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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2018TX-INS$22,000
Federal Insurance CompanyChubb Limitedfinancial servicesinsurance violation2018TX-INS$7,000
Chubb Lloyds Insurance Company of TexasChubb Limitedfinancial servicesinsurance violation2018TX-INS$55,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2018TX-INS$18,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2018TX-INS$7,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2018TX-INS$9,000
ZURICH AMERICAN INS COZurich Insurancefinancial serviceswage and hour violation2018IL-DOL$13,865
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2018PA-ENV$5,000
Holcim (US) Inc.Holcim Groupbuilding materialsair pollution violation2018CO-DPHE$9,200
Aggregate Industries - WCR, Inc.Holcim Groupbuilding materialsmining environmental violation2018CO-DRMS$10,000
Arch Wood Protection, Inc.Arxadachemicalsair pollution violation2018GA-ENV$39,673
GIVAUDAN FLAVORS CORPGivaudanmiscellaneous manufacturingair pollution violation2018NJ-ENV$15,000
ARYZTAAryztafood productswater pollution violation2018NJ-ENV$7,000
GIVAUDAN FLAVORS CORPGivaudanmiscellaneous manufacturingair pollution violation2018NJ-ENV$15,000
SIKA CORPSika AGchemicalswater pollution violation2018NJ-ENV$63,750
UBS Financial Services Inc. and UBS Securities LLCUBSfinancial servicesanti-money-laundering deficiencies2018FINRA$5,000,000
Clariant Corp.Clariantchemicalsair pollution violation2018KY-LMAPCD$7,500
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$50,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$141,075,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$14,000,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2018FRA$5,000
LINDT & SPRUNGLI (USA) INC.Lindt & Sprunglifood productsworkplace safety or health violation2018OSHA$10,000
NESTLE USANestlefood productsworkplace safety or health violation2018OSHA$43,970
ARYZTA, LLCAryztafood productsworkplace safety or health violation2018OSHA$20,975
GIVAUDAN INC.Givaudanmiscellaneous manufacturingworkplace safety or health violation2018OSHA$5,835
ABB INC.ABB Ltd.utilities and power generationworkplace safety or health violation2018OSHA$12,472
FIRESTONE BUILDING PRODUCTS, LLC.Holcim Groupbuilding materialsworkplace safety or health violation2018OSHA$12,000
SIKA CORPORATIONSika AGchemicalsworkplace safety or health violation2018OSHA$7,760
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2018OSHA$9,701
SIKA CORPORATIONSika AGchemicalsworkplace safety or health violation2018OSHA$170,000
A. FINKL & SONS CO.Swiss Steelmetalsworkplace safety or health violation2018OSHA$22,040
ARCH WOOD PROTECTION, INC.Arxadachemicalsworkplace safety or health violation2018OSHA$10,964
ARYZTA LLCAryztafood productsworkplace safety or health violation2018OSHA$25,869
BARRY CALLEBAUT USA LLCBarry Callebautfood productsworkplace safety or health violation2018OSHA$64,996
RUSSELL STOVER CHOCOLATES LLCLindt & Sprunglifood productsworkplace safety or health violation2018OSHA$7,814
NESTLE PREPARED FOODS COMPANYNestlefood productsworkplace safety or health violation2018OSHA$17,575
SIKA CORPORATIONSika AGchemicalsworkplace safety or health violation2018OSHA$12,000
ABB INC.ABB Ltd.utilities and power generationworkplace safety or health violation2018OSHA$187,000
ARCH CHEMICALS INC.Arxadachemicalsworkplace safety or health violation2018OSHA$28,000
ARYTZAAryztafood productsair pollution violation2018EPA$7,000
Nestle Prepared Foods Co. Inc.Nestlefood productsenvironmental violation2018EPA$27,720
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2018MSHA$5,111
Holcim - MAMR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2018MSHA$5,111
Holcim SWR, Inc.Holcim Groupbuilding materialsworkplace safety or health violation2018MSHA$9,995
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$5,536
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$9,692
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$8,947
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$8,947
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$5,997
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$8,947
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$5,111
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$8,947
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$8,947
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$8,947
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$5,997
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$19,914
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$8,947
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$8,947
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$6,497
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$32,181
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$58,000
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$7,214
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$6,052
Credit SuisseUBSfinancial servicestoxic securities abuses2017DOJ_CIVIL$5,280,000,000
Aggregate Industries USHolcim Groupbuilding materialslabor relations violation2017NLRB$17,214
UBSUBSfinancial servicestoxic securities abuses2017NCUA$445,000,000
Nestle Snacks and Confections DivisionNestlefood productsFamily and Medical Leave Act2017WHD$8,400
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2017SEC$3,500,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesinvestor protection violation2017SEC$5,754,714
ABB, Inc.ABB Ltd.utilities and power generationenergy conservation violation2017DOE$37,040
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$20,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$5,000
SGSSGS S.A.miscellaneous servicesrailroad safety violation2017FRA$10,000
Nestle USANestlefood productswage and hour violation2017private lawsuit-federal$99,050
KUEHNE AND NAGEL INC.Kuehne & Nagelfreight and logisticsaviation safety violation2017FAA$25,360
Noble Americas CorporationVitolfinancial servicesrailroad safety violation2017FRA$6,500
Bristol West Casualty Insurance Co.Zurich Insurancefinancial servicesinsurance violation2017MN-FIN$20,000
Combined Life Insurance Company of New YorkChubb Limitedfinancial servicesinsurance violation2017NY-DFS$23,740
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2017NY-DFS$135,000,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2017TX-INS$6,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2017TX-INS$8,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2017TX-INS$9,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2017TX-INS$8,750
Federal Insurance CompanyChubb Limitedfinancial servicesinsurance violation2017TX-INS$22,500
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2017TX-INS$32,400
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2017TX-INS$5,255
FEDERAL INSURANCE COMPANYChubb Limitedfinancial servicesinsurance violation2017VA-INS$6,261
Federal Insurance CompanyChubb Limitedfinancial servicesinsurance violation2017WA-INS$30,000
Farmers Insurance Company Of WashingtonZurich Insurancefinancial servicesinsurance violation2017WA-INS$10,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2017PA-ENV$5,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2017PA-ENV$5,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2017PA-ENV$7,250
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2017PA-ENV$44,000
GIVAUDAN FLAVORS CORPGivaudanmiscellaneous manufacturingair pollution violation2017NJ-ENV$5,000
ARYZTAAryztafood productsair pollution violation2017NJ-ENV$21,000
Transocean Ltd.Transoceanoilfield services and suppliesoil spill2017private lawsuit-federal$211,750,000
Credit Suisse Energy LLCUBSfinancial servicesutility service violation2017TX-PUC$7,500
LaFarge North America Inc.Holcim Groupbuilding materialsprice-fixing or anti-competitive practices2017private lawsuit-federal$5,200,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2017private lawsuit-federal$1,750,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2017private lawsuit-federal$3,202,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.