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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$340,816,534,046
Number of Records: 7,081
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,354,221,356271
JPMorgan Chase$36,129,269,434222
Citigroup$25,740,655,365159
Wells Fargo$22,081,446,244228
Deutsche Bank$18,541,457,30278
UBS$17,082,743,334106
Goldman Sachs$16,599,475,84889
NatWest Group PLC$13,515,546,85731
Credit Suisse$10,932,400,12651
Morgan Stanley$10,167,765,234190

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount
Transamerica Life Insurance CompanyAegoninsurance violation2018SD-INS$10,000
Transamerica Life Insurance CompanyAegoninsurance violation2019SD-INS$30,000
Transamerica Life Insurance CompanyAegoninsurance violation2014UT-INS$45,000
Transamerica Life Insurance CompanyAegoninsurance violation2016WA-INS$5,000
Transamerica Life Insurance CompanyAegoninsurance violation2019WA-INS$15,000
Transamerica Life Insurance CompanyAegoninsurance violation2020CT-INS$10,000
TRANSAMERICA LIFE INSURANCE COMPANYAegoninsurance violation2021MO-INS$11,000
Transamerica Life Insurance CompanyAegoninsurance violation2022NE-DOI$25,000
Transamerica OccidentalAegonenvironmental violation2003CA-SCAQMD$5,438
Transamerica Premier Life Insurance Co.Aegoninsurance violation2018MA-AG$19,647
Transamerica Premier Life Insurance Co.Aegoninsurance violation2015MD-INS$11,800
Transamerica Premier Life Insurance Co.Aegoninsurance violation2015MN-FIN$5,000
Transamerica Premier Life Insurance Co.Aegoninsurance violation2018MN-FIN$40,000
Transamerica Premier Life Insurance Co.Aegoninsurance violation2019MO-INS$5,000
Transamerica Premier Life Insurance Co.Aegoninsurance violation2019MO-INS$36,000
Transamerica Premier Life Insurance CompanyAegoninsurance violation2016NJ-DBI$75,000
Transamerica Premier Life Insurance CompanyAegoninsurance violation2013WA-INS$150,000
Transamerica Premier Life Insurance CompanyAegoninsurance violation2021VT-FIN$84,000
Travelers Casualty & Surety CompanyTravelersinsurance violation2017TX-INS$13,000
Travelers Casualty & Surety Company of AmericaTravelersinsurance violation2008WI-INS$30,000
Travelers Casualty & Surety Company of America et al.Travelersinsurance violation2011IA-INS$5,000
Travelers Casualty and Surety Co.Travelersinsurance violation2018MD-INS$67,500
Travelers Casualty and Surety Co. et al.Travelersinsurance violation2013MT-INS$5,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2012TX-INS$6,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2015TX-INS$8,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2018TX-INS$11,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2019TX-INS$14,000
Travelers Casualty and Surety Company of AmericaTravelersinsurance violation2011MD-INS$5,000
Travelers Casualty and Surety Company of AmericaTravelersinsurance violation2016TX-INS$100,000
Travelers Casualty and Surety Company of AmericaTravelersinsurance violation2021NY-DFS$75,000
Travelers Casualty Insurance Company of AmericaTravelersinsurance violation2014TX-INS$10,000
Travelers Casualty Insurance Company of America et al.Travelersinsurance violation2016MO-INS$16,000
Travelers Commercial Insurance Co. et al.Travelersinsurance violation2017MD-INS$10,000
Travelers CompaniesTravelersinsurance violation2012CA-INS$10,500,000
Travelers Companies, Inc.Travelersconsumer protection violation2018CT-AG$5,000,000
Travelers Home & Marine Insurance CompanyTravelersinsurance violation2014NY-DFS$100,000
Travelers Home and Marine Insurance Co.Travelersinsurance violation2016MN-FIN$10,000
Travelers Home and Marine Insurance CompanyTravelersinsurance violation2021WA-INS$10,000
Travelers Home and Marine Insurance Company et al.Travelersinsurance violation2021MN-FIN$30,000
Travelers Indemnity Co.Travelersinsurance violation2003FL-OFR$8,000
Travelers Indemnity Co.Travelersinsurance violation2002MN-FIN$5,000
Travelers Indemnity Co.Travelersinsurance violation2017PA-INS$100,000
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$11,000
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$23,500
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$5,000
Travelers Indemnity Co. et al.Travelersinsurance violation2016VT-FIN$96,000
Travelers Indemnity CompanyTravelersinsurance violation2010TX-INS$55,000
Travelers Indemnity CompanyTravelersinsurance violation2010TX-INS$60,000
Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$10,000
Travelers Indemnity CompanyTravelersinsurance violation2019TX-INS$5,000
Travelers Indemnity CompanyTravelersdiscriminatory practices (non-employment)2018private lawsuit-federal$450,000
Travelers Indemnity Company et al.Travelersinsurance violation2015TX-INS$1,200,000
Travelers Indemnity Company et al.Travelersinsurance violation2022WA-INS$20,000
Travelers Indemnity Company of AmericaTravelersinsurance violation2016MO-INS$20,000
Travelers Indemnity Company of AmericaTravelersinsurance violation2009RI-FIN$5,000
Travelers Indemnity Company of ConnecticutTravelersinsurance violation2004PA-INS$7,500
Travelers Indemnity Company of ConnecticutTravelersinsurance violation2015TX-INS$60,000
Travelers Indemnity Company of IllinoisTravelersinsurance violation2003FL-OFR$20,500
Travelers Insurance CompanyTravelersFalse Claims Act and related2004USAO$10,900,000
Travelers Insurance CompanyTravelersinsurance violation2002MA-INS$8,600
Travelers Lloyds of Texas Insurance CompanyTravelersinsurance violation2017TX-INS$10,000
Travelers Property and Casualty Company of AmericaTravelersinsurance violation2016MO-INS$19,000
Travelers Property and Casualty Company of AmericaTravelersinsurance violation2014TX-INS$17,012
Travelers Property Casualty Co. of AmericaTravelersinsurance violation2009VA-INS$6,000
Travelers Property Casualty Co. of AmericaTravelersinsurance violation2020TX-INS$10,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2010TX-INS$20,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2012TX-INS$25,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2016TX-INS$62,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2018TX-INS$14,500
TravelersCompanies, Inc.Travelersprice-fixing or anti-competitive practices2007MULTI-AG$6,000,000
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2019CT-INS$141,500
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2017MD-INS$67,500
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2002MT-INS$5,000
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2020TX-INS$15,000
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2021TX-INS$5,000
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2021TX-INS$7,500
Trumbull Insurance CompanyHartford Financial Servicesinsurance violation2010TX-INS$10,000
Trumbull Insurance CompanyHartford Financial Servicesinsurance violation2017TX-INS$9,000
Trumbull Insurance CompanyHartford Financial Servicesinsurance violation2018TX-INS$20,000
TRUMBULL INSURANCE COMPANYHartford Financial Servicesinsurance violation2010VA-INS$66,684
Trustmark National BankTrustmarkbanking violation2012OCC$6,250
Trustmark National BankTrustmarkdiscriminatory practices (non-employment)2021CFPB(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $5,000,000
Trustmark National BankTrustmarkbanking violation2021OCC$4,000,000
Twin City Fire Insurance Co.Hartford Financial Servicesinsurance violation2007ME-INS$5,000
Twin City Fire Insurance Co.Hartford Financial Servicesinsurance violation2016MO-INS$62,541
Twin City Fire Insurance Co.Hartford Financial Servicesinsurance violation2020TX-INS$6,000
Twin City Fire Insurance Co. et al.Hartford Financial Servicesinsurance violation2016MD-INS$10,000
Twin City Fire Insurance CompanyHartford Financial Servicesinsurance violation2013SD-INS$5,000
Twin City Fire Insurance CompanyHartford Financial Servicesinsurance violation2014TX-INS$5,079
Twin City Fire Insurance CompanyHartford Financial Servicesinsurance violation2015TX-INS$5,500
Twin City Fire Insurance CompanyHartford Financial Servicesinsurance violation2016TX-INS$9,500
Twin City Fire Insurance CompanyHartford Financial Servicesinsurance violation2017TX-INS$8,500
Twin City Fire Insurance CompanyHartford Financial Servicesinsurance violation2017WA-INS$30,000
U.S. BancorpU.S. Bancorpwage and hour violation2006WHD$140,788
U.S. BancorpU.S. Bancorpmortgage abuses2018FED$4,400,000
U.S. BancorpU.S. Bancorpanti-money-laundering deficiencies2018USAO$453,000,000
U.S. BancorpU.S. Bancorpwage and hour violation2017private lawsuit-federal$7,000,000
U.S. BancorpU.S. Bancorpwage and hour violation2017private lawsuit-federal$1,150,000
U.S. BancorpU.S. Bancorpwage and hour violation2014private lawsuit-federal$6,450,000
U.S. BancorpU.S. Bancorpconsumer protection violation2005CA-AG$2,600,000
U.S. BancorpU.S. Bancorpdiscriminatory practices (non-employment)2005private lawsuit-federal$2,495,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.