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Violation Tracker Summary for Offense Group
Offense Group: financial offenses
Penalty Total since 2000: $287,268,054,805
Number of Penalty Records: 11,008
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
| Top 10 Current Parent Companies | Total Penalty $ | Number of Records |
| Bank of America | $41,332,842,096 | 155 |
| UBS | $27,709,494,893 | 134 |
| JPMorgan Chase | $27,007,359,167 | 119 |
| Citigroup | $19,742,743,935 | 103 |
| Deutsche Bank | $15,634,467,278 | 66 |
| Goldman Sachs | $13,126,412,841 | 57 |
| NatWest Group PLC | $12,235,546,857 | 25 |
| Wells Fargo | $10,735,220,989 | 127 |
| Morgan Stanley | $9,877,862,956 | 163 |
| BNP Paribas | $9,164,773,000 | 10 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent  | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
| Bancorp Bank | | | banking violation | 2015 | FDIC | $4,300,000 |
| First California Bank | | | banking violation | 2013 | FDIC | $1,700,000 |
| Achieve Financial Services LLP | | | banking violation | 2013 | FDIC | $1,210,000 |
| State Bank & Trust | | | banking violation | 2013 | FDIC | $8,800 |
| Metro Bank | | | banking violation | 2013 | FDIC | $24,200 |
| First United Security Bank | | | banking violation | 2014 | FDIC | $40,000 |
| Fremont Bank | | | banking violation | 2014 | FDIC | $13,320 |
| Premier Valley Bank | | | banking violation | 2015 | FDIC | $5,280 |
| Legacy Bank | | | banking violation | 2013 | FDIC | $20,000 |
| International Finance Bank | | | banking violation | 2014 | FDIC | $70,000 |
| First Intercontinental Bank | | | banking violation | 2013 | FDIC | $25,000 |
| Bank of Dade | | | banking violation | 2013 | FDIC | $20,000 |
| Glennville Bank | | | banking violation | 2013 | FDIC | $10,000 |
| Citizens State Bank | | | banking violation | 2013 | FDIC | $10,000 |
| Alma Exchange Bank and Trust | | | banking violation | 2013 | FDIC | $25,000 |
| PrimeSouth Bank | | | banking violation | 2014 | FDIC | $20,000 |
| Bank of Camilla | | | banking violation | 2014 | FDIC | $10,000 |
| First Covenant Bank | | | banking violation | 2014 | FDIC | $10,000 |
| Finance Factors, Ltd. | | | banking violation | 2014 | FDIC | $11,165 |
| Central Bank Illinois | | | banking violation | 2013 | FDIC | $13,800 |
| BankOrion | | | banking violation | 2014 | FDIC | $11,285 |
| Citizens State Bank | | | banking violation | 2014 | FDIC | $5,470 |
| Illini Bank | | | banking violation | 2015 | FDIC | $10,600 |
| Ohnward Bank & Trust | | | banking violation | 2013 | FDIC | $18,040 |
| Peoples Exchange Bank | | | banking violation | 2013 | FDIC | $7,700 |
| United Citizens Bank of Southern Kentucky | | | banking violation | 2013 | FDIC | $15,000 |
| BankTrust Financial | | | banking violation | 2013 | FDIC | $7,500 |
| First Federal Savings Bank of Elizabethtown | | | banking violation | 2013 | FDIC | $100,000 |
| Farmers Bank and Trust Company, Princeton, Kentucky | | | banking violation | 2013 | FDIC | $6,250 |
| Grant County Deposit Bank | | | banking violation | 2014 | FDIC | $195,000 |
| First Federal Savings Bank of Elizabethtown | | | banking violation | 2015 | FDIC | $160,000 |
| Kaplan State Bank | | | banking violation | 2013 | FDIC | $6,160 |
| Simmesport State Bank | | | banking violation | 2013 | FDIC | $15,400 |
| Bank of Louisiana | | | banking violation | 2013 | FDIC | $540,000 |
| Bank of Coushatta | | | banking violation | 2013 | FDIC | $20,000 |
| The Evangeline Bank and Trust Company | | | banking violation | 2015 | FDIC | $123,000 |
| Institution for Savings in Newburyport and its Vicinity | | | banking violation | 2015 | FDIC | $10,650 |
| UniBank for Savings | | | banking violation | 2015 | FDIC | $6,250 |
| First Bank, Upper Michigan | | | banking violation | 2013 | FDIC | $5,790 |
| First State Bank of Decatur | | | banking violation | 2014 | FDIC | $6,200 |
| Stockman Bank of Montana | | | banking violation | 2015 | FDIC | $5,400 |
| Hastings State Bank | | | banking violation | 2012 | FDIC | $220,000 |
| Shore Community Bank | | | banking violation | 2013 | FDIC | $6,850 |
| Millington Savings Bank | | | banking violation | 2014 | FDIC | $35,000 |
| Bank of the Southwest | | | banking violation | 2013 | FDIC | $13,240 |
| Alma Bank | | | banking violation | 2013 | FDIC | $9,755 |
| The Monitor Bank | | | banking violation | 2015 | FDIC | $9,600 |
| First State Bank | | | banking violation | 2015 | FDIC | $6,900 |
| First United Bank and Trust Company | | | banking violation | 2013 | FDIC | $24,640 |
| Peoples Bank | | | banking violation | 2013 | FDIC | $20,000 |
| Doral Bank | | | banking violation | 2013 | FDIC | $135,000 |
| Decatur County Bank | | | banking violation | 2014 | FDIC | $15,000 |
| Graham Savings and Loan, SSB | | | banking violation | 2012 | FDIC | $9,205 |
| Citizens State Bank | | | banking violation | 2013 | FDIC | $15,000 |
| West Texas State Bank | | | banking violation | 2013 | FDIC | $7,500 |
| First Electronic Bank | | | banking violation | 2015 | FDIC | $250,000 |
| Inland Northwest Bank | | | banking violation | 2013 | FDIC | $50,000 |
| Community Bank CBD | | | banking violation | 2013 | FDIC | $6,100 |
| PremierBank | | | banking violation | 2013 | FDIC | $5,020 |
| River Bank | | | banking violation | 2013 | FDIC | $47,500 |
| Citizens State Bank of La Crosse | | | banking violation | 2013 | FDIC | $7,900 |
| Bancroft State Bank | | | banking violation | 2014 | FDIC | $15,065 |
| Park Bank | | | banking violation | 2014 | FDIC | $15,800 |
| American Bank & Trust Wisconsin | | | banking violation | 2016 | FDIC | $9,385 |
| Stearns Bank National Association | | | banking violation | 2016 | OCC | $1,000,000 |
| Amory Federal Savings & Loan Association | | | banking violation | 2015 | OCC | $16,700 |
| Lone Star National Bank | | | banking violation | 2015 | OCC | $1,000,000 |
| Helena National Bank | | | banking violation | 2014 | OCC | $19,450 |
| The Hondo National Bank | | | banking violation | 2014 | OCC | $7,000 |
| The Somerville National Bank | | | banking violation | 2014 | OCC | $8,770 |
| Equitable Bank | | | banking violation | 2014 | OCC | $6,115 |
| National Bank of Ohio | | | banking violation | 2013 | OCC | $18,160 |
| Great Plains National Bank | | | banking violation | 2013 | OCC | $11,925 |
| Liberty Savings Bank, FSB | | | banking violation | 2013 | OCC | $18,000 |
| FNB Bank, National Association | | | banking violation | 2013 | OCC | $43,120 |
| Fulton Bank, National Association | | | banking violation | 2013 | OCC | $135,000 |
| First National Bank of Picayune | | | banking violation | 2013 | OCC | $11,250 |
| First National Bank of Wahoo | | | banking violation | 2013 | OCC | $11,240 |
| Amarillo National Bank | | | banking violation | 2013 | OCC | $7,250 |
| Presidential Bank, FSB | | | banking violation | 2012 | OCC | $43,890 |
| The First National Bank of McConnelsville | | | banking violation | 2012 | OCC | $10,000 |
| American National Bank | | | banking violation | 2010 | OCC | $13,450 |
| Intercredit Bank, National Association | | | banking violation | 2010 | OCC | $200,000 |
| T Bank, National Association | | | banking violation | 2010 | OCC | $100,000 |
| Whitney National Bank | | | banking violation | 2010 | OCC | $125,000 |
| First Community Bank | | | banking violation | 2016 | FED | $27,285 |
| Farmers & Merchants Bank of Ashland | | | banking violation | 2016 | FED | $6,200 |
| The Bank of Monroe | | | banking violation | 2015 | FED | $28,640 |
| Tri-County Bank | | | banking violation | 2015 | FED | $5,000 |
| First State Bank of Colorado | | | banking violation | 2015 | FED | $9,285 |
| BCBank, Incorporated | | | banking violation | 2015 | FED | $5,000 |
| First Iowa State Bank | | | banking violation | 2015 | FED | $7,500 |
| Truxton Trust Company | | | banking violation | 2015 | FED | $11,285 |
| Tennessee State Bank | | | banking violation | 2014 | FED | $22,155 |
| PointBank | | | banking violation | 2014 | FED | $8,810 |
| Bank of Texas | | | banking violation | 2014 | FED | $8,000 |
| Centennial Bank | | | banking violation | 2014 | FED | $6,395 |
| Settlers Bank | | | banking violation | 2014 | FED | $35,310 |
| Ackley State Bank | | | banking violation | 2014 | FED | $6,000 |
| STATE BANK | | | banking violation | 2014 | FED | $15,785 |
| Western Bank | | | banking violation | 2014 | FED | $5,410 |
