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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Bain Capital$94,857,613112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
STAPLES, INC.Sycamore Partners Managementworkplace safety or health violation2023OSHA$19,590
STAPLES, INCSycamore Partners Managementworkplace safety or health violation2023OSHA$46,500
Klockner Pentaplast of America, Inc.Strategic Value Partnerswage and hour violation2005WHD$37,861
Klockner Pentaplast of America, Inc.Strategic Value Partnerswage and hour violation2019WHD$12,325
KLOCKNER PENTAPLAST OF AMERICA INC.Strategic Value Partnersworkplace safety or health violation2008OSHA$10,800
KLOCKNER PENTAPLAST OF AMERICAStrategic Value Partnersworkplace safety or health violation2010OSHA$6,000
KLOCKNER PENTAPLAST OF AMERICA, INC.Strategic Value Partnersworkplace safety or health violation2012OSHA$5,000
KLOCKNER PENTAPLAST OF AMERICA INCStrategic Value Partnersworkplace safety or health violation2016OSHA$17,325
KLOCKNER PENTAPLAST OF AMERICA, INC.Strategic Value Partnersworkplace safety or health violation2019OSHA$6,150
KLOCKNER PENTAPLAST OF AMERICA INCStrategic Value Partnersworkplace safety or health violation2019OSHA$12,725
KLOCKNER PENTAPLAST OF AMERICA, INC.Strategic Value Partnersworkplace safety or health violation2021OSHA$17,225
AmTrust Insurance Company of Kansas, Inc.Stone Point Capitalinsurance violation2019MN-FIN$7,000
Amtrust Insurance Company of KansasStone Point Capitalinsurance violation2015MO-INS$72,425
Amtrust Insurance Company of Kansas, Inc.Stone Point Capitalinsurance violation2018TX-INS$25,000
AmTrust Financial Services Inc.Stone Point Capitalinvestor protection violation2020SEC$10,300,000
Amtrust Insurance Company of Kansas Inc.Stone Point Capitalinsurance violation2021TX-INS$19,000
Amtrust Insurance Company of Kansas Inc.Stone Point Capitalinsurance violation2021TX-INS$17,500
AmTrust Insurance Company of KansasStone Point Capitalinsurance violation2021MO-INS$26,850
AmTrust Title Insurance Company and First Nationwide Title AgencyStone Point Capitalprice-fixing or anti-competitive practices2022NY-AG$1,250,000
Amtrust Insurance CompanyStone Point Capitalinsurance violation2022TX-INS$6,500
AmTrust Insurance CompanyStone Point Capitalinsurance violation2023TX-INS$8,500
AmTrust Insurance Company and Technology Insurance Company, Inc.Stone Point Capitalinsurance violation2023TX-INS$40,000
AmTrust Insurance CompanyStone Point Capitalinsurance violation2023TX-INS$8,000
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2011FRA$5,000
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2012FRA$6,000
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2012FRA$5,000
Deltech CorporationSK Capital Partnersrailroad safety violation2010FRA$10,000
SI Group, Inc.SK Capital Partnersrailroad safety violation2012FRA$5,000
SI Group, Inc.SK Capital Partnersrailroad safety violation2012FRA$5,000
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2015FRA$15,000
Deltech CorporationSK Capital Partnersrailroad safety violation2015FRA$8,000
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2016FRA$5,000
DELTECH POLYMERS CORPORATIONSK Capital Partnersrailroad safety violation2017FRA$5,000
Deltech CorporationSK Capital Partnersrailroad safety violation2017FRA$5,000
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2018FRA$5,000
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2018FRA$6,000
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2018FRA$15,000
SI Group, Inc.SK Capital Partnersrailroad safety violation2018FRA$5,000
SI Group, Inc.SK Capital Partnersrailroad safety violation2018FRA$6,000
Ascend Performance MaterialsSK Capital Partnersair pollution violation2016AL-ENV$27,000
ASCEND PERFORMANCE MATERIALS OPERATIONS LLCSK Capital Partnersair pollution violation2020FL-DEP$10,000
ASCEND PERFORMANCE MATERIALSSK Capital Partnersdrinking water violation2019FL-DEP$10,000
Deltech Corp.SK Capital Partnersenvironmental violation2017LA-ENV$26,000
Deltech CorporationSK Capital Partnersenvironmental violation2013LA-ENV$5,500
POLYMER ADDITIVES INCSK Capital Partnerswater pollution violation2019NJ-ENV$6,000
POLYMER ADDITIVES INCSK Capital Partnerswater pollution violation2018NJ-ENV$31,875
POLYMER ADDITIVES INCSK Capital Partnerswater pollution violation2016NJ-ENV$25,599
POLYMER ADDITIVES INCSK Capital Partnersair pollution violation2013NJ-ENV$6,750
POLYMER ADDITIVES INC DBA VALTRIS SPECIALTYSK Capital Partnershazardous waste violation2012NJ-ENV$5,400
CALLAHAN CHEMICAL COSK Capital Partnershazardous waste violation2012NJ-ENV$7,000
POLYMER ADDITIVES INCSK Capital Partnersair pollution violation2008NJ-ENV$6,300
POLYMER ADDITIVES INCSK Capital Partnerswater pollution violation2008NJ-ENV$230,498
POLYMER ADDITIVES INCSK Capital Partnerswater pollution violation2006NJ-ENV$198,500
POLYMER ADDITIVES INCSK Capital Partnersair pollution violation2006NJ-ENV$19,800
POLYMER ADDITIVES INCSK Capital Partnerswater pollution violation2005NJ-ENV$62,500
CALLAHAN CHEMICAL COSK Capital Partnershazardous waste violation2003NJ-ENV$8,000
POLYMER ADDITIVES INCSK Capital Partnerswater pollution violation2001NJ-ENV$10,000
SI Group, Inc.SK Capital Partnersenvironmental violation2016NY-ENV$37,125
SI Group, Inc.SK Capital Partnersenvironmental violation2014NY-ENV$400,000
SI Group, Inc.SK Capital Partnersenvironmental violation2014NY-ENV$65,000
Polymer Additives Inc. dba Valtris Specialty Chemicals.SK Capital Partnersenvironmental violation2020OH-ENV$15,000
SI Group, Inc.SK Capital Partnersair pollution violation2019SC-ENV$15,000
SI Group, Inc.SK Capital Partnersenvironmental violation2017TN-ENV$7,390
SI Group, Inc.SK Capital Partnersenvironmental violation2019TX-ENV$11,040
SI Group, Inc.SK Capital Partnersenvironmental violation2018TX-ENV$39,857
Ascend Performance Materials Texas Inc.SK Capital Partnersenvironmental violation2017TX-ENV$12,000
D.B. Western, Inc - TexasSK Capital Partnersenvironmental violation2017TX-ENV$9,600
Ascend Performance Materials Texas Inc.SK Capital Partnersenvironmental violation2016TX-ENV$10,500
Ascend Performance Materials Texas Inc.SK Capital Partnersenvironmental violation2014TX-ENV$12,000
Ascend Performance Materials Operations LLCSK Capital Partnersenvironmental violation2014TX-ENV$175,389
Ascend Performance Materials Operations LLCSK Capital Partnersenvironmental violation2012TX-ENV$25,500
Ascend Performance Materials Operations LLCSK Capital Partnersenvironmental violation2012TX-ENV$7,650
Ascend Performance Materials Operations LLCSK Capital Partnersenvironmental violation2012TX-ENV$113,629
Ascend Performance Materials Operations LLCSK Capital Partnersenvironmental violation2012TX-ENV$10,000
Ascend Performance Materials, LLCSK Capital Partnersenvironmental violation2011TX-ENV$22,175
Ascend Performance Materials, LLCSK Capital Partnersenvironmental violation2011TX-ENV$26,560
Ascend Performance Materials, LLCSK Capital Partnersenvironmental violation2011TX-ENV$65,564
D.B. Western, Inc. - TexasSK Capital Partnersenvironmental violation2010TX-ENV$72,908
SI Group, Inc.SK Capital Partnersenvironmental violation2006TX-ENV$9,160
D.B. Western, Inc. - TexasSK Capital Partnersenvironmental violation2005TX-ENV$7,076
Schenectady International, Inc.SK Capital Partnersenvironmental violation2004TX-ENV$10,260
Deltech LLCSK Capital Partnershazardous waste violation2021LA-ENV$15,000
SI Group, Inc.SK Capital Partnersenvironmental violation2021SC-ENV$5,600
Ascend Performance Materials Operations LLCSK Capital Partnersenvironmental violation2021FL-DEP$8,500
Ascend Performance Materials Texas Inc.SK Capital Partnersenvironmental violation2021TX-ENV$300,000
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2021FRA$5,180
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2020FRA$8,100
Ascend Performance MaterialsSK Capital Partnersenvironmental violation2022FL-DEP$6,250
SI GROUP, INC.SK Capital Partnersenvironmental violation2021TX-ENV$14,940
ASCEND PERFORMANCE MATERIALS TEXAS INC. *SK Capital Partnersenvironmental violation2021TX-ENV$52,853
SI Group Inc.SK Capital Partnersenvironmental violation2023TN-ENV$136,160
Ascend Performance Materials LlcSK Capital Partnersrailroad safety violation2021FRA$5,000
Ascend Performance Materials Operations, LLCSK Capital Partnersenvironmental violation2023FL-DEP$46,450
SI Group, Inc.SK Capital Partnersair pollution violation2023TX-ENV$124,128
SI Group, Inc.SK Capital Partnersair pollution violation2023TX-ENV$8,840
Foremark Performance Chemicals, Inc.SK Capital Partnerswater pollution violation2022TX-ENV$5,200
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2019FRA$10,000
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2019FRA$5,000
Ascend Performance Materials LLCSK Capital Partnersrailroad safety violation2019FRA$5,000
NORAMCOSK Capital Partnersworkplace safety or health violation2004OSHA$7,000
SCHENECTADY INTERNATIONALSK Capital Partnersworkplace safety or health violation2005OSHA$8,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.