OCWEN FINANCIAL CORPORATION | Ocwen Financial | benefit plan administrator violation | 2019 | EBSA | $10,001 |
Ocwen Financial Corp. | Ocwen Financial | mortgage abuses | 2014 | MA-AG | $3,700,000 |
Ocwen Financial Corporation | Ocwen Financial | consumer protection violation | 2019 | ME-AG | $84,000 |
Ocwen Financial Services | Ocwen Financial | mortgage abuses | 2013 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $127,300,000 |
Ocwen Loan Servicing LLC | Ocwen Financial | mortgage abuses | 2019 | MA-AG | $2,000,000 |
PHH Mortgage Corp. | Ocwen Financial | mortgage abuses | 2018 | MULTI-AG | $45,000,000 |
PHH Mortgage Corp. | Ocwen Financial | consumer protection violation | 2018 | GA-AG | $75,000 |
PHH Mortgage Corporation | Ocwen Financial | mortgage abuses | 2013 | NJ-AG | $6,250,000 |
Ocwen Loan Servicing, LLC | Ocwen Financial | consumer protection violation | 2015 | CA-DFPI | $2,500,000 |
Ocwen Financial Solutions, Private Ltd. | Ocwen Financial | consumer protection violation | 2017 | CA-DFPI | $52,000 |
Ocwen Loan Servicing, LLC | Ocwen Financial | mortgage abuses | 2017 | CA-DFPI | $225,000,000 |
PHH Mortgage Corp. dba Century Mortgage | Ocwen Financial | consumer protection violation | 2009 | CT-BKG | $6,000 |
PHH Mortgage Corp. dba Century Mortgage | Ocwen Financial | consumer protection violation | 2013 | CT-BKG | $29,000 |
Saxon Mortgage Services, Inc. | Ocwen Financial | consumer protection violation | 2012 | FL-OFR | $15,000 |
PHH Mortgage Corp. | Ocwen Financial | mortgage abuses | 2012 | IL-BKG | $150,000 |
PHH Mortgage Corp. | Ocwen Financial | consumer protection violation | 2010 | KY-FIN | $8,000 |
PHH Mortgage Corp. | Ocwen Financial | consumer protection violation | 2011 | KY-FIN | $5,000 |
Homeward Residential, Inc. | Ocwen Financial | consumer protection violation | 2015 | KY-FIN | $10,000 |
Litton Loan Servicing | Ocwen Financial | consumer protection violation | 2010 | MD-FIN | $71,000 |
Saxon Mortgage Services | Ocwen Financial | consumer protection violation | 2010 | MD-FIN | $71,000 |
PHH Mortgage Corporation | Ocwen Financial | consumer protection violation | 2011 | NJ-DBI | $9,000 |
Ocwen Loan Servicing LLC | Ocwen Financial | consumer protection violation | 2009 | OH-BKG | $10,000 |
PHH Mortgage Corporation | Ocwen Financial | mortgage abuses | 2016 | NY-DFS | $28,000,000 |
PHH Mortgage Corp. | Ocwen Financial | zoning violation | 2017 | NY-DFS | $119,000 |
Ocwen Loan Servicing LLC | Ocwen Financial | privacy violation | 2015 | VT-FIN | $155,000 |
Ocwen Loan Servicing, LLC | Ocwen Financial | consumer protection violation | 2016 | WA-FIN | $900,000 |
PHH Mortgage Corporation | Ocwen Financial | consumer protection violation | 2020 | CA-DFPI | $62,000 |
OCWEN FINANCIAL CORPORATION | Ocwen Financial | benefit plan administrator violation | 2020 | EBSA | $50,001 |
OCWEN FINANCIAL CORPORATION | Ocwen Financial | benefit plan administrator violation | 2020 | EBSA | $50,001 |
OCWEN FINANCIAL CORPORATION | Ocwen Financial | benefit plan administrator violation | 2020 | EBSA | $50,001 |
Ocwen Financial Corporation | Ocwen Financial | mortgage abuses | 2020 | FL-AG | $11,600,000 |
LITTON LOAN SERVICING LP | Ocwen Financial | environmental violation | 2010 | OR-ENV | $7,125 |
OCWEN FINANCIAL CORPORATION | Ocwen Financial | benefit plan administrator violation | 2021 | EBSA | $50,000 |
Ocwen Loan Servicing, LLC | Ocwen Financial | privacy violation | 2022 | private lawsuit-federal | $1,500,000 |
Ocwen Loan Servicing, LLC | Ocwen Financial | consumer protection violation | 2023 | CA-DFPI | $5,988,704 |
Litton Loan Servicing LP | Ocwen Financial | consumer protection violation | 2016 | private lawsuit-federal | $4,121,000 |
Ocwen Loan Servicing LLC | Ocwen Financial | consumer protection violation | 2015 | private lawsuit-federal | $70,000,000 |
Ocwen Loan Servicing, LLC | Ocwen Financial | consumer protection violation | 2017 | private lawsuit-federal | $600,000 |
PHH Corporation | Ocwen Financial | consumer protection violation | 2018 | private lawsuit-federal | $8,500,000 |
PHH Mortgage Corp. | Ocwen Financial | consumer protection violation | 2023 | private lawsuit-federal | $2,771,068 |
Sun National Bank | OceanFirst Financial | banking violation | 2016 | OCC | $25,000 |
The Northwestern Mutual Life Insurance Co. | Northwestern Mutual | insurance violation | 2013 | MN-FIN | $150,000 |
Northwestern Mutual Life Insurance Co. | Northwestern Mutual | insurance violation | 2019 | NY-DFS | $57,937 |
Northwestern Mutual Investment Services | Northwestern Mutual | insurance violation | 2006 | PA-INS | $10,000 |
Northwestern Mutual Life Insurance Co. | Northwestern Mutual | insurance violation | 2020 | WA-INS | $50,000 |
Northwestern Mutual Life Insurance Co. | Northwestern Mutual | insurance violation | 2021 | VT-FIN | $287,000 |
Northwestern Mutual Investment Services, LLC | Northwestern Mutual | investor protection violation | 2009 | FINRA | $200,000 |
Northwestern Mutual Investment Services, LLC | Northwestern Mutual | investor protection violation | 2007 | FINRA | $100,000 |
Northwestern Mutual | Northwestern Mutual | wage and hour violation | 2016 | MI-LEO | $34,371 |
Northwestern Mutual | Northwestern Mutual | wage and hour violation | 2016 | MI-LEO | $68,815 |
Northwestern Mutual Investment Services, LLC | Northwestern Mutual | investor protection violation | 2023 | NH-BSR | $200,000 |
Northwestern Mutual Life Insurance Company | Northwestern Mutual | insurance violation | 2023 | NH-INS | $200,000 |
NORTHWESTERN MUTUAL | Northwestern Mutual | wage and hour violation | 2023 | IL-DOL | $9,000 |
NORTHWESTERN MUTUAL | Northwestern Mutual | wage and hour violation | 2023 | IL-DOL | $9,000 |
NORTHWESTERN MUTUAL | Northwestern Mutual | wage and hour violation | 2023 | IL-DOL | $7,000 |
NORTHWESTERN MUTUAL | Northwestern Mutual | wage and hour violation | 2023 | IL-DOL | $7,000 |
Northwestern Mutual Investment Services LLC | Northwestern Mutual | investor protection violation | 2024 | SEC | $16,500,000 |
Northwestern Mutual Investment Services LLC | Northwestern Mutual | investor protection violation | 2024 | ME-SEC | $5,000 |
The Northern Trust Company | Northern Trust | investor protection violation | 2015 | SEC | $60,000 |
Northern Trust, IBC | Northern Trust | economic sanction violation | 2003 | OFAC | $18,027 |
Northern Trust, National Association | Northern Trust | banking violation | 2008 | OCC | $125,000 |
Northern Trust Investments, N.A. | Northern Trust | benefit plan administrator violation | 2015 | private lawsuit-federal | $36,000,000 |
Northern Trust | Northern Trust | benefit plan administrator violation | 2006 | private lawsuit-federal | $37,500,000 |
Northern Trust Company | Northern Trust | investor protection violation | 2019 | CFTC | $1,000,000 |
Northern Trust Hedge Fund Services LLC | Northern Trust | investor protection violation | 2020 | SEC | $167,629 |
Northern Trust Securities | Northern Trust | investor protection violation | 2011 | FINRA | $600,000 |
Norinchukin Bank | Norinchukin Bank | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $13,083,333 |
Norinchukin Bank | Norinchukin Bank | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $449,000 |
Norinchukin Bank | Norinchukin Bank | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $30,000,000 |
Norddeutsche Landesbank Girozentrale | Norddeutsche Landesbank | employment discrimination | 2008 | private lawsuit-federal | $2,618,600 |
Nomura Asset Acceptance Corporation and Nomura Home Equity Loan, Inc. | Nomura | toxic securities abuses | 2016 | NCUA | $3,000,000 |
Nomura Securities International Inc. | Nomura | investor protection violation | 2019 | SEC | $26,400,000 |
Nomura Securities | Nomura | investor protection violation | 2022 | CFTC | $50,000,000 |
Nomura Securities International, Inc. | Nomura | investor protection violation | 2022 | SEC | $50,000,000 |
Nomura Securities International Inc. | Nomura | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $8,750,000 |
Nomura Securities International Inc. | Nomura | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Nomura Securities International | Nomura | fraud | 2023 | USAO | $35,000,000 |
New York Life | New York Life Insurance | wage and hour violation | 2016 | private lawsuit-federal | $94,818 |
New York Life Investment Management LLC | New York Life Insurance | investor protection violation | 2009 | SEC | $6,100,784 |
New York Life Insurance | New York Life Insurance | benefit plan administrator violation | 2008 | private lawsuit-federal | $14,000,000 |
New York Life Insurance Company | New York Life Insurance | benefit plan administrator violation | 2017 | private lawsuit-federal | $3,000,000 |
New York Life Insurance Company | New York Life Insurance | insurance violation | 2013 | MULTI-AG | $15,000,000 |
New York Life Insurance Co. | New York Life Insurance | insurance violation | 2009 | CA-INS | $175,000 |
New York Life Insurance and Annuity Corp. | New York Life Insurance | insurance violation | 2018 | DE-INS | $5,000 |
New York Life Insurance Co. | New York Life Insurance | insurance violation | 2011 | FL-OFR | $18,000 |
NYLIFE Securities, LLC | New York Life Insurance | investor protection violation | 2017 | IN-SEC | $275,000 |
NYLIFE Securities LLC | New York Life Insurance | investor protection violation | 2019 | ME-SEC | $50,000 |
New York Life Insurance Co. et al. | New York Life Insurance | insurance violation | 2016 | MN-FIN | $800,000 |
NYLIFE Securities LLC | New York Life Insurance | investor protection violation | 2017 | NH-BSR | $7,500 |
NEW YORK LIFE INSURANCE CO | New York Life Insurance | insurance violation | 2002 | VA-INS | $13,500 |
New York Life Insurance & Annuity Corporation | New York Life Insurance | consumer protection violation | 2021 | NY-DFS | $10,929,000 |
NYLIFE Securities LLC | New York Life Insurance | investor protection violation | 2007 | FINRA | $354,000 |
NYLife Securities, Inc. | New York Life Insurance | investor protection violation | 2004 | FINRA | $350,000 |
New York Life Insurance Company and New York Life Insurance and Annuity Corporation | New York Life Insurance | insurance violation | 2021 | MT-FIN | $10,000 |
New York Life Insurance Company | New York Life Insurance | wage and hour violation | 2017 | MI-LEO | $8,000 |
NEW YORK LIFE INSURANCE COMPANY | New York Life Insurance | insurance violation | 2024 | WA-INS | $46,328 |
NEW YORK LIFE INSURANCE COMPANY | New York Life Insurance | workplace safety or health violation | 2023 | OSHA | $6,697 |
Flagstar Bank | New York Community Bancorp | consumer protection violation | 2014 | CFPB | $37,500,000 |
Flagstar Bank | New York Community Bancorp | mortgage abuses | 2012 | USAO | $132,800,000 |
NEW YORK COMMUNITY BANK | New York Community Bancorp | banking violation | 2004 | FDIC | $8,000 |
Flagstar Bank, FSB | New York Community Bancorp | banking violation | 2016 | OCC | $500,000 |