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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $385,467,775,190
Number of Records: 7,525
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,248,751,230324
JPMorgan Chase$39,322,669,157272
UBS$31,059,299,125178
Wells Fargo$27,517,928,133261
Citigroup$26,945,611,792181
Deutsche Bank$20,006,467,56398
Goldman Sachs$17,729,327,552109
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,542,431,900198
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort icon . Current ParentPrimary Offense TypeYearAgencyPenalty Amount
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2010WA-INS$12,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2012WA-INS$5,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2021MN-FIN$6,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2021WA-INS$100,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2022WA-INS$50,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceconsumer protection violation2019private lawsuit-federal$18,500,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceconsumer protection violation2018private lawsuit-federal$250,000,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2023MD-INS$25,000
STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANYState Farm Insuranceinsurance violation2023MN-FIN$5,000
State Farm Mutual Automobile Insurance CompanState Farm InsuranceFamily and Medical Leave Act2010WHD$27,787
State Farm Mutual Automobile Insurance Co. et al.State Farm Insuranceinsurance violation2009IN-INS$275,000
State Farm Mutual Automobile Insurance Co. et al.State Farm Insuranceinsurance violation2011MD-INS$10,000
State Farm Mutual Automobile Insurance Co. and State Farm Fire and Casualty Co.State Farm Insuranceinsurance violation2011IL-INS$50,000
State Farm Mutual Automobile Insurance Co. and State Farm Fire and Casualty Co.State Farm Insuranceinsurance violation2001MN-FIN$75,000
State Farm Mutual Automobile Insurance Co.State Farm Insuranceconsumer protection violation2005TX-AG$10,000,000
State Farm Mutual Automobile Insurance Co.State Farm Insuranceinsurance violation2003CA-INS$250,000
State Farm Mutual Automobile Insurance Co.State Farm Insuranceinsurance violation2013MD-INS$15,000
State Farm Mutual Automobile Insurance Co.State Farm Insuranceinsurance violation2016MN-FIN$5,000
State Farm Mutual Automobile Insurance Co.State Farm Insuranceinsurance violation2017MN-FIN$50,000
State Farm Mutual Automobile Insurance Co.State Farm Insuranceinsurance violation2014MT-FIN$38,638
State Farm LloydsState Farm Insuranceinsurance violation2015TX-INS$352,500,000
State Farm LloydsState Farm Insuranceinsurance violation2023TX-INS$350,000
State Farm Life Insurance Company et al.State Farm Insuranceinsurance violation2017MULTI-FIN$250,000
State Farm Life Insurance CompanyState Farm Insuranceinsurance violation2018WA-INS$10,000
State Farm Life Insurance CompanyState Farm Insuranceconsumer protection violation2023private lawsuit-federal$325,000,000
State Farm Life Insurance CompanyState Farm Insuranceconsumer protection violation2018private lawsuit-federal$34,222,414
STATE FARM LIFE INSURANCE COMPANYState Farm Insuranceinsurance violation2023WA-INS$10,000
State Farm Life Insurance Co.State Farm Insuranceinsurance violation2017MULTI-AG$250,000
State Farm Life Insurance Co.State Farm Insuranceinsurance violation2019DE-INS$18,000
State Farm Life Insurance Co.State Farm Insuranceinsurance violation2008FL-OFR$10,500
State Farm Life Insurance Co.State Farm Insuranceinsurance violation2010FL-OFR$10,500
State Farm Life Insurance Co.State Farm Insuranceinsurance violation2012FL-OFR$10,500
State Farm Life Insurance Co.State Farm Insuranceinsurance violation2014FL-OFR$10,500
State Farm Life Insurance Co.State Farm Insuranceinsurance violation2020VT-FIN$204,000
State Farm Insurance GroupState Farm Insuranceinsurance violation2020NY-DFS$10,443,700
STATE FARM INSURANCEState Farm Insuranceworkplace safety or health violation2012OSHA$8,160
State Farm Indemnity Co.State Farm Insuranceinsurance violation2004NJ-DBI$35,000
State Farm General Insurance CompanyState Farm Insuranceinsurance violation2010TX-INS$40,000
State Farm Florida Insurance Co.State Farm Insuranceinsurance violation2005FL-OFR$5,000
STATE FARM FIRE, ET AL.State Farm Insuranceinsurance violation2008VA-INS$35,000
State Farm Fire and Casualty CompanyState Farm Insuranceinsurance violation2015TX-INS$5,500
State Farm Fire and Casualty CompanyState Farm Insuranceinsurance violation2017TX-INS$11,000
State Farm Fire and Casualty CompanyState Farm Insuranceconsumer protection violation2020private lawsuit-federal$11,757,954
State Farm Fire and Casualty CompanyState Farm Insuranceconsumer protection violation2010private lawsuit-federal$30,000,000
State Farm Fire and Casualty Co.State Farm Insuranceinsurance violation2015KS-INS$10,000
State Farm Fire and Casualty Co.State Farm Insuranceinsurance violation2015MD-INS$26,020
State Farm Fire and Casualty Co.State Farm Insuranceinsurance violation2012MN-FIN$5,000
State Farm Fire and Casualty Co.State Farm Insuranceinsurance violation2021WI-INS$10,000
STATE FARM FIRE AND CASUALTY CO.State Farm Insuranceinsurance violation2022MN-FIN$65,000
State Farm Fire & Casualty Insurance Co. and State Farm Mutual Automobile Insurance Co.State Farm Insuranceinsurance violation2016DE-INS$28,000
State Farm Fire & Casualty Company and State Farm Mutual Auto Insurance Co.State Farm Insuranceinsurance violation2015VT-FIN$29,750
State Farm Fire & Casualty Company and State Farm Mutual Auto Insurance Co.State Farm Insuranceinsurance violation2019VT-FIN$265,000
State Farm Fire & Casualty CompanyState Farm Insuranceinsurance violation2012WA-INS$50,000
State Farm Fire & Casualty CompanyState Farm Insuranceinsurance violation2015WA-INS$30,000
State Farm Fire & Casualty CompanyState Farm Insuranceinsurance violation2017WA-INS$10,000
State Farm Fire & Casualty CompanyState Farm Insuranceinsurance violation2019WA-INS$20,000
State Farm Fire & Casualty CompanyState Farm Insuranceinsurance violation2020CT-INS$60,000
State Farm Fire & Casualty Co. and State Farm Mutual Automobile Insurance Co.State Farm Insuranceinsurance violation2018DE-INS$24,000
State Farm Fire & Casualty Co.State Farm Insuranceinsurance violation2012DE-INS$150,000
State Farm Fire & Casualty Co.State Farm Insuranceinsurance violation2015MO-INS$85,750
State Farm Fire & Casualty CoState Farm Insuranceinsurance violation2021WI-INS$10,000
State Farm Bank, FSBState Farm Insurancebanking violation2020OCC$547,200
State FarmState Farm Insurancewage and hour violation2013private lawsuit-federal$5,000,000
State FarmState Farm Insurancewage and hour violation2005private lawsuit-state$135,000,000
State FarmState Farm Insuranceconsumer protection violation2008MS-AG$74,000,000
State FarmState Farm Insuranceconsumer protection violation2000TX-AG$3,100,000
State FarmState Farm Insuranceinsurance violation2017CA-INS$13,335,701
Standard Insurance CompanyMeiji Yasuda Life Insuranceemployment discrimination2011OFCCP$18,505
Standard Insurance CompanyMeiji Yasuda Life Insuranceinsurance violation2016MULTI-AG$277,000
Standard Insurance CompanyMeiji Yasuda Life Insuranceinsurance violation2011OR-FIN$15,000
Standard Insurance CompanyMeiji Yasuda Life Insuranceinsurance violation2020CT-INS$10,000
STANDARD INSURANCE COMPANYMeiji Yasuda Life Insuranceinsurance violation2022WA-INS$25,000
Standard Insurance Co.Meiji Yasuda Life Insuranceinsurance violation2007MO-INS$9,300
STANDARD GUARANTY INSURANCE COMPANYAssurantinsurance violation2001FL-OFR$6,000
STANDARD GUARANTY INSURANCE COAssurantinsurance violation2006VA-INS$45,000
Standard Fire Insurance CompanyTravelersinsurance violation2018OR-FIN$71,200
Standard Fire Insurance CompanyTravelersinsurance violation2000SC-INS$10,000
Standard Fire Insurance CompanyTravelersinsurance violation2010TX-INS$8,000
Standard Fire Insurance CompanyTravelersinsurance violation2013TX-INS$5,000
Standard Fire Insurance CompanyTravelersinsurance violation2019TX-INS$20,000
STANDARD FIRE INSURANCE COMPANYTravelersinsurance violation2021WA-INS$5,000
Standard Fire Insurance CompanyTravelersinsurance violation2022TX-INS$5,000
Standard Fire Insurance CompanyTravelersinsurance violation2022TX-INS$8,000
STANDARD FIRE INSURANCE COMPANYTravelersinsurance violation2022WA-INS$15,000
Standard Fire Insurance CompanyTravelersinsurance violation2023TX-INS$7,000
Standard Fire Insurance Co. et al.Travelersinsurance violation2016MD-INS$7,500
Standard Fire Insurance Co.Travelersinsurance violation2018KS-INS$7,500
Standard Fire Insurance Co.Travelersinsurance violation2015MO-INS$89,000
Standard Fire Insurance Co.Travelersinsurance violation2021TX-INS$7,500
STANDARD CHARTERED PLCStandard Charteredbanking violation2012FED$100,000,000
Standard Chartered plcStandard Charteredbanking violation2019FED$164,000,000
Standard Chartered Bank (Switzerland) SA, en liquidationStandard Charteredtax violations2015DOJ_TAX$6,337,000
Standard Chartered BankStandard Charteredeconomic sanction violation2012DOJ_CRIMINAL$227,000,000
Standard Chartered BankStandard Charteredeconomic sanction violation2012OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $132,000,000
Standard Chartered BankStandard Charteredeconomic sanction violation2019DOJ_CRIMINAL$292,210,160
Standard Chartered BankStandard Charteredeconomic sanction violation2019OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $657,040,033
Standard Chartered BankStandard Charteredeconomic sanction violation2019NY-MANDA$292,000,000
Standard Chartered BankStandard Charteredeconomic sanction violation2012NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $113,500,000
Standard Chartered BankStandard Charteredanti-money-laundering deficiencies2012NY-DFS$340,000,000
Standard Chartered BankStandard Charteredanti-money-laundering deficiencies2014NY-DFS$300,000,000
Standard Chartered BankStandard Charteredprice-fixing or anti-competitive practices2019NY-DFS$40,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.