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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $364,987,502,767
Number of Records: 7,424
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,860,718,022283
JPMorgan Chase$36,735,865,891239
Citigroup$26,665,437,031170
Wells Fargo$25,943,801,143236
Deutsche Bank$19,684,396,13592
UBS$17,479,735,000115
Goldman Sachs$17,054,777,59197
NatWest Group PLC$14,007,380,19038
Credit Suisse$11,673,430,79257
Morgan Stanley$10,440,931,900196

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort icon . Primary Offense TypeYearAgencyPenalty Amount
Credit Acceptance Corp.Credit Acceptance Corp.consumer protection violation2012MO-AG$125,000
Credit Acceptance CorporationCredit Acceptance Corp.insurance violation2018WA-INS$30,000
Credit Acceptance CorporationCredit Acceptance Corp.consumer protection violation2021MA-AG$27,200,000
Crawford and CompanyCrawford & Co.False Claims Act and related2006DOJ_CIVIL$1,363,204
Crawford Healthcare Management of Norfolk & BaltimoreCrawford & Co.fraud2003DOJ_CRIMINAL$8,000,000
Broadspire Services, Inc.Crawford & Co.workplace safety or health violation2011MO-AG$28,500
Broadspire Services Inc.Crawford & Co.insurance violation2016TN-INS$10,000
Broadspire Services, Inc.Crawford & Co.insurance violation2017TX-INS$40,000
COMMERZBANK AGCommerzbankbanking violation2015FED$200,000,000
Commerzbank AGCommerzbankeconomic sanction violation2015DOJ_CRIMINAL$642,000,000
Commerzbank AGCommerzbankeconomic sanction violation2014OFAC$258,660,796
Commerzbank AGCommerzbankeconomic sanction violation2004OFAC$5,500
Commerzbank AGCommerzbankinvestor protection violation2018CFTC$12,000,000
Commerzbank AGCommerzbankeconomic sanction violation2011OFAC$175,500
Commerzbank AGCommerzbankeconomic sanction violation2015NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $171,000,000
CommerzbankCommerzbankeconomic sanction violation2015NY-DFS$610,000,000
Commerzbank AGCommerzbankprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
CommerceWest BankCommerceWest Bankfraud2015DOJ_CRIMINAL$4,900,000
Comerica Securities, Inc.Comericainvestor protection violation2015SEC$60,000
Comerica IncorporatedComericabenefit plan administrator violation2013private lawsuit-federal$11,000,000
Comerica IncorporatedComericabenefit plan administrator violation2007private lawsuit-federal$2,020,000
Comerica Securities, Inc.Comericainvestor protection violation2019SEC$186,377
Comerica BankComericatoxic securities abuses2008MI-AG$110,000
Comerica SecuritiesComericainvestor protection violation2015FINRA$347,757
Comerica Securities, Inc.Comericainvestor protection violation2008FINRA$750,000
Coinbase Inc.Coinbase Global Inc.investor protection violation2021CFTC$6,500,000
Coinbase, Inc.Coinbase Global Inc.consumer protection violation2021FL-OFR$6,500
Coinbase Inc.Coinbase Global Inc.anti-money-laundering deficiencies2023NY-DFS$100,000,000
Conseco, Inc.CNO Financialinvestor protection violation2004SEC$15,000,000
CNO Services, LLCCNO Financialwage and hour violation2010WHD$69,610
Conseco Finance Servicing Corp.CNO Financialwage and hour violation2002WHD$145,512
Bankers Life and CasualtyCNO Financialprivacy violation2008MO-AG$25,000
Bankers Life and Casualty Co.CNO Financialprivacy violation2003KS-AG$15,000
Bankers Life and Casualty CompanyCNO Financialprivacy violation2002KY-AG$5,000
Conseco, Inc.CNO Financialinvestor protection violation2004NY-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $15,000,000
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2009CA-INS$500,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2009CT-INS$100,000
Bankers Life and Casualty Co.CNO Financialinsurance violation2016DE-INS$55,500
Bankers Life and Casualty Co.CNO Financialinsurance violation2019DE-INS$41,200
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2000FL-OFR$5,500
Conseco Life Insurance Co.CNO Financialinsurance violation2000FL-OFR$5,625
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2001FL-OFR$22,500
Bankers Life and Casualty Co.CNO Financialinsurance violation2001FL-OFR$10,500
Conseco Life Insurance Co.CNO Financialinsurance violation2007IA-INS$750,000
Bankers Life and Casualty Co.CNO Financialinsurance violation2007IN-INS$6,569
Conseco Finance Servicing Corp.CNO Financialconsumer protection violation2002KS-BKG$7,275,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2009KS-INS$8,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2010KS-INS$22,000
Bankers Life and Casualty Co.CNO Financialinsurance violation2017LA-INS$10,000
Bankers Life and Casualty Co.CNO Financialinsurance violation2011MD-INS$10,000
Bankers Life and Casualty Co.CNO Financialinsurance violation2012MD-INS$15,000
Bankers Life and Casualty Co.CNO Financialinsurance violation2018MD-INS$14,100
Bankers Life & Casualty Co.CNO Financialinsurance violation2003ME-INS$5,000
Conseco Health Insurance Co.CNO Financialinsurance violation2004ME-INS$10,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2005ME-INS$500,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2006ME-INS$7,500
Bankers Life & Casualty Co.CNO Financialinsurance violation2009ME-INS$500,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2011ME-INS$102,801
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2004MN-FIN$5,000
Conseco Health Insurance Co.CNO Financialinsurance violation2004MN-FIN$5,000
Bankers Life and Casualty Co.CNO Financialinsurance violation2008MN-FIN$7,500
Conseco Life Insurance Co.CNO Financialinsurance violation2014MN-FIN$250,000
Bankers Life and Casualty Co.CNO Financialinsurance violation2015MN-FIN$22,500
Bankers Life and Casualty Co.CNO Financialinsurance violation2015MN-FIN$7,500
Washington National Insurance Co.CNO Financialinsurance violation2017MN-FIN$140,000
Bankers Life and Casualty Co. and Colonial Penn Life Insurance Co.CNO Financialinsurance violation2018MN-FIN$10,000
Bankers Life and Casualty Co. and Colonial Penn Life Insurance Co.CNO Financialinsurance violation2019MN-FIN$175,000
Conseco Medical Insurance Co.CNO Financialinsurance violation2009MO-INS$75,018
Bankers Life and Casualty Co.CNO Financialinvestor protection violation2010MO-SEC$789,600
Washington National Insurance Co.CNO Financialinsurance violation2012MO-INS$150,000
Bankers Life and Casualty Co.CNO Financialinvestor protection violation2015MO-SEC$102,178
Conseco Life Insurance Co.CNO Financialinsurance violation2003MS-INS$50,000
Bankers Life and Casualty Co.CNO Financialinsurance violation2013MT-INS$50,000
Conseco Senior Health Insurance CompanyCNO Financialinsurance violation2001ND-INS$5,000
Bankers Conseco Life Insurance CompanyCNO Financialinsurance violation2015NY-DFS$10,270
Bankers Conseco Life InsuranceCNO Financialinsurance violation2019NY-DFS$27,900
Conseco Life Insurance CompanyCNO Financialinsurance violation2003OR-FIN$8,300
Bankers Life and Casualty CompanyCNO Financialinsurance violation2008OR-FIN$150,000
Bankers Life and Casualty CompanyCNO Financialinsurance violation2010OR-FIN$25,000
Bankers Life and Casualty CompanyCNO Financialinsurance violation2011OR-FIN$5,000
Bankers Life and Casualty CompanyCNO Financialinsurance violation2012OR-FIN$14,000
Bankers Life and Casualty CompanyCNO Financialinsurance violation2014OR-FIN$115,000
Bankers Life and Casualty CompanyCNO Financialinsurance violation2004PA-INS$5,000
Bankers Life & Casualty CompanyCNO Financialinsurance violation2011RI-FIN$975,000
Conseco Life Insurance CompanyCNO Financialinsurance violation2004SC-INS$6,000
Washington National Insurance CompanyCNO Financialinsurance violation2013SD-INS$125,000
CONSECO HEALTH INSURANCE COMPANYCNO Financialinsurance violation2001VA-INS$19,000
CONSECO SENIOR HEALTH INS.CNO Financialinsurance violation2005VA-INS$7,500
CONSECO SENIOR & CONSECO LIFECNO Financialinsurance violation2011VA-INS$25,000
BANKERS LIFE AND CASUALTY CO.CNO Financialinsurance violation2013VA-INS$27,000
Bankers Life and Casualty CompanyCNO Financialinsurance violation2013VT-FIN$600,000
Washington National Insurance CompanyCNO Financialinsurance violation2018WA-INS$7,500
Bankers Life & Casualty CompanyCNO Financialinsurance violation2019WA-INS$30,000
Conseco Health Insurance Co.CNO Financialinsurance violation2004WI-INS$11,000
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2008WI-INS$100,000
Conseco Health Insurance Co.CNO Financialinsurance violation2009WI-INS$20,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2010WI-INS$1,500,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2012WI-INS$40,000
Bankers Life & CasualtyCNO Financialinsurance violation2013WI-INS$200,000
Bankers Life and Casualty Company and BLC Financial Services, Inc.CNO Financialinvestor protection violation2012MULTI-FIN$10,641,000
Bankers Life and Casualty CompanyCNO Financialinsurance violation2012MULTI-FIN$4,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.