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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $380,111,147,460
Number of Records: 7,452
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,232,669,824317
JPMorgan Chase$38,995,648,319267
UBS$31,045,549,125177
Wells Fargo$27,517,918,911260
Citigroup$26,917,736,792179
Deutsche Bank$19,968,467,56396
Goldman Sachs$17,475,327,552105
NatWest Group PLC$14,349,701,61842
Morgan Stanley$10,535,931,900197
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort icon . Primary Offense TypeYearAgencyPenalty Amount
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2015CO-INS$66,000
Chicago Title Insurance Company,Fidelity National Financialinsurance violation2010CT-INS$62,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2019DE-INS$8,000
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2019DE-INS$20,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2005FL-OFR$50,000
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2005FL-OFR$50,000
Ticor Title Insurance Co.Fidelity National Financialinsurance violation2005FL-OFR$50,000
Lawyers Title Insurance Corp.Fidelity National Financialinsurance violation2007IN-INS$9,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2009IN-INS$24,150
Ticor Title Insurance Co.Fidelity National Financialinsurance violation2009IN-INS$10,850
Fidelity National Title Company, LLCFidelity National Financialinsurance violation2014IN-INS$30,000
ServiceLink LLCFidelity National Financialinsurance violation2019IN-INS$7,500
Fidelity & Guaranty Insurance CompanyFidelity National Financialinsurance violation2001MA-INS$21,037
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2011MD-INS$30,000
Commonwealth Land Title Insurance Co. et al.Fidelity National Financialinsurance violation2011MD-INS$30,000
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2011MD-INS$30,000
Fidelity & Guaranty Life Insurance Co.Fidelity National Financialinsurance violation2014MD-INS$8,000
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2015MD-INS$10,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2016MD-INS$5,000
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2018MD-INS$10,000
ServiceLink, LLCFidelity National Financialinsurance violation2014MN-FIN$20,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2015MN-FIN$10,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2009MO-INS$55,496
Ticor Title Insurance Co.Fidelity National Financialinsurance violation2009MO-INS$20,725
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2010MO-INS$188,976
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2010MO-INS$73,113
Lawyers Title Insurance Corp.Fidelity National Financialinsurance violation2010MO-INS$190,000
Fidelity National Title Insurance Co. et al.Fidelity National Financialinsurance violation2012MO-INS$237,500
Fidelity and Guaranty Insurance Co.Fidelity National Financialinsurance violation2016MO-INS$115,250
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2018MO-INS$22,500
ServiceLink, LLCFidelity National Financialinsurance violation2019MO-INS$24,450
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2007MT-INS$7,500
Chicago Title Insurance CompanyFidelity National Financialinsurance violation2008NJ-DBI$20,000
Fidelity National Title Company of OregonFidelity National Financialinsurance violation2006OR-FIN$6,000
Fidelity National Title Insurance CompanyFidelity National Financialinsurance violation2007OR-FIN$10,000
Ticor Title Insurance CompanyFidelity National Financialinsurance violation2007OR-FIN$6,000
Fidelity and Guaranty Insurance CompanyFidelity National Financialinsurance violation2009TX-INS$9,000
Fidelity & Guaranty Insurance CompanyFidelity National Financialinsurance violation2010TX-INS$50,000
Fidelity National Title Insurance Co. et al.Fidelity National Financialinsurance violation2010TX-INS$25,000
Fidelity and Guaranty Insurance CompanyFidelity National Financialinsurance violation2014TX-INS$11,744
Fidelity and Guaranty Insurance CompanyFidelity National Financialinsurance violation2016TX-INS$12,000
Fidelity National Title Insurance CompanyFidelity National Financialinsurance violation2019TX-INS$90,000
Fidelity National Title Insurance Company & Chicago Title Insurance CompanyFidelity National Financialinsurance violation2014UT-INS$222,500
Lawyers Title CompanyFidelity National Financialinsurance violation2018UT-INS$93,500
FIDELITY & GUARANTY LIFE INSURANCEFidelity National Financialinsurance violation2002VA-INS$15,000
FIDELITY & GUARANTY LIFE INSURANCEFidelity National Financialinsurance violation2003VA-INS$20,000
COMMONWEALTH LAND TITLE INSURANCE CO. ET AL.Fidelity National Financialinsurance violation2006VA-INS$300,000
Chicago Title Insurance CompanyFidelity National Financialinsurance violation2011WA-INS$10,000
Fidelity National Title Insurance CompanyFidelity National Financialinsurance violation2012WA-INS$100,000
Fidelity & Guaranty Life Insurance CompanyFidelity National Financialinsurance violation2012WA-INS$7,500
Fidelity & Guaranty Life Insurance CompanyFidelity National Financialinsurance violation2014WA-INS$10,000
Ticor Title CompanyFidelity National Financialinsurance violation2015WA-INS$5,000
Ticor Title CompanyFidelity National Financialinsurance violation2017WA-INS$6,000
Ticor Title CompanyFidelity National Financialinsurance violation2018WA-INS$10,000
Fidelity & Guaranty Life Insurance CompanyFidelity National Financialinsurance violation2018WA-INS$5,000
Ticor Title CompanyFidelity National Financialinsurance violation2019WA-INS$5,000
Fidelity National Title Co.Fidelity National Financialconsumer protection violation2010WA-FIN$23,500
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2020CT-INS$28,000
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2020MD-INS$64,600
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2020MO-INS$48,500
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2020MO-INS$45,900
FIDELITY NATIONAL TITLE INSURANCE COMPANYFidelity National Financialinsurance violation2021MO-INS$45,900
Servicelink, LLCFidelity National Financialconsumer protection violation2022VA-INS$5,000
Fidelity National Title Company of Washington IncFidelity National Financialinsurance violation2022WA-INS$5,000
LAWYERS TITLE COMPANYFidelity National Financialinsurance violation2022CA-INS$50,000
Ticor Title Company of CaliforniaFidelity National Financialwage and hour violation2022CA-LCO$32,017
ServiceLink LLCFidelity National Financialinsurance violation2022IN-INS$67,175
Fidelity & Guaranty Life Insurance Co.Fidelity National Financialconsumer protection violation2014private lawsuit-state$6,250,000
FIDELITY NATIONAL FINANCIAL, INC.Fidelity National Financialworkplace safety or health violation2015OSHA$5,605
Fidelity Brokerage Services, Inc. dba Fidelity InvestmentsFidelity Investmentseconomic sanction violation2005OFAC$63,853
Fidelity InvestmentsFidelity Investmentskickbacks and bribery2008SEC$8,000,000
Fidelity Brokerage Services, LLCFidelity Investmentsinvestor protection violation2004SEC$1,000,000
Fiserv Securities, Inc.Fidelity Investmentsinvestor protection violation2005SEC$15,000,000
FMR LLCFidelity Investmentsbenefit plan administrator violation2014private lawsuit-federal$12,000,000
Fidelity InvestmentsFidelity Investmentswage and hour violation2019private lawsuit-federal$1,200,000
Fidelity Brokerage Services LLCFidelity Investmentsinvestor protection violation2011IN-SEC$7,500
Fidelity Management Trust CompanyFidelity Investmentsbenefit plan administrator violation2007private lawsuit-federal$10,850,000
Fidelity Brokerage Services LLCFidelity Investmentsinvestor protection violation2015FINRA$1,030,000
Fidelity Investments Institutional Services Company, Inc. and Fidelity Distributors CorporationFidelity Investmentsinvestor protection violation2007FINRA$400,000
Fidelity Distributors Corp. et al.Fidelity Investmentsinvestor protection violation2007FINRA$3,750,000
FMR LLCFidelity Investmentsbenefit plan administrator violation2021EBSA$10,001
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS, INCFidelity Investmentsworkplace safety or health violation2011OSHA$7,000
Federated Investors, Inc.Federated Hermesinvestor protection violation2005SEC$72,000,000
Federated Investors, Inc.Federated Hermesinvestor protection violation2005NY-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000
Farmers Insurance ExchangeFarmers Insurance Exchangeemployment discrimination2016EEOC$225,000
Farmers Insurance ExchangeFarmers Insurance Exchangediscriminatory practices (non-employment)2017HUD$15,000
Farmers Insurance ExchangeFarmers Insurance Exchangewage and hour violation2017private lawsuit-federal$775,000
Farmers Insurance ExchangeFarmers Insurance Exchangewage and hour violation2017private lawsuit-federal$4,900,000
Farmers Insurance ExchangeFarmers Insurance Exchangewage and hour violation2010private lawsuit-federal$8,000,000
Farmers Insurance ExchangeFarmers Insurance Exchangewage and hour violation2001private lawsuit-state$90,009,208
Farmers Insurance ExchangeFarmers Insurance Exchangeemployment discrimination2016private lawsuit-federal$6,140,000
Farmers Insurance Exchange, Truck Insurance Exchange and Fire Insurance ExchangeFarmers Insurance Exchangetelecommunications violation2015MO-AG$575,000
Farmers Insurance Exchange et al.Farmers Insurance Exchangeinsurance violation2013AR-INS$5,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2011AZ-DIFI$10,000
Farmers Insurance Exchange et al.Farmers Insurance Exchangeinsurance violation2006CA-INS$1,000,000
Farmers Insurance Exchange et al.Farmers Insurance Exchangeinsurance violation2007CA-INS$2,000,000
Farmers Insurance Exchange and Truck Insurance Exchange and Mid-Century Insurance Co.Farmers Insurance Exchangeinsurance violation2006CO-INS$49,500
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2011CO-INS$81,400
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2012CO-INS$218,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2016MD-INS$10,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2020MD-INS$90,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.