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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $390,617,479,816
Number of Records: 7,879
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,294,669,499330
JPMorgan Chase$40,013,908,209280
UBS$31,275,299,125181
Wells Fargo$27,616,269,231266
Citigroup$27,081,211,792183
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,854,391,249113
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,907,502,443205
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
American General Life Insurance CompanyAmerican International Groupinsurance violation2021WA-INS$10,000
Variable Annuity Life Insurance CompanyAmerican International Groupinsurance violation2021NY-DFS$230,820
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2022TX-INS$10,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2021TX-INS$5,500
National Union Fire Insurance Company of Pittsburgh, PA. et al.American International Groupinsurance violation2021NY-DFS$50,000
New Hampshire Insurance Co.American International Groupinsurance violation2022AK-INS$7,500
American General Life Insurance Co.American International Groupinsurance violation2022MO-INS$117,300
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2022NY-DFS$477,600
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$6,500
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$30,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2022OR-FIN$20,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$16,500
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$8,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$17,500
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$12,000
Granite State Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$35,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$27,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2022TX-INS$15,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$40,000
American International Group Inc.American International Groupprice-fixing or anti-competitive practices2012private lawsuit-federal$3,727,272
AIU Insurance CompanyAmerican International Groupinsurance violation2023TX-INS$15,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2023TX-INS$5,500
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2023TX-INS$10,000
New Hampshire Insurance Co.American International Groupinsurance violation2023TX-INS$5,500
AIG Property Casualty CompanyAmerican International Groupinsurance violation2023TX-INS$75,000
American International GroupAmerican International Groupwage and hour violation2018MI-LEO$15,939
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2023TX-INS$5,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2023TX-INS$19,000
AIU Insurance CompanyAmerican International Groupinsurance violation2023TX-INS$14,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2023TX-INS$9,500
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2023TX-INS$17,000
AIU Insurance CompanyAmerican International Groupinsurance violation2023TX-INS$12,500
AIG Property Casualty CompanyAmerican International Groupinsurance violation2023TX-INS$9,000
AIU Insurance CompanyAmerican International Groupinsurance violation2024TX-INS$8,000
American International GroupAmerican International Groupwage and hour violation2023NY-DOL$8,811
AIU Insurance CompanyAmerican International Groupinsurance violation2024TX-INS$9,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2024TX-INS$10,000
National Union Fire Insurance Company of Pittsburgh, PaAmerican International Groupinsurance violation2024TX-INS$40,000
Variable Annuity Life Insurance CompanyAmerican International Groupprivacy violation2024VT-FIN$16,000
AMERICAN INTERNATIONAL GROUPAmerican International Groupworkplace safety or health violation2003OSHA$5,900
Brothers Property CorporationAmerican Financial Groupwage and hour violation2006WHD$29,273
Great American Insurance Co.American Financial Groupinsurance violation2009MA-AG$176,000
Great American Financial Resources, Inc.American Financial Groupwage and hour violation2019private lawsuit-federal$1,250,000
GREAT AMERICAN ALLIANCE INSURANCE COMPANYAmerican Financial Groupinsurance violation2001FL-OFR$5,500
GREAT AMERICAN ASSURANCE COMPANYAmerican Financial Groupinsurance violation2001FL-OFR$12,500
Great American Insurance Co.American Financial Groupinsurance violation2017KS-INS$13,000
National Interstate Insurance Co.American Financial Groupinsurance violation2011MO-INS$43,000
Great American Alliance Insurance Co.American Financial Groupinsurance violation2014MO-INS$33,000
Great American Insurance Company of New YorkAmerican Financial Groupinsurance violation2014MO-INS$23,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2015NY-DFS$90,000
Great American Insurance Company of New YorkAmerican Financial Groupinsurance violation2005OR-FIN$5,000
Great American Alliance Insurance CompanyAmerican Financial Groupinsurance violation2004PA-INS$16,000
Great American Assurance CompanyAmerican Financial Groupinsurance violation2004PA-INS$25,000
Great American Insurance Company of New YorkAmerican Financial Groupinsurance violation2004PA-INS$17,500
Great American Insurance CompanyAmerican Financial Groupinsurance violation2004PA-INS$20,000
Great American Spirit Insurance CompanyAmerican Financial Groupinsurance violation2004PA-INS$25,000
Great American Insurance CompanyAmerican Financial Groupinsurance violation2005PA-INS$150,000
Great American Assurance Co. et al.American Financial Groupinsurance violation2011TX-INS$195,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2013TX-INS$23,000
Great American Alliance Insurance CompanyAmerican Financial Groupinsurance violation2014TX-INS$7,500
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2014TX-INS$5,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2015TX-INS$15,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2016TX-INS$17,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2017TX-INS$6,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2018TX-INS$10,000
GREAT AMERICAN INSURANCE COMPANY ET ALAmerican Financial Groupinsurance violation2006VA-INS$7,200
GREAT AMERICAN INSURANCE COMPANY ET ALAmerican Financial Groupinsurance violation2006VA-INS$7,200
Great American Insurance Co.American Financial Groupinsurance violation2004WI-INS$5,000
Great American Assurance CompanyAmerican Financial Groupinsurance violation2021MN-FIN$25,000
Great American Alliance Insurance CompanyAmerican Financial Groupinsurance violation2021TX-INS$7,000
Austin Mutual Insurance CompanyAmerican Family Insurancewage and hour violation2006WHD$16,245
Permanent General Assurance Corp.American Family Insuranceinsurance violation2011AZ-DIFI$70,000
Homesite Indemnity Co.American Family Insuranceinsurance violation2011AZ-DIFI$19,000
Austin Mututal Insurance Co.American Family Insuranceinsurance violation2011AZ-DIFI$30,000
American Family Connect Property and Casualty Insurance CompanyAmerican Family Insuranceinsurance violation2020AZ-DIFI$50,000
Homesite Insurance CompanyAmerican Family Insuranceinsurance violation2013CA-INS$360,522
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2006CO-INS$6,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2007CO-INS$5,500
Permanent General Assurance Corp.American Family Insuranceinsurance violation2009CO-INS$31,900
Permanent General Assurance Corp.American Family Insuranceinsurance violation2019CO-INS$56,494
Permanent General Assurance Corporation of OhioAmerican Family Insuranceinsurance violation2019CO-INS$50,974
HomeSite Insurance Co.American Family Insuranceinsurance violation2016DE-INS$15,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2016KS-INS$20,000
Homesite Insurance Company of the MidwestAmerican Family Insuranceinsurance violation2013MD-INS$20,000
Homesite Insurance Company of the MidwestAmerican Family Insuranceinsurance violation2015MD-INS$5,000
Homesite Insurance Company of the MidwestAmerican Family Insuranceinsurance violation2011ME-INS$7,500
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2002MN-FIN$5,000
Austin Mutual Insurance Co. and Northern Mutual Insurance Co.American Family Insuranceinsurance violation2002MN-FIN$12,500
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2002MN-FIN$10,000
Homesite Insurance Company of the MidwestAmerican Family Insuranceinsurance violation2009MN-FIN$15,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2011MN-FIN$5,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2013MN-FIN$5,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2014MN-FIN$7,500
Austin Mutual Insurance Co.American Family Insuranceinsurance violation2019MN-FIN$10,000
Homesite Insurance Co.American Family Insuranceinsurance violation2019MN-FIN$5,000
American Family Mutual Insurance Co. and American Standard Insurance Co. of WisconsinAmerican Family Insuranceinsurance violation2015MO-INS$472,089
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2016MO-INS$7,000
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2009ND-INS$5,000
Austin Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2014ND-INS$10,000
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2016NE-DOI$15,000
American Family Insurance CompanyAmerican Family Insuranceinsurance violation2018NE-DOI$15,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.