John Hancock Life Insurance Company | Manulife Financial | insurance violation | 2023 | RI-FIN | $95,000 |
John Hancock Life Insurance Co. (USA) et al. | Manulife Financial | insurance violation | 2012 | MN-FIN | $200,000 |
John Hancock Life Insurance Co. (USA) et al. | Manulife Financial | insurance violation | 2015 | MN-FIN | $900,000 |
John Hancock Life Insurance Co. | Manulife Financial | investor protection violation | 2014 | MA-AG | $550,000 |
John Hancock Life Insurance Co. | Manulife Financial | consumer protection violation | 2013 | MA-AG | $40,000 |
John Hancock Life Insurance Co. | Manulife Financial | insurance violation | 2011 | MULTI-AG | $3,000,000 |
John Hancock Life Insurance Co. | Manulife Financial | insurance violation | 2011 | CA-INS | $70,000 |
John Hancock Life Insurance Co. | Manulife Financial | insurance violation | 2013 | MT-FIN | $5,000 |
John Hancock Life Insurance Co. | Manulife Financial | insurance violation | 2021 | DE-INS | $5,000 |
John Hancock Life and Health Insurance Company | Manulife Financial | insurance violation | 2020 | RI-FIN | $44,877 |
John Hancock Life & Health Insurance Company | Manulife Financial | insurance violation | 2022 | NY-DFS | $26,300,000 |
John Hancock Life & Health Insurance Co. | Manulife Financial | insurance violation | 2016 | MN-FIN | $5,000 |
John Hancock Investment Management Services, LLC | Manulife Financial | investor protection violation | 2007 | SEC | $19,787,879 |
John Hancock Assignment Co. | Manulife Financial | tax violations | 2014 | CT-AG | $38,910 |
John Alden Life Insurance Company | Assurant | insurance violation | 2008 | NH-INS | $450,000 |
John Alden Life Insurance Company | Assurant | insurance violation | 2007 | OR-FIN | $10,000 |
John Alden Life Insurance Co. and Time Insurance Co. | Assurant | insurance violation | 2015 | MT-FIN | $1,699,709 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2013 | AZ-DIFI | $90,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2012 | CO-INS | $86,500 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | ME-INS | $5,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | ME-INS | $5,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | ME-INS | $20,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | MN-FIN | $5,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2010 | MT-FIN | $175,000 |
Jefferson Pilot Variable Corporation | Lincoln National | investor protection violation | 2005 | FINRA | $688,697 |
Jefferson Pilot Securities Corporation | Lincoln National | investor protection violation | 2004 | FINRA | $125,000 |
JEFFERSON PILOT SECURITIES | Lincoln National | investor protection violation | 2003 | VA-SEC | $26,500 |
JEFFERSON PILOT LIFE INSURANCE | Lincoln National | insurance violation | 2001 | VA-INS | $42,000 |
Jefferson National Life Insurance Company | Nationwide | insurance violation | 2009 | PA-INS | $5,000 |
Jefferson National Life Insurance Company | Nationwide | insurance violation | 2018 | TX-INS | $15,000 |
Jefferson National Life Insurance Company | Nationwide | insurance violation | 2020 | VA-INS | $27,600 |
Jefferson National Life Insurance Co. | Nationwide | insurance violation | 2021 | CA-INS | $165,342 |
Jefferson Insurance Company | Allianz | insurance violation | 2016 | WA-INS | $5,000 |
Jefferson Insurance Company | Allianz | insurance violation | 2017 | MULTI-FIN | $1,800,000 |
Jardine Lloyd Thompson Group Holdings Ltd. | Marsh & McLennan | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $29,081,951 |
Janus Henderson Investors US LLC | Janus Henderson | investor protection violation | 2022 | SEC | $150,000 |
Janus Capital Management LLC | Janus Henderson | investor protection violation | 2004 | SEC | $100,000,000 |
Janus Capital Management | Janus Henderson | investor protection violation | 2004 | MULTI-AG | $225,000,000 |
Janney Montgomery Scott, LLC | Penn Mutual | investor protection violation | 2020 | CT-BKG | $150,000 |
Janney Montgomery Scott, LLC | Penn Mutual | investor protection violation | 2015 | FINRA | $1,200,000 |
Janney Montgomery Scott, LLC | Penn Mutual | investor protection violation | 2020 | CT-SEC | $250,000 |
Janney Montgomery Scott, Inc. | Penn Mutual | investor protection violation | 2001 | DE-SEC | $210,909 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2011 | SEC | $850,000 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2004 | SEC | $875,000 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2016 | SEC | $500,000 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2000 | SEC | $100,000 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2019 | SEC | $241,227 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2005 | CO-SEC | $259,227 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2015 | DE-SEC | $105,000 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2004 | IL-SEC | $5,000 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2005 | IL-SEC | $7,500 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2016 | PA-BKG | $10,000 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2006 | RI-FIN | $10,250 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2009 | FINRA | $200,000 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2005 | FINRA | $2,200,000 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2022 | DE-SEC | $72,255 |
Janney Montgomery Scott | Penn Mutual | wage and hour violation | 2009 | private lawsuit-federal | $2,880,000 |
James B. Nutter & Company | James B. Nutter & Company | consumer protection violation | 2010 | KY-FIN | $24,000 |
James B. Nutter & Company | James B. Nutter & Company | mortgage abuses | 2012 | MULTI-FIN | $492,050 |
James B. Nutter & Company | James B. Nutter & Company | consumer protection violation | 2024 | NC-BKG | $10,000 |
Jackson National Life Insurance Company | Jackson Financial | employment discrimination | 2020 | EEOC | $20,500,000 |
Jackson National Life Insurance Company | Jackson Financial | insurance violation | 2002 | OR-FIN | $10,000 |
Jackson National Life Insurance Company | Jackson Financial | insurance violation | 2016 | WA-INS | $8,000 |
Jackson National Life Insurance Company | Jackson Financial | insurance violation | 2016 | WA-INS | $20,000 |
Jackson National Life Insurance Company | Jackson Financial | insurance violation | 2021 | WA-INS | $10,000 |
JACKSON NATIONAL LIFE INSURANCE COMPANY | Jackson Financial | insurance violation | 2022 | MO-INS | $44,000 |
Jackson National Life Insurance Co. | Jackson Financial | insurance violation | 2015 | MULTI-AG | $2,500,000 |
Jackson National Life Insurance Co. | Jackson Financial | insurance violation | 2007 | CO-INS | $10,000 |
Jackson National Life Insurance Co. | Jackson Financial | insurance violation | 2008 | CT-INS | $483,000 |
Jackson National Life Insurance Co. | Jackson Financial | insurance violation | 2004 | FL-OFR | $5,500 |
Jackson National Life Insurance Co. | Jackson Financial | insurance violation | 2010 | FL-OFR | $53,000 |
Jackson National Life Insurance Co. | Jackson Financial | insurance violation | 2015 | MD-INS | $8,200 |
Jackson National Life Insurance Co. | Jackson Financial | insurance violation | 2012 | MN-FIN | $60,000 |
Jackson National Life Insurance Co. | Jackson Financial | insurance violation | 2016 | MN-FIN | $1,250,000 |
Jackson National Life Insurance Co. | Jackson Financial | consumer protection violation | 2014 | private lawsuit-federal | $11,200,000 |
Jackson National Life Insurance Co | Jackson Financial | investor protection violation | 2008 | CT-AG | $484,000 |
Jackson National Life Distributors Inc | Jackson Financial | wage and hour violation | 2011 | MI-LEO | $10,716 |
Jackson Hewitt, Inc. | Jackson Hewitt | consumer protection violation | 2007 | CA-AG | $5,000,000 |
Jackson Hewitt Tax Service Inc. | Jackson Hewitt | consumer protection violation | 2019 | MA-AG | $187,000 |
Jackson Hewitt Inc. | Jackson Hewitt | consumer protection violation | 2004 | NY-NYCDCWP | $125,000 |
Jackson Hewitt | Jackson Hewitt | wage and hour violation | 2013 | MI-LEO | $8,553 |
Jackson Financial | Jackson Financial | wage and hour violation | 2018 | MI-LEO | $51,118 |
J.P. Morgan Securities, LLC | JPMorgan Chase | investor protection violation | 2014 | NJ-AG | $50,460 |
J.P. Morgan Securities, LLC | JPMorgan Chase | investor protection violation | 2014 | AK-DBS | $51,120 |
J.P. Morgan Securities, LLC | JPMorgan Chase | investor protection violation | 2017 | FINRA | $1,250,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2006 | SEC | $1,500,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2007 | FINRA | $500,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2005 | FINRA | $160,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2005 | FINRA | $150,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2003 | FINRA | $6,000,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2001 | FINRA | $10,000 |
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A. | JPMorgan Chase | investor protection violation | 2015 | SEC | $267,000,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2016 | SEC | $4,000,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | toxic securities abuses | 2012 | SEC | $296,900,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | toxic securities abuses | 2011 | SEC | $153,600,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2012 | CFTC | $140,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2015 | SEC | $500,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2017 | CFTC | $900,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2010 | FL-AG | $25,000,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2020 | SEC | $1,822,438 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2014 | CT-SEC | $53,800 |