Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $388,129,347,579
Number of Records: 7,728
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
Nationwide Mutual Insurance Co.Nationwideinsurance violation2015DE-INS$15,000
Nationwide Life Insurance Co. and Nationwide Life and Annuity Insurance Co.Nationwideinsurance violation2018DE-INS$45,500
Nationwide General Insurance Co. et al.Nationwideinsurance violation2019DE-INS$56,600
Scottsdale Insurance Co.Nationwideinsurance violation2005FL-OFR$5,000
Nationwide Financial ServicesNationwideconsumer protection violation2008FL-OFR$7,000
Nationwide Life and Annuity Insurance Co.Nationwideinsurance violation2016FL-OFR$22,435
Nationwide Insurance Company of America et al.Nationwideinsurance violation2011IA-INS$52,000
Nationwide Life Insurance Co.Nationwideinsurance violation2015ID-INS$5,000
Victoria Fire & Casualty Co.Nationwideinsurance violation2003IN-INS$5,000
Nationwide Agribusiness Insurance Co.Nationwideinsurance violation2006KS-INS$7,500
Scottsdale Insurance CompanyNationwideinsurance violation2000MA-INS$26,208
National Casualty CompanyNationwideinsurance violation2000MA-INS$6,500
Harleysville Worcester Insurance CompanyNationwideinsurance violation2002MA-INS$6,000
Titan Indemnity Co. and Victoria Fire and Casualty Co.Nationwideinsurance violation2011MD-INS$20,000
Allied Property And Casualty Insurance Co. et al.Nationwideinsurance violation2016MD-INS$20,000
Nationwide General Insurance Co.Nationwideinsurance violation2016MD-INS$15,000
Allied Property And Casualty Insurance Co. et al.Nationwideinsurance violation2017MD-INS$5,000
Nationwide General Insurance Co. et al.Nationwideinsurance violation2018MD-INS$33,000
Harleysville Insurance Co.Nationwideinsurance violation2002MN-FIN$80,000
Allied Property and Casualty Insurance Co.Nationwideinsurance violation2008MN-FIN$7,000
AMCO Insurance Co.Nationwideinsurance violation2013MN-FIN$20,000
Depositors Insurance Co.Nationwideinsurance violation2013MN-FIN$40,000
Nationwide Insurance Company of America et al.Nationwideinsurance violation2018MN-FIN$25,000
Allied Property & Casualty Insurance Co. et al.Nationwideinsurance violation2006MO-INS$65,000
Nationwide Agribusiness Insurance Co. and Farmland Mutual Insurance Co.Nationwideinsurance violation2013MO-INS$292,250
AMCO Insurance Co.Nationwideinsurance violation2016MO-INS$36,750
Depositors Insurance Co.Nationwideinsurance violation2016MO-INS$16,250
Nationwide Mutual Insurance Co.Nationwideinsurance violation2016MO-INS$51,250
Nationwide General Insurance CompanyNationwideinsurance violation2014NY-DFS$32,000
Harleysville Worcester Insurance CompanyNationwideinsurance violation2015NY-DFS$76,500
Nationwide Property & Casualty Insurance CompanyNationwideinsurance violation2015NY-DFS$7,000
Titan Insurance CompanyNationwideinsurance violation2019NY-DFS$149,300
Nationwide Mutual Insurance CompanyNationwideinsurance violation2000OR-FIN$10,000
Nationwide Mutual Insurance CompanyNationwideinsurance violation2007OR-FIN$10,000
AMCO Insurance CompanyNationwideinsurance violation2010OR-FIN$8,000
Jefferson National Life Insurance CompanyNationwideinsurance violation2009PA-INS$5,000
Nationwide Mutual Insurance CompanyNationwideinsurance violation2017PA-INS$10,000
Nationwide Mutual Insurance CompanyNationwideinsurance violation2017RI-FIN$154,228
Nationwide Life Insurance CompanyNationwideinsurance violation2012SD-INS$40,000
Nationwide Mutual Insurance CompanyNationwideinsurance violation2013SD-INS$15,000
Nationwide Life Insurance CompanyNationwideinsurance violation2015SD-INS$10,000
Colonial County Mutual Insurance Company and Titan Insurance Services Inc.Nationwideinsurance violation2018TX-INS$50,000
Jefferson National Life Insurance CompanyNationwideinsurance violation2018TX-INS$15,000
HARLEYSVILLE MUTUAL INSURANCE CONationwideinsurance violation2001VA-INS$21,000
NATIONWIDE MUTUAL INSURANCE CO ET ALNationwideinsurance violation2003VA-INS$64,080
VICTORIA FIRE & CASUALTY ET ALNationwideinsurance violation2003VA-INS$29,000
NATIONWIDE MUTUAL INSURANCE ET AL.Nationwideinsurance violation2006VA-INS$45,000
NATIONWIDE LIFE INSURANCE CO.Nationwideinsurance violation2006VA-INS$40,000
VICTORIA FIRE AND CASUALTY INSURANCENationwideinsurance violation2009VA-INS$7,500
Victoria Fire & Casualty Insurance CompanyNationwideinsurance violation2010VA-INS$23,558
NATIONWIDE MUTUAL FIRE, ET AL.Nationwideinsurance violation2011VA-INS$51,384
Allied Property & Casualty Insurance CompanyNationwideinsurance violation2011VA-INS$27,911
VICTORIA FIRE AND CASUALTY CO.Nationwideinsurance violation2014VA-INS$72,400
ALLIED PROPERTY & CASUALTY INSURANCENationwideinsurance violation2014VA-INS$16,201
ALLIED PROPERTY & CASUALTY INSURANCENationwideinsurance violation2014VA-INS$5,530
Nationwide Property and Casualty Insurance CompanyNationwideinsurance violation2014VA-INS$225,800
NATIONWIDE LIFE INSURANCE CO.Nationwideinsurance violation2015VA-INS$16,340
ALLIED PROPERTY & CASUALTY INSURANCE CO.Nationwideinsurance violation2016VA-INS$68,669
Victoria Fire & Casualty Insurance CompanyNationwideinsurance violation2016VA-INS$2,236,476
ALLIED INSURANCE COMPANY OF AMERICANationwideinsurance violation2016VA-INS$8,000
ALLIED PROPERTY & CASUALTY INSURANCE CO.Nationwideinsurance violation2017VA-INS$678,398
Nationwide Mutual Fire Insurance CompanyNationwideinsurance violation2019VA-INS$397,667
Jefferson National Life Insurance CompanyNationwideinsurance violation2020VA-INS$27,600
Victoria Fire & Casualty CompanyNationwideinsurance violation2011WA-INS$5,000
National Casualty CompanyNationwideinsurance violation2016WA-INS$9,000
Amco Insurance CompanyNationwideinsurance violation2017WA-INS$5,000
Titan Indemnity Company; Victoria Fire & Casualty CompanyNationwideinsurance violation2017WA-INS$60,000
Depositors Insurance CompanyNationwideinsurance violation2017WA-INS$10,000
Crestbrook Insurance CompanyNationwideinsurance violation2018WA-INS$50,000
Nationwide Agribusiness Insurance CompanyNationwideinsurance violation2018WA-INS$25,000
National Casualty CompanyNationwideinsurance violation2019WA-INS$20,000
Nationwide Life Insurance CompanyNationwideinsurance violation2010MULTI-FIN$2,100,000
Nationwide Mutual Insurance CompanyNationwideinsurance violation2018MULTI-FIN$725,000
Nationwide Life Insurance Co.Nationwideinsurance violation2020CT-INS$10,000
Crestbrook Insurance Co.Nationwideinsurance violation2020WA-INS$5,000
Allied Property & Casualty Insurance Company et al.Nationwideinsurance violation2020VA-INS$17,500
Allied Property & Casualty Insurance Company et al.Nationwideinsurance violation2020VA-INS$20,000
HARLEYSVILLE MUTUAL INS CONationwideenvironmental violation2016PA-ENV$6,150
Nationwide Mutual Insurance Company et al.Nationwideinsurance violation2021TX-INS$75,000
Harleysville Worcester Insurance CompanyNationwideinsurance violation2020CT-INS$6,500
Crestbrook Insurance CompanyNationwideinsurance violation2020CT-INS$15,500
ALLIED PROPERTY AND CASUALTY INSURANCE COMPANY ET AL.Nationwideinsurance violation2021WA-INS$20,000
NATIONAL CASUALTY COMPANYNationwideinsurance violation2021WA-INS$50,000
Jefferson National Life Insurance Co.Nationwideinsurance violation2021CA-INS$165,342
Scottsdale Insurance Co.Nationwideinsurance violation2021NH-INS$10,579
Nationwide General Insurance Co.Nationwideinsurance violation2021WA-INS$35,000
Nationwide Life And Annuity Insurance Company et al.Nationwideinsurance violation2021WA-INS$5,000
Nationwide Life Insurance CompanyNationwideinsurance violation2022NY-DFS$5,640,000
National Casualty CompanyNationwideinsurance violation2022RI-FIN$20,000
Nationwide Mutual Insurance CompanyNationwidewage and hour violation2021WHD$13,808
NATIONWIDE LIFE INSURANCE COMPANYNationwideinsurance violation2022WA-INS$30,000
NATIONWIDE GENERAL INSURANCE COMPANYNationwideinsurance violation2022WA-INS$35,000
Nationwide Property and Casualty Insurance Company et al.Nationwideinsurance violation2023MD-INS$180,000
Harleysville Insurance CompanyNationwideinsurance violation2023NY-DFS$45,000
Nationwide Agribusiness Insurance CompanyNationwideinsurance violation2023NY-DFS$50,000
NATIONWIDE LIFE AND ANNUITY INSURANCE COMPANYNationwideinsurance violation2023WA-INS$140,273
National Western Life Insurance Co.National Western Lifeinsurance violation2009CO-INS$11,500
National Western Life Insurance Co.National Western Lifeinsurance violation2014CO-INS$11,500
National Western Life Insurance Co.National Western Lifeinsurance violation2019CO-INS$34,500
National Western Life Insurance Co.National Western Lifeinsurance violation2014NJ-DBI$2,973,656
National Western Life Insurance Co.National Western Lifeconsumer protection violation2014private lawsuit-federal$21,020,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.