IFCO SYSTEMS NORTH AMERICA, INC. | Triton Investments Advisers | environmental violation | 2008 | FL-DEP | $15,000 |
IFCO SYSTEMS NORTH AMERICA, INC. | Triton Investments Advisers | workplace safety or health violation | 2007 | OSHA | $9,210 |
IFCO SYSTEMS NORTH AMERICA, INC. | Triton Investments Advisers | workplace safety or health violation | 2007 | OSHA | $27,690 |
IFCO SYSTEMS NORTH AMERICA, INC. | Triton Investments Advisers | workplace safety or health violation | 2011 | OSHA | $5,950 |
IFCO SYSTEMS NORTH AMERICA, INC. | Triton Investments Advisers | workplace safety or health violation | 2014 | OSHA | $18,400 |
IFCO SYSTEMS NORTH AMERICA, INC - SITE 711 | Triton Investments Advisers | workplace safety or health violation | 2014 | OSHA | $7,040 |
IFCO SYSTEMS NORTH AMERICA INC. | Triton Investments Advisers | workplace safety or health violation | 2011 | OSHA | $73,950 |
IFCO SYSTEMS NORTH AMERICA INC | Triton Investments Advisers | workplace safety or health violation | 2008 | OSHA | $5,400 |
IFCO SYSTEMS NORTH AMERICA INC | Triton Investments Advisers | workplace safety or health violation | 2010 | OSHA | $11,200 |
IFCO SYSTEMS NORTH AMERICA INC | Triton Investments Advisers | workplace safety or health violation | 2011 | OSHA | $8,000 |
IFCO SYSTEMS NORTH AMERICA | Triton Investments Advisers | workplace safety or health violation | 2004 | OSHA | $5,250 |
IFCO SYSTEMS NA INC DBA PALLET COMPANIES INC | Triton Investments Advisers | workplace safety or health violation | 2010 | OSHA | $44,000 |
IFCO SYSTEMS N.A., INC. | Triton Investments Advisers | workplace safety or health violation | 2006 | OSHA | $20,000 |
IFCO SYSTEMS N.A., INC. | Triton Investments Advisers | workplace safety or health violation | 2009 | OSHA | $11,100 |
IFCO SYSTEMS N.A., INC. | Triton Investments Advisers | workplace safety or health violation | 2010 | OSHA | $7,000 |
IFCO SYSTEMS N.A., INC. | Triton Investments Advisers | workplace safety or health violation | 2014 | OSHA | $13,500 |
IFCO SYSTEMS N.A. INC. | Triton Investments Advisers | workplace safety or health violation | 2013 | OSHA | $5,082 |
IFCO SYSTEMS DBA VALLEY WOOD PRODUCTS, INC. | Triton Investments Advisers | workplace safety or health violation | 2006 | OSHA | $5,226 |
IFCO SYSTEMS | Triton Investments Advisers | labor relations violation | 2013 | NLRB | $91,866 |
IFCO Systems | Triton Investments Advisers | work visa violations | 2008 | USAO | $20,700,000 |
IFCO SYSTEMS | Triton Investments Advisers | workplace safety or health violation | 2006 | OSHA | $9,450 |
IFCO SYSTEMS | Triton Investments Advisers | workplace safety or health violation | 2007 | OSHA | $5,550 |
IFCO SYSTEMS | Triton Investments Advisers | workplace safety or health violation | 2008 | OSHA | $18,500 |
IFCO SYSTEMS | Triton Investments Advisers | workplace safety or health violation | 2008 | OSHA | $7,500 |
IFCO SYSTEMS | Triton Investments Advisers | workplace safety or health violation | 2010 | OSHA | $8,000 |
IFCO SYSTEMS | Triton Investments Advisers | workplace safety or health violation | 2011 | OSHA | $5,000 |
ICE Futures U.S. Inc. | IntercontinentalExchange Group | investor protection violation | 2015 | CFTC | $3,000,000 |
ICBC Standard Bank Plc | Industrial and Commercial Bank of China | investor protection violation | 2015 | SEC | $4,200,000 |
ICAP plc | CME Group | investor protection violation | 2009 | SEC | $25,000,000 |
ICAP Corporates LLC | CME Group | investor protection violation | 2009 | FINRA | $2,800,000 |
ICAP Capital Markets LLC | CME Group | price-fixing or anti-competitive practices | 2018 | CFTC | $50,000,000 |
ICAP Capital Markets LLC | CME Group | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $11,500,000 |
IberiaBank Mortgage Co. | First Horizon National | consumer protection violation | 2016 | AR-SEC | $50,000 |
IBERIABANK Corporation | First Horizon National | consumer protection violation | 2012 | private lawsuit-federal | $2,500,000 |
Iberiabank Corp | First Horizon National | environmental violation | 2017 | LA-ENV | $14,213 |
IBERIABANK | First Horizon National | False Claims Act and related | 2017 | DOJ_CIVIL | $11,692,149 |
IAC WAUSEON, LLC | Invesco | workplace safety or health violation | 2021 | OSHA | $10,143 |
IAC Springfield, LLC | Invesco | Family and Medical Leave Act | 2015 | WHD | $5,377 |
IAC SPRINGFIELD, LLC | Invesco | workplace safety or health violation | 2014 | OSHA | $9,100 |
IAC SPRINGFIELD LLC | Invesco | workplace safety or health violation | 2014 | OSHA | $6,350 |
IAC Spartanburg, Inc. | Invesco | environmental violation | 2015 | SC-ENV | $58,000 |
IAC SPARTANBURG, INC | Invesco | environmental violation | 2012 | SC-ENV | $7,000 |
IAC SPARTANBURG | Invesco | workplace safety or health violation | 2011 | OSHA | $7,277 |
IAC MADISONVILLE LLC | Invesco | workplace safety or health violation | 2014 | OSHA | $5,000 |
IAC MADISONVILLE LLC | Invesco | workplace safety or health violation | 2014 | OSHA | $7,500 |
IAC HURON, LLC | Invesco | workplace safety or health violation | 2011 | OSHA | $20,940 |
IAC GROUP NORTH AMERICA ANNISTON PLANT, LLC | Invesco | workplace safety or health violation | 2011 | OSHA | $5,850 |
IAC GROUP NORTH AMERICA ANNISTON PLANT, LLC | Invesco | workplace safety or health violation | 2014 | OSHA | $6,300 |
IAC Group North America | Invesco | environmental violation | 2016 | NC-ENV | $6,751 |
IAC GREENVILLE, LLC | Invesco | environmental violation | 2013 | EPA | $16,870 |
IAC Greencastle, LLC | Invesco | environmental violation | 2022 | IN-ENV | $14,000 |
IAC DAYTON LLC | Invesco | workplace safety or health violation | 2013 | OSHA | $5,775 |
IAC ALBEMARLE, LLC | Invesco | workplace safety or health violation | 2017 | OSHA | $7,000 |
IAC | Invesco | workplace safety or health violation | 2013 | OSHA | $9,025 |
Hutchinson, Shockey, Erley & Co. | Huntington Bancshares | investor protection violation | 2015 | SEC | $220,000 |
Huntington National Bank | Huntington Bancshares | wage and hour violation | 2010 | WHD | $10,007 |
Huntington National Bank | Huntington Bancshares | wage and hour violation | 2005 | WHD | $51,259 |
Huntington National Bank | Huntington Bancshares | wage and hour violation | 2011 | MI-LEO | $11,434 |
Huntington Bancshares, Inc. | Huntington Bancshares | accounting fraud or deficiencies | 2005 | SEC | $7,500,000 |
Huntington Bancshares Incorporated | Huntington Bancshares | Family and Medical Leave Act | 2015 | WHD | $7,788 |
Huntington Bancshares Inc. | Huntington Bancshares | benefit plan administrator violation | 2011 | private lawsuit-federal | $1,450,000 |
Huntington Bancshares | Huntington Bancshares | wage and hour violation | 2013 | private lawsuit-federal | $3,100,000 |
Hudson City Savings Bank | M&T Bank | banking violation | 2015 | CFPB | $32,750,000 |
HSBC Securities USA Inc | HSBC | insurance violation | 2011 | WA-INS | $7,000 |
HSBC SECURITIES USA INC | HSBC | insurance violation | 2021 | WA-INS | $10,000 |
HSBC Securities (USA) Inc. | HSBC | investor protection violation | 2018 | CFTC | $1,600,000 |
HSBC Securities (USA) Inc. | HSBC | toxic securities abuses | 2016 | VA-AG | $2,500,000 |
HSBC Securities (USA) Inc. | HSBC | investor protection violation | 2020 | SEC | $725,000 |
HSBC Securities (USA) Inc. | HSBC | investor protection violation | 2010 | FINRA | $375,000 |
HSBC Securities (USA) Inc. | HSBC | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $30,000,000 |
HSBC Securities (USA) Inc. | HSBC | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
HSBC Securities (USA) Inc. | HSBC | investor protection violation | 2023 | SEC | $15,000,000 |
HSBC Securities (USA) | HSBC | investor protection violation | 2010 | FINRA | $1,500,000 |
HSBC Securities | HSBC | mortgage abuses | 2018 | MA-AG | $26,800,000 |
HSBC Private Bank (Suisse) SA | HSBC | tax violations | 2019 | USAO | $192,350,000 |
HSBC Private Bank (Suisse) | HSBC | investor protection violation | 2014 | SEC | $12,500,000 |
HSBC North America Inc. | HSBC | wage and hour violation | 2006 | WHD | $11,489 |
HSBC North America Inc. | HSBC | wage and hour violation | 2006 | WHD | $12,685 |
HSBC North America Inc. | HSBC | wage and hour violation | 2006 | WHD | $8,273 |
HSBC North America Inc | HSBC | wage and hour violation | 2006 | WHD | $5,357 |
HSBC North America Holdings, Inc. | HSBC | banking violation | 2016 | FED | $131,000,000 |
HSBC North America Holdings Inc. | HSBC | toxic securities abuses | 2014 | FHFA | $550,000,000 |
HSBC North America | HSBC | environmental violation | 2010 | EPA | $36,083 |
HSBC Mortgage Services Inc. | HSBC | consumer protection violation | 2015 | private lawsuit-federal | $900,000 |
HSBC HoldingsPLC | HSBC | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
HSBC Holdings plc HSBC Bank USA N.A. | HSBC | anti-money-laundering deficiencies | 2012 | DOJ_CRIMINAL | $1,256,000,000 |
HSBC HOLDINGS PLC | HSBC | banking violation | 2012 | FED | $165,000,000 |
HSBC Holdings plc | HSBC | fraud | 2018 | DOJ_CRIMINAL | $100,000,000 |
HSBC Holdings plc | HSBC | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $187,500,000 |
HSBC Holdings PLC | HSBC | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $35,000,000 |
HSBC Holdings PLC | HSBC | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $45,000,000 |
HSBC Holdings PLC | HSBC | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $285,000,000 |
HSBC Holdings | HSBC | economic sanction violation | 2012 | OFAC | $375,000,000 |
HSBC Holdings | HSBC | banking violation | 2017 | FED | $175,000,000 |
HSBC Finance Corporation et al. | HSBC | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $6,050,000 |
HSBC Finance Corporation | HSBC | consumer protection violation | 2016 | DOJ_RIGHTS | $434,500 |
HSBC Finance Corporation | HSBC | consumer protection violation | 2013 | WV-AG | $1,950,000 |
HSBC Brokerage | HSBC | investor protection violation | 2007 | FINRA | $250,000 |
HSBC Bank USA, National Association | HSBC | banking violation | 2016 | OCC | $35,000,000 |
HSBC Bank USA, National Association | HSBC | banking violation | 2013 | OCC | $249,000,000 |
HSBC Bank USA, National Association | HSBC | banking violation | 2017 | OCC | $32,500,000 |