Bank of America | Bank of America | wage and hour violation | 2007 | private lawsuit-state | $2,500,000 |
Bank of America | Bank of America | wage and hour violation | 2006 | private lawsuit-federal | $9,000,000 |
Merrill Lynch | Bank of America | wage and hour violation | 2006 | private lawsuit-federal | $37,000,000 |
Countrywide Financial | Bank of America | wage and hour violation | 2005 | private lawsuit-state | $30,000,000 |
Bank of America | Bank of America | wage and hour violation | 2003 | private lawsuit-state | $4,100,000 |
Bank of America | Bank of America | wage and hour violation | 2001 | private lawsuit-state | $22,000,000 |
Banc of America Securities LLC | Bank of America | price-fixing or anti-competitive practices | 2010 | SEC | $36,096,442 |
Merrill Lynch, Pierce, Fenner & Smith | Bank of America | investor protection violation | 2018 | SEC | $8,900,000 |
Merrill Lynch, Pierce, Fenner & Smith | Bank of America | investor protection violation | 2018 | SEC | $42,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2018 | SEC | $15,700,000 |
Merrill Lynch, Pierce and Fenner & Smith Incorporated | Bank of America | investor protection violation | 2018 | SEC | $8,872,723 |
Banc of America Investment Services, Inc. | Bank of America | investor protection violation | 2009 | SEC | $150,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | benefit plan administrator violation | 2011 | EBSA | $170,854 |
Bank of America, N.A. | Bank of America | price-fixing or anti-competitive practices | 2018 | CFTC | $30,000,000 |
Merrill Lynch | Bank of America | employment discrimination | 2013 | private lawsuit-federal | $38,225,000 |
Merrill Lynch | Bank of America | employment discrimination | 2013 | private lawsuit-federal | $160,000,000 |
Banc of America Investment Services | Bank of America | employment discrimination | 2009 | private lawsuit-federal | $7,200,000 |
Banc of America Investment Services, Inc., and Bacap Distributors, LLC | Bank of America | investor protection violation | 2005 | SEC | $1,500,000 |
FleetBoston Financial Corp | Bank of America | benefit plan administrator violation | 2008 | private lawsuit-federal | $83,401,000 |
Bank of America Corp | Bank of America | benefit plan administrator violation | 2011 | private lawsuit-federal | $21,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | benefit plan administrator violation | 2017 | private lawsuit-federal | $25,000,000 |
Merrill Lynch | Bank of America | benefit plan administrator violation | 2012 | private lawsuit-federal | $10,000,000 |
Merrill Lynch & Co., Inc. | Bank of America | benefit plan administrator violation | 2009 | private lawsuit-federal | $75,000,000 |
Countrywide Financial Corporation | Bank of America | benefit plan administrator violation | 2009 | private lawsuit-federal | $55,000,000 |
LaSalle Bank | Bank of America | benefit plan administrator violation | 2011 | private lawsuit-federal | $13,500,000 |
MBNA Corp. | Bank of America | benefit plan administrator violation | 2009 | private lawsuit-federal | $4,500,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | investor protection violation | 2019 | SEC | $8,014,000 |
Banc of America Capital Management LLC et al. | Bank of America | investor protection violation | 2004 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $375,000,000 |
Banc of America Securities LLC | Bank of America | investor protection violation | 2008 | MULTI-AG | $4,550,000,000 |
Banc of America Securities LLC | Bank of America | investor protection violation | 2010 | NJ-AG | $1,268,393 |
Bank of America | Bank of America | investor protection violation | 2012 | MULTI-AG | $2,430,000,000 |
Bank of America | Bank of America | investor protection violation | 2013 | MULTI-AG | $500,000,000 |
Bank of America | Bank of America | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,382,415,075 |
Bank of America | Bank of America | price-fixing or anti-competitive practices | 2010 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $67,000,000 |
Bank of America | Bank of America | False Claims Act and related | 2001 | AK-AG | $35,600,000 |
Bank of America | Bank of America | privacy violation | 2009 | CT-AG | $350,000 |
Bank of America | Bank of America | fraud | 2016 | DC-AG | $13,000,000 |
Bank of America | Bank of America | fraud | 2010 | DC-AG | $13,502,852 |
Bank of America | Bank of America | consumer protection violation | 2014 | HI-AG | $2,825,000 |
Bank of America | Bank of America | mortgage abuses | 2015 | MA-AG | $675,000 |
Bank of America | Bank of America | discriminatory practices (non-employment) | 2006 | MA-AG | $50,000 |
Bank of America Corp. | Bank of America | privacy violation | 2010 | MO-AG | $195,000 |
Bank of America Corp. | Bank of America | consumer protection violation | 2013 | WV-AG | $1,950,000 |
Bank of America Corporation | Bank of America | mortgage abuses | 2014 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $943,000,000 |
Bank of America Merrill Lynch | Bank of America | investor protection violation | 2018 | NY-AG | $42,000,000 |
Countrywide Financial Corp. | Bank of America | mortgage abuses | 2009 | CO-AG | $6,000,000 |
Countrywide Financial Corp. | Bank of America | mortgage abuses | 2009 | RI-AG | $1,146,000 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2010 | MULTI-AG | $3,004,100,000 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2009 | OR-AG | $1,000,000 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2009 | PA-AG | $150,000,000 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2009 | SD-AG | $161,805 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2009 | WI-AG | $41,100,000 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2009 | WV-AG | $340,901 |
Countrywide Home Loans | Bank of America | mortgage abuses | 2008 | MULTI-AG | $8,680,000,000 |
Countrywide Home Loans | Bank of America | mortgage abuses | 2009 | IN-AG | $2,800,000 |
Countrywide Home Loans, Inc., | Bank of America | consumer protection violation | 2006 | NY-AG | $3,200,000 |
Countrywide Securities Corp. | Bank of America | mortgage abuses | 2013 | MA-AG | $17,300,000 |
Countrywide Securities Corporation and Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | toxic securities abuses | 2016 | VA-AG | $19,500,000 |
FleetBoston Financial Corp. | Bank of America | investor protection violation | 2004 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $300,000,000 |
FleetBoston Financial Corporation | Bank of America | privacy violation | 2001 | NY-AG | $100,000 |
Merrill Lynch | Bank of America | investor protection violation | 2009 | DE-AG | $459,000 |
Merrill Lynch | Bank of America | investor protection violation | 2002 | DE-AG | $500,000 |
Merrill Lynch | Bank of America | toxic securities abuses | 2009 | MA-AG | $300,000 |
Merrill Lynch | Bank of America | toxic securities abuses | 2008 | MA-AG | $13,700,000 |
Merrill Lynch | Bank of America | investor protection violation | 2010 | NJ-AG | $4,871,620 |
Merrill Lynch | Bank of America | investor protection violation | 2002 | NY-AG | $100,000,000 |
Merrill Lynch | Bank of America | investor protection violation | 2009 | OH-AG | $475,000,000 |
Merrill Lynch & Co. | Bank of America | investor protection violation | 2008 | MULTI-AG | $3,458,333,333 |
Merrill Lynch & Co. | Bank of America | investor protection violation | 2013 | NJ-AG | $45,000,000 |
Merrill Lynch & Co. Inc. | Bank of America | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000 |
Merrill Lynch Commodities Inc. | Bank of America | price-fixing or anti-competitive practices | 2019 | DOJ_CRIMINAL | $25,000,000 |
Merrill Lynch Commodities, Inc. | Bank of America | investor protection violation | 2019 | CFTC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $24,900,000 |
Merrill Lynch Pierce Fenner & Smith Inc. | Bank of America | investor protection violation | 2005 | NJ-AG | $10,000,000 |
Merrill, Lynch, Pierce, Fenner and Smith, Inc. | Bank of America | investor protection violation | 2010 | NJ-AG | $728,260 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | investor protection violation | 2019 | CFTC | $300,000 |
Bank of America | Bank of America | employment discrimination | 2019 | OFCCP | $4,200,000 |
Bank of America, N.A. | Bank of America | consumer protection violation | 2017 | CA-MULTI | $1,940,000 |
Bank of America Corp. | Bank of America | anti-money-laundering deficiencies | 2006 | NY-MANDA | $7,500,000 |
Countrywide Financial Corp. | Bank of America | mortgage abuses | 2008 | HI-DCCA | $84,548,000 |
Merrill Lynch, Pierce and Fenner & Smith, Incorporated | Bank of America | investor protection violation | 2020 | SEC | $325,376 |
Merrill Lynch & Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2010 | AR-SEC | $15,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2006 | CT-SEC | $3,500,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2013 | DC-DISB | $15,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2004 | FL-OFR | $10,000 |
Banc of America Investment Services, Inc. | Bank of America | investor protection violation | 2006 | IL-SEC | $250,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2007 | IL-SEC | $40,000 |
Countrywide Home Loans, Inc. | Bank of America | consumer protection violation | 2010 | IL-BKG | $54,000 |
Merrill Lynch Pierce Fenner & Smith Inc. | Bank of America | investor protection violation | 2012 | IL-SEC | $25,930,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2015 | MA-SEC | $2,500,000 |
Banc of America Investment Services, Inc. | Bank of America | investor protection violation | 2008 | MD-SEC | $10,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2009 | MO-SEC | $20,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2013 | MO-SEC | $2,121,579 |
Countrywide Home Loans Inc. | Bank of America | consumer protection violation | 2008 | NC-BKG | $1,611,500 |
Merrill Lynch | Bank of America | investor protection violation | 2002 | NH-BSR | $500,000 |
Merrill Lynch | Bank of America | privacy violation | 2014 | NH-BSR | $400,000 |
U.S. Trust Corporation | Bank of America | anti-money-laundering deficiencies | 2001 | NY-DFS | $5,000,000 |
Merrill Lynch Life Insurance Company | Bank of America | insurance violation | 2000 | SC-INS | $5,000 |
MERRILL LYNCH PIERCE FENNER & | Bank of America | investor protection violation | 2004 | VA-SEC | $268,723 |
Merrill Lynch, Pierce, Fenner & Smith, Incorporated | Bank of America | investor protection violation | 2006 | VA-SEC | $75,000 |
Merrill Lynch, Pierce, Fenner & Smith, Incorporated | Bank of America | investor protection violation | 2006 | VA-SEC | $33,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2016 | VA-SEC | $11,500 |