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Violation Tracker Industry Summary Page

Industry: private equity (including portfolio companies)
Penalty Total since 2000: $3,976,280,004
Number of Records: 3,713
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Apollo Global Management$1,234,942,355495
KKR & Co.$453,233,096203
Blackstone$293,961,855114
Carlyle Group$286,736,812172
Madison Dearborn Partners$270,052,45314
Fillmore Capital Partners$204,648,76537
Platinum Equity$132,943,09770
TPG Capital$130,080,34411
Sycamore Partners Management$123,492,84971
Bain Capital$94,857,613112

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount
AHLSTROM ENGINE FILTRATION LLCBain Capitalbenefit plan administrator violation2007EBSA$10,001
AHLSTROM MUNKSJO NA SPECIALTY SOLUTIONS LLCBain Capitalworkplace safety or health violation2022OSHA$20,627
AHLSTROM NONWOVENS, LLCBain Capitalworkplace safety or health violation2015OSHA$6,300
AHLSTROM USA, INC.Bain Capitalbenefit plan administrator violation2008EBSA$50,001
Ahlstrom West Carrollton, LLCBain Capitalenvironmental violation2010OH-ENV$17,500
Ahlstrom Windsor Locks LLCBain Capitalenvironmental violation2004CT-ENV$37,500
AHLSTROM-MUNKJSO SPECIALTY SOLUTIONS LLCBain Capitalworkplace safety or health violation2023OSHA$7,305
AHLSTROM-MUNKSJOBain Capitalworkplace safety or health violation2019OSHA$13,260
AHLSTROM-MUNKSJOBain Capitalworkplace safety or health violation2020OSHA$13,494
AHLSTROM-MUNKSJOBain Capitalworkplace safety or health violation2020OSHA$9,446
AHLSTROM-MUNKSJOBain Capitalworkplace safety or health violation2021OSHA$7,659
AHLSTROM-MUNKSJOBain Capitalworkplace safety or health violation2021OSHA$10,922
AHLSTROM-MUNKSJOBain Capitalworkplace safety or health violation2022OSHA$95,000
AHLSTROM-MUNKSJOBain Capitalworkplace safety or health violation2022OSHA$5,470
AHLSTROM-MUNKSJO NONWOVENS, LLCBain Capitalworkplace safety or health violation2021OSHA$6,937
AHLSTROM-MUNKSJO NONWOVENS, LLCBain Capitalworkplace safety or health violation2023OSHA$72,322
Air Methods Corp.American Securities LLCaviation safety violation2015FAA$1,540,000
Air Methods Corp.American Securities LLCaviation safety violation2015FAA$91,500
Air Methods Corp.American Securities LLCaviation safety violation2016FAA$892,500
AIR METHODS CORPORATIONAmerican Securities LLCaviation safety violation2016FAA$100,000
AIR METHODS CORPORATIONAmerican Securities LLCaviation safety violation2016FAA$65,000
AIR METHODS CORPORATIONAmerican Securities LLCaviation safety violation2016FAA$10,000
AIR METHODS CORPORATIONAmerican Securities LLCaviation safety violation2017FAA$400,000
Air Methods CorporationAmerican Securities LLCaviation safety violation2014FAA$428,000
Air Methods CorporationAmerican Securities LLCwage and hour violation2019private lawsuit-federal$5,026,204
Air Methods CorporationAmerican Securities LLCaviation safety violation2020USAO$825,000
Air Methods CorporationAmerican Securities LLChazardous waste violation2020CO-DPHE$31,238
Air Methods CorporationAmerican Securities LLChazardous waste violation2001CO-DPHE$12,000
Air Methods CorporationAmerican Securities LLCFalse Claims Act and related2023USAO$1,050,873
AIR METHODS CORPORATIONAmerican Securities LLCwage and hour violation2022IL-DOL$11,409
AIR METHODS INCAmerican Securities LLCaviation safety violation2009FAA$5,000
AKZO CHEMICALS, INCORPORATEDCarlyle Grouprailroad safety violation2009FRA$11,500
Akzo NobelCarlyle Groupprice-fixing or anti-competitive practices2001private lawsuit-federal$7,500,000
Akzo Nobel Catalysts, LLCCarlyle Groupenvironmental violation2005TX-ENV$16,436
Akzo Nobel Chemical, Inc.Carlyle Groupenvironmental violation2003TX-ENV$20,000
Akzo Nobel Chemicals BVCarlyle Groupprice-fixing or anti-competitive practices2001DOJ_ANTITRUST$12,000,000
Akzo Nobel Chemicals Deer ParkCarlyle Groupenvironmental violation2015TX-ENV$55,000
Akzo Nobel Chemicals Deer ParkCarlyle Groupenvironmental violation2013TX-ENV$21,575
Akzo Nobel Chemicals Inc.Carlyle Groupenvironmental violation2010TX-ENV$27,100
Akzo Nobel Chemicals International B.V.Carlyle Groupprice-fixing or anti-competitive practices2006DOJ_ANTITRUST$32,000,000
Akzo Nobel Chemicals LLCCarlyle Groupenvironmental violation2017TX-ENV$29,631
Akzo Nobel Chemicals, Inc.Carlyle Grouprailroad safety violation2015FRA$7,400
Akzo Nobel Chemicals, Inc.Carlyle Grouprailroad safety violation2008FRA$12,000
Akzo Nobel Chemicals, Inc.Carlyle Groupprice-fixing or anti-competitive practices2007private lawsuit-federal$14,900,000
AKZO NOBEL CHEMICALS, INC.Carlyle Groupworkplace safety or health violation2001OSHA$5,000
AKZO NOBEL CHEMICALS, INC.Carlyle Groupenvironmental violation2000EPA$5,600
AKZO Nobel Chemicals, Inc.Carlyle Groupenvironmental violation2004EPA$15,090
Akzo Nobel Functional Chemicals LLCCarlyle Grouprailroad safety violation2015FRA$7,000
Akzo Nobel Functional Chemicals LLCCarlyle Grouprailroad safety violation2016FRA$14,000
Akzo Nobel Functional Chemicals LLCCarlyle Grouprailroad safety violation2005FRA$8,000
Akzo Nobel Functional Chemicals LLCCarlyle Grouprailroad safety violation2007FRA$8,000
Akzo Nobel Functional Chemicals LLCCarlyle Grouprailroad safety violation2008FRA$7,000
Akzo Nobel Functional Chemicals LLCCarlyle Grouprailroad safety violation2017FRA$6,900
Akzo Nobel Functional Chemicals LLCCarlyle Grouprailroad safety violation2018FRA$7,100
Akzo Nobel Functional Chemicals LLCCarlyle Grouprailroad safety violation2018FRA$8,000
Akzo Nobel Functional Chemicals LLCCarlyle Grouprailroad safety violation2018FRA$6,240
Akzo Nobel Functional Chemicals LLCCarlyle Grouprailroad safety violation2019FRA$5,000
AKZO NOBEL FUNCTIONAL CHEMICALS LLCCarlyle Groupair pollution violation2010EPA$18,200
AKZO NOBEL FUNCTIONAL CHEMICALS LLC (NOURYON FUNCTIONAL CHEMICALS)Carlyle Groupair pollution violation2019EPA$300,000
Akzo Nobel Inc.Carlyle Groupprice-fixing or anti-competitive practices2009MULTI-AG$2,275,454
Akzo Nobel Inc.Carlyle Groupprice-fixing or anti-competitive practices2008private lawsuit-federal$23,380,000
Akzo Nobel Inc.Carlyle Groupprice-fixing or anti-competitive practices2010private lawsuit-federal$675,000
Akzo Nobel Industrial Specialties Inc.Carlyle Groupenvironmental violation2004TX-ENV$39,578
Akzo Nobel N.V.Carlyle GroupForeign Corrupt Practices Act2007SEC$2,981,513
AKZO NOBEL POLYMER CHEMICALS LLCCarlyle Groupmotor vehicle safety violation2006FMCSA$12,350
Akzo Nobel Polymer Chemicals LLCCarlyle Groupenvironmental violation2014TX-ENV$18,601
Akzo Nobel Polymer Chemicals LLCCarlyle Groupenvironmental violation2013TX-ENV$12,600
Akzo Nobel Polymer Chemicals LLCCarlyle Groupenvironmental violation2011TX-ENV$9,052
Akzo Nobel Polymer Chemicals LLCCarlyle Groupenvironmental violation2007TX-ENV$90,216
Akzo Nobel Polymer Chemicals LLCCarlyle Groupenvironmental violation2007TX-ENV$10,000
AKZO NOBEL POLYMER CHEMICALS LLCCarlyle Groupenvironmental violation2001TX-ENV$14,080
AKZO NOBEL POLYMER CHEMICALS LLCCarlyle Groupworkplace safety or health violation2013OSHA$11,000
Akzo Nobel Polymer Chemicals, LLCCarlyle Groupair pollution violation2013EPA$35,000
Akzo Nobel Pulp and Performance Chemicals Inc.Carlyle Grouprailroad safety violation2007FRA$20,250
Akzo Nobel Pulp and Performance Chemicals Inc.Carlyle Grouprailroad safety violation2007FRA$6,750
AKZO NOBEL SPG LLC DBA ALCO CHEMICALCarlyle Groupworkplace safety or health violation2008OSHA$5,600
Akzo Nobel Surface Chemistry LLCCarlyle Groupwater pollution violation2005IL-ENV$37,500
Akzo Nobel Surface Chemistry LLCCarlyle Groupenvironmental violation2011TX-ENV$5,730
Akzo Nobel Surface Chemistry LLCCarlyle Groupenvironmental violation2011TX-ENV$7,740
Akzo Nobel Surface Chemistry LLCCarlyle Groupenvironmental violation2011TX-ENV$15,960
AKZO NOBEL SURFACE CHEMISTRY LLCCarlyle Groupworkplace safety or health violation2018OSHA$25,000
AKZO NOBEL SURFACE CHEMISTRY LLCCarlyle Groupair pollution violation2017EPA$166,250
Akzo Nobel Surface Chemistry, LLCCarlyle Groupwater pollution violation2005IL-AG$37,500
AKZO NOBEL SURFACE CHEMISTRY, LLCCarlyle Groupworkplace safety or health violation2011OSHA$34,300
AKZO NOBEL SURFACE CHEMISTRY, LLCCarlyle Groupworkplace safety or health violation2011OSHA$7,000
AKZO-NOBELCarlyle Grouplabor relations violation2006NLRB$15,779
ALBANY-CHICAGO COMPANYMiddleGround Capitalworkplace safety or health violation2008OSHA$8,295
ALCO MANUFACTURING CORPORATIONMiddleGround Capitalworkplace safety or health violation2023OSHA$5,860
ALCO MANUFACTURING CORPORATION, LLCMiddleGround Capitalworkplace safety or health violation2011OSHA$14,200
ALCO MANUFACTURING CORPORATION, LLCMiddleGround Capitalworkplace safety or health violation2017OSHA$12,000
AlcoaApollo Global Managementlabor relations violation2008NLRB$125,000
AlcoaApollo Global Managementlabor relations violation2006NLRB$70,000
ALCOAApollo Global Managementlabor relations violation2002NLRB$8,340
ALCOAApollo Global Managementworkplace safety or health violation2012OSHA$15,000
ALCOA AluminumApollo Global Managementlabor relations violation2002NLRB$40,000
ALCOA ATEP, NILESApollo Global Managementworkplace safety or health violation2015OSHA$12,000
ALCOA ATEP, NILESApollo Global Managementworkplace safety or health violation2016OSHA$11,000
ALCOA GLOBAL ROLLED PRODUCTSApollo Global Managementworkplace safety or health violation2014OSHA$6,564
ALCOA INCApollo Global Managementair pollution violation2019IN-ENV$28,750
ALCOA INCApollo Global Managementair pollution violation2015IN-ENV$6,250
ALCOA INCApollo Global Managementair pollution violation2013IN-ENV$6,200
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.