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Violation Tracker Summary for Offense Group

Offense Group: financial offenses
Penalty Total since 2000: $287,268,054,805
Number of Penalty Records: 11,008
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$41,332,842,096155
UBS$27,709,494,893134
JPMorgan Chase$27,007,359,167119
Citigroup$19,742,743,935103
Deutsche Bank$15,634,467,27866
Goldman Sachs$13,126,412,84157
NatWest Group PLC$12,235,546,85725
Wells Fargo$10,735,220,989127
Morgan Stanley$9,877,862,956163
BNP Paribas$9,164,773,00010

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount sort icon
Bank of AmericaBank of Americafinancial servicestoxic securities abuses2013FHFA$10,350,000,000
BNP Paribas S.A.BNP Paribasfinancial serviceseconomic sanction violation2015DOJ_CRIMINAL$8,973,600,000
GlaxoSmithKline Holdings (Americas)GlaxoSmithKlinepharmaceuticalstax violations2006IRS$3,400,000,000
Binance Holdings Limited,Binance Holdingsfinancial servicesanti-money-laundering deficiencies2023FINCEN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,400,000,000
Binance Holdings Limited et al.Binance Holdingsfinancial servicesinvestor protection violation2023CFTC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,700,000,000
Merck & Co., Inc.Merckpharmaceuticalstax violations2007IRS$2,300,000,000
BNP Paribas S.A.BNP Paribasfinancial serviceseconomic sanction violation2014NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,243,400,000
BNP ParibasBNP Paribasfinancial serviceseconomic sanction violation2014NY-DFS(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,240,000,000
Credit Suisse AGUBSfinancial servicestax violations2014DOJ_TAX$1,800,000,000
JPMorgan Chase BankJPMorgan Chasefinancial servicesanti-money-laundering deficiencies2014USAO$1,700,000,000
Mirror Trading International Proprietary Limited investor protection violation2023CFTC$1,700,000,000
Allianz Global Investors U.S. LLCAllianzfinancial servicesinvestor protection violation2022SEC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,024,200,000
Binance Holdings, LtdBinance Holdingsfinancial serviceseconomic sanction violation2023OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $968,618,825
JPMorgan Chase & CompanyJPMorgan Chasefinancial servicesinvestor protection violation2020CFTC$920,200,000
UBS AGUBSfinancial servicestax violations2009DOJ_TAX$780,000,000
PokerStars and Full Tilt PokerFlutter Entertainment PLCentertainmentanti-money-laundering deficiencies2012USAO$731,000,000
American International GroupAmerican International Groupfinancial servicesinvestor protection violation2010OH-AG$725,000,000
Societe Generale S.A.Societe Generalefinancial serviceseconomic sanction violation2018USAO$717,200,000
Adelphia Communications Corporation accounting fraud or deficiencies2005DOJ_CRIMINAL$715,000,000
Credit Suisse AGUBSfinancial servicestax violations2014NY-DFS$715,000,000
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2019OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $657,040,033
Commerzbank AGCommerzbankfinancial serviceseconomic sanction violation2015DOJ_CRIMINAL$642,000,000
British American TobaccoBritish American Tobaccotobaccoeconomic sanction violation2023DOJ_NATSEC$629,000,000
ING Bank N.V.INGfinancial serviceseconomic sanction violation2012DOJ_CRIMINAL$619,000,000
ING Bank N.V.INGfinancial serviceseconomic sanction violation2012OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $619,000,000
Bank Hapoalim B.M. and Bank Hapoalim (Switzerland) Ltd.Bank Hapoalimfinancial servicestax violations2020DOJ_TAX$616,910,000
CommerzbankCommerzbankfinancial serviceseconomic sanction violation2015NY-DFS$610,000,000
Western Union CompanyWestern Unionfinancial servicesanti-money-laundering deficiencies2017DOJ_CRIMINAL$586,000,000
Deutsche Bank AGDeutsche Bankfinancial servicestax violations2010USAO$553,633,153
UniCredit Bank AGUniCreditfinancial serviceseconomic sanction violation2019OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $553,380,759
Bank Julius Baer & Co. Ltd.Julius Baer Groupfinancial servicestax violations2016DOJ_TAX$547,000,000
GTV Media Group Inc., Saraca Media Group Inc., and Voice of Guo Media Inc. investor protection violation2021SEC$539,000,000
ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V.ABN AMROfinancial serviceseconomic sanction violation2010DOJ_CRIMINAL$500,000,000
WorldCom Inc.Verizon Communicationstelecommunicationsaccounting fraud or deficiencies2003SEC$500,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbanking violation2018OCC$500,000,000
MercerMarsh & McLennanfinancial servicesaccounting fraud or deficiencies2010AK-AG$500,000,000
Wells Fargo & Co.Wells Fargofinancial servicesinvestor protection violation2020SEC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $500,000,000
GTV Media Group, Inc. and Saraca Media Group, Inc. investor protection violation2021NY-AG$479,900,000
J.P. Morgan Chase Bank, N.A.JPMorgan Chasefinancial servicesanti-money-laundering deficiencies2014FINCEN$461,000,000
Waste Management, Inc.Waste Management Inc.waste management and environmental servicesinvestor protection violation2001CT-AG$457,000,000
KPMG LLPKPMGbusiness servicestax violations2005DOJ_TAX$456,000,000
U.S. BancorpU.S. Bancorpfinancial servicesanti-money-laundering deficiencies2018USAO$453,000,000
UBSUBSfinancial servicestoxic securities abuses2017NCUA$445,000,000
HealthSouthEncompass Healthhealthcare servicesaccounting fraud or deficiencies2006NM-AG$445,000,000
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2017NY-DFS$425,000,000
Merrill LynchBank of Americafinancial servicesinvestor protection violation2016SEC$415,000,000
UniCredit GroupUniCreditfinancial serviceseconomic sanction violation2019DOJ_CRIMINAL$413,536,632
UniCredit GroupUniCreditfinancial serviceseconomic sanction violation2019NY-DFS$405,000,000
Bank of AmericaBank of Americafinancial servicestoxic securities abuses2013FHFA$404,000,000
Federal National Mortgage Association (Fannie Mae)Fannie Maefinancial servicesaccounting fraud or deficiencies2006SEC$400,000,000
Citigroup Global Markets Inc. f/k/a Salomon Smith Barney Inc.Citigroupfinancial servicesinvestor protection violation2003SEC$400,000,000
Marsh and McLennanMarsh & McLennanfinancial servicesinvestor protection violation2009MULTI-AG$400,000,000
Salomon Smith Barney Inc.Morgan Stanleyfinancial servicesinvestor protection violation2002MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $400,000,000
Citibank, National AssociationCitigroupfinancial servicesbanking violation2020OCC$400,000,000
Citimortgage Inc. and Citibank N.A.Citigroupfinancial servicestoxic securities abuses2013FHFA$395,000,000
Credit AgricoleCredit Agricolefinancial serviceseconomic sanction violation2015NY-DFS$385,000,000
State Street Bank and Trust CompanyState Street Corp.financial servicesinvestor protection violation2016SEC$382,400,000
HSBC HoldingsHSBCfinancial serviceseconomic sanction violation2012OFAC$375,000,000
Rabobank National AssociationRabobankfinancial servicesanti-money-laundering deficiencies2018DOJ_CRIMINAL$368,701,259
Citibank, National AssociationCitigroupfinancial servicesbanking violation2014OCC$350,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2014OCC$350,000,000
UBS AGUBSfinancial servicesbanking violation2015FED$342,000,000
CITIGROUP INC.Citigroupfinancial servicesbanking violation2015FED$342,000,000
JPMORGAN CHASE & CO.JPMorgan Chasefinancial servicesbanking violation2015FED$342,000,000
Credit Agricole Corporate and Investment BankCredit Agricolefinancial serviceseconomic sanction violation2015OFAC$329,593,585
UniCredit Bank AGUniCreditfinancial serviceseconomic sanction violation2019NY-MANDA$316,000,000
MCIVerizon Communicationstelecommunicationstax violations2005MULTI-AG$315,000,000
Bank of Tokyo Mitsubishi UFJMitsubishi UFJ Financial Groupfinancial serviceseconomic sanction violation2014NY-DFS$315,000,000
ING Bank, NVINGfinancial serviceseconomic sanction violation2012NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $309,500,000
State Street Bank & Trust Co.State Street Corp.financial servicesinvestor protection violation2010MA-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $300,000,000
Standard Chartered BankStandard Charteredfinancial servicesanti-money-laundering deficiencies2014NY-DFS$300,000,000
Barclays Bank PLCBarclaysfinancial serviceseconomic sanction violation2010DOJ_CRIMINAL$298,000,000
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2019DOJ_CRIMINAL$292,210,160
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2019NY-MANDA$292,000,000
Capital One, National AssociationCapital One Financialfinancial servicesanti-money-laundering deficiencies2021FINCEN$290,000,000
ROYAL BANK OF SCOTLAND PLCNatWest Group PLCfinancial servicesbanking violation2015FED$274,000,000
Bank Leumi GroupBank Leumifinancial servicestax violations2014DOJ_TAX$270,000,000
UBS Group AGUBSfinancial servicesbanking violation2023FED$268,500,000
Credit Suisse AGUBSfinancial serviceseconomic sanction violation2009DOJ_CRIMINAL$268,000,000
Credit Suisse AGUBSfinancial serviceseconomic sanction violation2009NY-MANDA$268,000,000
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A.JPMorgan Chasefinancial servicesinvestor protection violation2015SEC$267,000,000
Easterday Ranches, Inc. investor protection violation2021CFTC$263,008,042
Commerzbank AGCommerzbankfinancial serviceseconomic sanction violation2014OFAC$258,660,796
Bank of America, National AssociationBank of Americafinancial servicesbanking violation2014OCC$250,000,000
Qwest Communications International Inc.Lumen Technologiestelecommunicationsaccounting fraud or deficiencies2004SEC$250,000,000
Bank of Tokyo Mitsubishi-UFJ, LtdMitsubishi UFJ Financial Groupfinancial serviceseconomic sanction violation2013NY-DFS$250,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2020OCC$250,000,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicesbanking violation2021OCC$250,000,000
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial servicesbanking violation2024OCC$250,000,000
AXA RosenbergAXAfinancial servicesinvestor protection violation2011SEC$242,000,000
Intesa Sanpaolo S.p.A.Intesa Sanpaolofinancial servicesanti-money-laundering deficiencies2016NY-DFS$235,000,000
Schlumberger Oilfield HoldingsSchlumbergeroilfield services and supplieseconomic sanction violation2015OFAC$232,708,356
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2012DOJ_CRIMINAL$227,000,000
Computer Associates International, Inc.Broadcomelectrical and electronic equipmentaccounting fraud or deficiencies2004SEC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $225,000,000
Computer Associates International, Inc.Broadcomelectrical and electronic equipmentaccounting fraud or deficiencies2004USAO$225,000,000
Bank Hapoalim B.M.Bank Hapoalimfinancial servicestax violations2020NY-DFS$220,000,000
Andersen, LLP accounting fraud or deficiencies2002AZ-AG$217,000,000
Agricultural Bank of ChinaAgricultural Bank of Chinafinancial servicesanti-money-laundering deficiencies2016NY-DFS$215,000,000
BSI SA tax violations2015DOJ_TAX$211,000,000
America OnlineApollo Global Managementprivate equity (including portfolio companies)accounting fraud or deficiencies2004DOJ_CRIMINAL$210,000,000
Ivy Asset Management, LLC investor protection violation2012NY-AG$210,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.