Societe Generale, S.A. | Societe Generale | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $25,412,500 |
Societe Generale SA | Societe Generale | economic sanction violation | 2018 | NY-DFS | $420,000,000 |
Societe Generale S.A. | Societe Generale | toxic securities abuses | 2017 | USAO | $50,000,000 |
Societe Generale S.A. | Societe Generale | price-fixing or anti-competitive practices | 2018 | CFTC | $475,000,000 |
Societe Generale S.A. | Societe Generale | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $860,000,000 |
Societe Generale S.A. | Societe Generale | economic sanction violation | 2018 | FED | $81,300,000 |
Societe Generale S.A. | Societe Generale | economic sanction violation | 2018 | USAO | $717,200,000 |
Societe Generale S.A. | Societe Generale | economic sanction violation | 2018 | OFAC | $53,966,916 |
Societe Generale S.A. | Societe Generale | investor protection violation | 2021 | CFTC | $1,500,000 |
Societe Generale Private Banking (Suisse) SA | Societe Generale | tax violations | 2015 | DOJ_TAX | $17,807,000 |
Societe Generale Private Banking (Lugano-Svizzera) | Societe Generale | tax violations | 2015 | DOJ_TAX | $1,363,000 |
Societe Generale International Limited | Societe Generale | investor protection violation | 2019 | CFTC | $2,500,000 |
Societe Generale Financial Corporation | Societe Generale | banking violation | 2020 | CA-DFPI | $10,250 |
Societe Generale | Societe Generale | toxic securities abuses | 2014 | FHFA | $122,000,000 |
Societe Generale | Societe Generale | economic sanction violation | 2003 | OFAC | $6,600 |
Societe Generale | Societe Generale | economic sanction violation | 2003 | OFAC | $11,000 |
Societe Generale | Societe Generale | data submission deficiencies | 2016 | CFTC | $450,000 |
Societe Generale | Societe Generale | price-fixing or anti-competitive practices | 2016 | MULTI-AG | $26,750,000 |
Societe Generale | Societe Generale | economic sanction violation | 2011 | OFAC | $111,259 |
Societe Generale | Societe Generale | economic sanction violation | 2018 | NY-MANDA | $162,800,000 |
Societe Generale | Societe Generale | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,125,000 |
Societe Generale | Societe Generale | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $18,000,000 |
Societe Generale | Societe Generale | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $12,500,000 |
Societe Generale | Societe Generale | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $975,000 |
Societe Generale | Societe Generale | investor protection violation | 2023 | CFTC | $75,000,000 |
Societe Generale | Societe Generale | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $105,000,000 |
Societe Generale | Societe Generale | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $30,000,000 |
Smith Barney Fund Management LLC | Morgan Stanley | investor protection violation | 2007 | SEC | $450,000 |
Smith Barney | Morgan Stanley | employment discrimination | 2008 | private lawsuit-federal | $33,000,000 |
Smith Barney | Morgan Stanley | investor protection violation | 2007 | NJ-AG | $5,000,000 |
Smith Barney | Morgan Stanley | investor protection violation | 2007 | NJ-AG | $978,000 |
Smith Barney | Morgan Stanley | investor protection violation | 2007 | NJ-BOS | $5,000,000 |
Simmons First National Bank | Simmons First National Corp. | employment discrimination | 2010 | OFCCP | $360,187 |
Shoko Chukin Bank Ltd | Shoko Chukin Bank | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $6,350,000 |
SG Cowen, LLC | Toronto-Dominion Bank | investor protection violation | 2004 | FINRA | $800,000 |
SG Cowen Securities Corporation | Toronto-Dominion Bank | investor protection violation | 2003 | SEC | $5,000,000 |
SG Cowen & Co., LLC f/k/a SG Cowen Securities Corporation | Toronto-Dominion Bank | investor protection violation | 2004 | SEC | $125,000 |
SG Americas Securities, LLC | Societe Generale | investor protection violation | 2016 | CFTC | $750,000 |
SG Americas Securities, LLC | Societe Generale | investor protection violation | 2009 | SEC | $8,384,932 |
SG Americas Securities, LLC | Societe Generale | investor protection violation | 2020 | FINRA | $1,550,000 |
SG Americas Securities, LLC | Societe Generale | investor protection violation | 2005 | FINRA | $4,478,000 |
SG Americas Securities, LLC | Societe Generale | investor protection violation | 2023 | SEC | $35,000,000 |
SG Americas Securities, Inc. | Societe Generale | investor protection violation | 2013 | FINRA | $675,000 |
SG Americas Securities LLC (Societe Generale) | Societe Generale | investor protection violation | 2018 | SEC | $800,000 |
SG Americas Securities LLC | Societe Generale | investor protection violation | 2015 | SEC | $1,011,093 |
SG Americas Securities LLC | Societe Generale | investor protection violation | 2020 | SEC | $1,550,000 |
SG Americas Securities LLC | Societe Generale | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Seterus, Inc. | Mr. Cooper Group | labor relations violation | 2013 | NLRB | $72,162 |
Seterus, Inc. | Mr. Cooper Group | consumer protection violation | 2014 | NH-BKG | $10,000 |
Seterus Inc. | Mr. Cooper Group | mortgage abuses | 2019 | MULTI-FIN | $350,000 |
Seterus Inc. | Mr. Cooper Group | consumer protection violation | 2021 | private lawsuit-federal | $7,000,000 |
ServiceLink, LLC | Fidelity National Financial | insurance violation | 2014 | MN-FIN | $20,000 |
ServiceLink, LLC | Fidelity National Financial | insurance violation | 2019 | MO-INS | $24,450 |
Servicelink, LLC | Fidelity National Financial | consumer protection violation | 2022 | VA-INS | $5,000 |
ServiceLink LLC | Fidelity National Financial | insurance violation | 2019 | IN-INS | $7,500 |
ServiceLink LLC | Fidelity National Financial | insurance violation | 2022 | IN-INS | $67,175 |
ServiceLink Holdings, LLC | Fidelity National Financial | banking violation | 2017 | FED | $65,000,000 |
Sentry Select Insurance Company | Sentry Insurance | insurance violation | 2021 | WA-INS | $5,000 |
Sentry Select Insurance Co. | Sentry Insurance | insurance violation | 2018 | MO-INS | $15,000 |
Sentry Insurance, A Mutual Company | Sentry Insurance | insurance violation | 2010 | TX-INS | $7,200 |
Sentry Insurance, A Mutual Company | Sentry Insurance | insurance violation | 2012 | TX-INS | $13,750 |
Sentry Insurance Group | Sentry Insurance | insurance violation | 2015 | SD-INS | $125,000 |
Sentry Insurance a Mutual Company | Sentry Insurance | wage and hour violation | 2004 | WHD | $46,524 |
Sentry Insurance A Mutual Company | Sentry Insurance | insurance violation | 2005 | FL-OFR | $7,500 |
Sentry Insurance A Mutual Company | Sentry Insurance | insurance violation | 2001 | MA-INS | $14,500 |
Sentry Insurance a Mutual Company | Sentry Insurance | insurance violation | 2011 | MO-INS | $5,200 |
Sentry Insurance a Mutual Company | Sentry Insurance | insurance violation | 2018 | MO-INS | $15,000 |
Sentry Insurance A Mutual Company | Sentry Insurance | insurance violation | 2011 | UT-INS | $6,000 |
Sentry Insurance A Mutual Co. | Sentry Insurance | insurance violation | 2015 | AZ-DIFI | $20,000 |
Sentry Insurance | Sentry Insurance | consumer protection violation | 2014 | MA-AG | $53,430 |
Sentry Insurance | Sentry Insurance | insurance violation | 2008 | TX-INS | $5,000 |
Sentry Insurance | Sentry Insurance | insurance violation | 2014 | TX-INS | $17,731 |
Sentry Insurance | Sentry Insurance | insurance violation | 2015 | TX-INS | $20,000 |
Sentry Insurance | Sentry Insurance | insurance violation | 2016 | TX-INS | $12,000 |
Sentry Insurance | Sentry Insurance | insurance violation | 2019 | TX-INS | $9,000 |
Sentry Insurance | Sentry Insurance | consumer protection violation | 2016 | private lawsuit-federal | $5,718,825 |
Sentinel Insurance Company, Ltd. | Hartford Financial Services | insurance violation | 2014 | NY-DFS | $16,700 |
Sentinel Insurance Company, Ltd. | Hartford Financial Services | insurance violation | 2020 | TX-INS | $10,000 |
Sentinel Insurance Company, Ltd | Hartford Financial Services | insurance violation | 2016 | TX-INS | $32,000 |
Sentinel Insurance Company Ltd. | Hartford Financial Services | insurance violation | 2011 | IL-INS | $9,000 |
Sentinel Insurance Company Ltd. | Hartford Financial Services | insurance violation | 2013 | SD-INS | $5,000 |
Sentinel Insurance Company Ltd. | Hartford Financial Services | insurance violation | 2010 | TX-INS | $10,000 |
SENTINEL INSURANCE COMPANY LTD | Hartford Financial Services | insurance violation | 2012 | VA-INS | $66,735 |
SENTINEL INSURANCE COMPANY LTD | Hartford Financial Services | insurance violation | 2014 | VA-INS | $22,891 |
Sentinel Insurance Company Ltd | Hartford Financial Services | insurance violation | 2012 | WA-INS | $30,000 |
Sentinel Insurance Company | Hartford Financial Services | insurance violation | 2018 | NY-DFS | $1,816,596 |
SENTINEL INSURANCE COMPANY | Hartford Financial Services | insurance violation | 2007 | VA-INS | $5,000 |
Sentinel Insurance Co. | Hartford Financial Services | insurance violation | 2019 | CT-INS | $84,000 |
Seneca Insurance Company, Inc. | Fairfax Financial Holdings | insurance violation | 2013 | NY-DFS | $50,000 |
Seneca Insurance Co. Inc. | Fairfax Financial Holdings | insurance violation | 2004 | MS-INS | $5,000 |
Seneca Insurance Co. | Fairfax Financial Holdings | insurance violation | 2014 | KS-INS | $5,000 |
Seneca Insurance Co. | Fairfax Financial Holdings | insurance violation | 2005 | NJ-DBI | $72,256 |
Seneca Ins Co. Inc. | Fairfax Financial Holdings | insurance violation | 2004 | MS-INS | $5,000 |
Selective Way Insurance Company | Selective Insurance Group | insurance violation | 2014 | NY-DFS | $50,000 |
Selective Way Insurance Company | Selective Insurance Group | insurance violation | 2005 | PA-INS | $5,000 |
Selective Way Insurance Company | Selective Insurance Group | insurance violation | 2022 | VA-INS | $5,000 |
Selective Insurance Company of the Southeast | Selective Insurance Group | insurance violation | 2011 | WI-INS | $5,000 |
Selective Insurance Company of the Southeast | Selective Insurance Group | insurance violation | 2022 | VA-INS | $5,000 |
Selective Insurance Company of South Carolina et al. | Selective Insurance Group | insurance violation | 2016 | MD-INS | $8,000 |
Selective Insurance Company of South Carolina | Selective Insurance Group | insurance violation | 2005 | PA-INS | $5,000 |
Selective Insurance Company of South Carolina | Selective Insurance Group | insurance violation | 2014 | TN-INS | $10,000 |