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$8,875,000
Glencore Ltd.Glencorefinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$9,850,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$8,000,000
Foremost Insurance Company Grand Rapids, MichiganZurich Insurancefinancial servicesinsurance violation2022CT-INS$20,000
Metropolitan Group Property & Casualty Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022CT-INS$34,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022CT-INS$12,000
ArxadaArxadachemicalswage and hour violation2022IL-DOL$5,419
Holcim CementHolcim Groupbuilding materialsenvironmental violation2022MD-ENV$45,000
NESTLE USA, INCNestlefood productsworkplace safety or health violation2022OSHA$11,600
KUEHNE + NAGEL INC.Kuehne & Nagelfreight and logisticsworkplace safety or health violation2022OSHA$18,460
SGS NORTH AMERICA, INC.SGS S.A.miscellaneous servicesworkplace safety or health violation2022OSHA$25,900
SGS NORTH AMERICA, INC.SGS S.A.miscellaneous servicesworkplace safety or health violation2022OSHA$8,287
GERBER PRODUCTS COMPANYNestlefood productsworkplace safety or health violation2022OSHA$14,000
HOLCIM - WCR, INC.Holcim Groupbuilding materialsworkplace safety or health violation2022OSHA$20,717
GERBER PRODUCTS COMPANYNestlefood productsworkplace safety or health violation2022OSHA$13,500
SWISSPORT CARGO SERVICES LPSwissport Internationalbusiness servicesworkplace safety or health violation2022OSHA$7,366
NESTLE USA, INC.Nestlefood productsworkplace safety or health violation2022OSHA$11,000
ARCH WOOD PROTECTION, INC.Arxadachemicalsworkplace safety or health violation2022OSHA$124,780
KUEHNE + NAGEL, INC.Kuehne & Nagelfreight and logisticsworkplace safety or health violation2022OSHA$15,625
LINDT & SPRUNGLI (USA) INC.Lindt & Sprunglifood productsworkplace safety or health violation2022OSHA$7,800
LAFARGE NORTH AMERICA, INC. AND ITS SUCCESSOR, HOLCIM (US) INC.Holcim Groupbuilding materialsworkplace safety or health violation2022OSHA$12,355
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,868
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$8,549
Holcim (US) IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$6,208
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$6,208
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$26,202
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$29,114
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$17,565
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,034
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,868
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$7,890
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$7,890
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$7,890
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$8,767
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,034
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,034
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$8,549
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$5,731
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$36,086
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$5,731
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,034
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$14,967
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$9,261
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,034
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,034
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,034
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$5,290
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$5,290
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$13,816
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$13,816
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,034
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$7,890
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$7,890
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$5,731
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$5,731
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$5,731
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$16,213
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$5,731
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$16,213
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$5,731
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$5,731
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$5,731
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$16,213
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,034
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,034
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$10,034
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2022MSHA$8,011
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.