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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount
ING Financial Partners, Inc.Voya Financialinvestor protection violation2004FINRA$200,000
ING Bank, NVINGeconomic sanction violation2012NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $309,500,000
ING Bank N.V.INGeconomic sanction violation2012DOJ_CRIMINAL$619,000,000
ING Bank N.V.INGeconomic sanction violation2012OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $619,000,000
ING Bank N.V.INGprice-fixing or anti-competitive practices2022private lawsuit-federal$10,490,000
ING America Insurance Holdings Inc.Voya Financialinvestor protection violation2006FINRA$7,000,000
ING AmericaVoya Financialwage and hour violation2010WHD$21,986
INGVoya Financialinvestor protection violation2006MULTI-AG$33,000,000
Infinity Insurance CompaniesKemperinsurance violation2007CA-INS$750,000
Infinity Insurance Co. et al.Kemperinsurance violation2005CA-INS$600,000
Infinity Insurance Co.Kemperinsurance violation2012AZ-DIFI$38,000
Infinity Insurance Co.Kemperinsurance violation2011WI-INS$5,000
Industrial Bank of KoreaIndustrial Bank of Koreaanti-money-laundering deficiencies2020USAO$51,000,000
Industrial Bank of KoreaIndustrial Bank of Koreaanti-money-laundering deficiencies2020NY-DFS$35,000,000
Industrial and Commercial Bank of China Ltd.Industrial and Commercial Bank of Chinabanking violation2024FED$2,400,000
Industrial and Commercial Bank of China Ltd.Industrial and Commercial Bank of Chinabanking violation2024NY-DFS$30,000,000
Industrial and Commercial Bank of China Financial Services LLCIndustrial and Commercial Bank of Chinainvestor protection violation2018SEC$1,250,000
Industrial and Commercial Bank of China Financial Services LLCIndustrial and Commercial Bank of Chinainvestor protection violation2018SEC$860,000
Industrial and Commercial Bank of China Financial Services LLCIndustrial and Commercial Bank of Chinaprice-fixing or anti-competitive practices2019DOJ_ANTITRUST$3,000,000
Industrial and Commercial Bank of China Financial Services LLCIndustrial and Commercial Bank of Chinainvestor protection violation2019SEC$42,700,000
Industrial and Commercial Bank of China Financial Services LLCIndustrial and Commercial Bank of Chinaanti-money-laundering deficiencies2018FINRA$5,300,000
Indiana Insurance Co.Liberty Mutual Insuranceemployment discrimination2004EEOC$178,065
Indiana Insurance Co.Liberty Mutual Insuranceinsurance violation2010IL-INS$25,000
Indiana Insurance Co.Liberty Mutual Insuranceinsurance violation2000MN-FIN$25,000
Indiana Eastern Railroad3i Infrastructure PLCrailroad safety violation2013FRA$5,300
INDEPENDENT BANKIndependent Bank Corp. (Michigan)banking violation2015FED$56,205
Independent BankIndependent Bank Corp. (Michigan)benefit plan administrator violation2011EBSA$95,700
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2016MO-INS$47,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2016SD-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2008TX-INS$18,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2008TX-INS$7,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2011TX-INS$68,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2011TX-INS$15,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2012TX-INS$6,960
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2013TX-INS$15,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2014TX-INS$30,599
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2015TX-INS$9,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2015TX-INS$49,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2015TX-INS$6,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2017TX-INS$8,750
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2019TX-INS$8,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2019TX-INS$9,900
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2020TX-INS$15,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2020TX-INS$9,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2020TX-INS$8,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021TX-INS$19,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021WA-INS$20,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$10,600
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$20,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$17,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$58,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$9,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$24,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$21,800
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2023TX-INS$97,200
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2023TX-INS$10,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2023TX-INS$69,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2023TX-INS$80,300
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2023TX-INS$12,750
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2023TX-INS$42,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2023TX-INS$12,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2023TX-INS$90,950
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2023TX-INS$19,000
Imperial-Savannah, L.P.Louis Dreyfusenvironmental violation2012GA-ENV$6,000
Imperial-Savannah, L.P.Louis Dreyfusenvironmental violation2011GA-ENV$80,000
Imperial-Savannah LPLouis Dreyfusenvironmental violation2014GA-ENV$14,750
IMPERIAL SUGAR COMPANY; IMPERIAL-SAVANNAH, L.P.: ILouis Dreyfusworkplace safety or health violation2008OSHA$2,000,000
IMPERIAL SUGAR COMPANY; IMPERIAL-SAVANNAH, L.P.Louis Dreyfusworkplace safety or health violation2008OSHA$4,050,000
IMPERIAL SUGAR COMPANY; IMPERIAL-SAVANNAH, L.P.Louis Dreyfusworkplace safety or health violation2011OSHA$13,600
Imperial Sugar CompanyLouis Dreyfusworkplace safety or health violation2010OSHA$6,050,000
Imperial Sugar CompanyLouis Dreyfusenvironmental violation2012LA-ENV$10,770
Imperial Sugar CompanyLouis Dreyfusenvironmental violation2003TX-ENV$6,800
IMPERIAL SUGAR COMPANYLouis Dreyfusenvironmental violation2009EPA$5,240
IMPERIAL SUGAR CO.Louis Dreyfusworkplace safety or health violation2010OSHA$7,200
Illinois Union Insurance Co.Chubb Limitedinsurance violation2002MN-FIN$5,000
Illinois Union Ins CoChubb Limitedinsurance violation2019WA-INS$102,000
Illinois National Insurance CompanyAmerican International Groupinsurance violation2012TX-INS$8,900
Illinois National Insurance CompanyAmerican International Groupinsurance violation2012TX-INS$5,856
Illinois National Insurance CompanyAmerican International Groupinsurance violation2014TX-INS$12,774
Illinois National Insurance CompanyAmerican International Groupinsurance violation2015TX-INS$8,000
Illinois National Insurance Co.American International Groupinsurance violation2003FL-OFR$5,000
Illinois National Insurance Co.American International Groupinsurance violation2010ME-INS$11,111
Illinois National Insurance CoAmerican International Groupinsurance violation2016TX-INS$24,250
Illinois Farmers Insurance Co.Zurich Insuranceinsurance violation2003MN-FIN$20,000
Illinois Farmers Insurance Co.Zurich Insuranceinsurance violation2003MN-FIN$10,000
Illinois Farmers Insurance Co.Zurich Insuranceinsurance violation2008MN-FIN$70,000
IFCO SYSTEMS, NORTH AMERICA #409Triton Investments Advisersworkplace safety or health violation2014OSHA$6,000
IFCO SYSTEMS, NORTH AMERICATriton Investments Advisersworkplace safety or health violation2012OSHA$6,720
IFCO SYSTEMS US, LLC SITE146Triton Investments Advisersworkplace safety or health violation2013OSHA$23,099
IFCO SYSTEMS US, LLCTriton Investments Advisersworkplace safety or health violation2014OSHA$13,073
IFCO Systems of North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$84,459
IFCO Systems of North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$13,399
IFCO Systems of North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$108,261
IFCO Systems of North America Inc.Triton Investments Adviserswage and hour violation2006WHD$82,085
IFCO Systems North America, Inc.Triton Investments Adviserswage and hour violation2009WHD$22,377
IFCO Systems North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$1,712,712
IFCO Systems North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$294,023
IFCO Systems North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$270,379
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersenvironmental violation2008FL-DEP$15,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.