Warning: Undefined array key 1 in /usr/home/goodjobsfirst/public_html/violationtrackerlive/function.php on line 727
Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Summary for Offense Group

Offense Group: financial offenses
Penalty Total since 2000: $287,268,054,805
Number of Penalty Records: 11,008
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$41,332,842,096155
UBS$27,709,494,893134
JPMorgan Chase$27,007,359,167119
Citigroup$19,742,743,935103
Deutsche Bank$15,634,467,27866
Goldman Sachs$13,126,412,84157
NatWest Group PLC$12,235,546,85725
Wells Fargo$10,735,220,989127
Morgan Stanley$9,877,862,956163
BNP Paribas$9,164,773,00010

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
Ahmed & Associates CPA P.C. accounting fraud or deficiencies2020PCAOB$10,000
PricewaterhouseCoopersPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2014NY-DFS$25,000,000
Liggett & Webb, P.A. accounting fraud or deficiencies2020PCAOB$20,000
Grant Thornton LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2020PCAOB$750,000
Da Hua CPAs accounting fraud or deficiencies2020PCAOB$10,000
East Asia Sentinel Limited accounting fraud or deficiencies2020PCAOB$10,000
Ruihua Certified Public Accountants accounting fraud or deficiencies2020PCAOB$10,000
Zhonghua Certified Public Accountants LLP accounting fraud or deficiencies2020PCAOB$10,000
Marcum LLP accounting fraud or deficiencies2020PCAOB$250,000
Jones Simkins LLC accounting fraud or deficiencies2020PCAOB$10,000
The Cheesecake Factory IncorporatedCheesecake Factoryrestaurants and foodserviceaccounting fraud or deficiencies2020SEC$125,000
Andeavor LLCMarathon Petroleumoil and gasaccounting fraud or deficiencies2020SEC$20,000,000
Hilton Worldwide Holdings Inc.Hilton Worldwidehotelsaccounting fraud or deficiencies2020SEC$600,000
HP Inc.HP Inc.electrical and electronic equipmentaccounting fraud or deficiencies2020SEC$6,000,000
Interface Inc. accounting fraud or deficiencies2020SEC$5,000,000
BMW AGBMWmotor vehiclesaccounting fraud or deficiencies2020SEC$18,000,000
Power Solutions International Inc. accounting fraud or deficiencies2020SEC$1,700,000
Revolution Lighting Technologies Inc. accounting fraud or deficiencies2020SEC$1,250,000
RPM International Inc.RPM Internationalchemicalsaccounting fraud or deficiencies2020SEC$2,022,500
Luckin Coffee Inc. accounting fraud or deficiencies2020SEC$180,000,000
General Electric Co.General Electricdiversifiedaccounting fraud or deficiencies2020SEC$200,000,000
Morgan & Company LLP accounting fraud or deficiencies2021PCAOB$25,000
MJF & Associates, APC accounting fraud or deficiencies2021PCAOB$10,000
KPMG AustraliaKPMGbusiness servicesaccounting fraud or deficiencies2021PCAOB$450,000
Haskell & White LLP accounting fraud or deficiencies2021PCAOB$20,000
Morey, Nee, Buck & Oswald, LLC accounting fraud or deficiencies2021PCAOB$10,000
RBSM LLP accounting fraud or deficiencies2021PCAOB$50,000
Kraft Heinz CompanyKraft Heinzfood productsaccounting fraud or deficiencies2021SEC$62,000,000
Healthcare Services Group, Inc.Healthcare Services Group Inc.business servicesaccounting fraud or deficiencies2021SEC$6,000,000
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2021SEC$10,000,000
Tandy Leather Factory Inc. accounting fraud or deficiencies2021SEC$200,000
Dale Matheson Carr-Hilton LaBonte LLP accounting fraud or deficiencies2021PCAOB$50,000
Harbourside CPA LLP accounting fraud or deficiencies2021PCAOB$10,000
Slack & Company LLC accounting fraud or deficiencies2021PCAOB$15,000
SS Accounting and Auditing Inc. accounting fraud or deficiencies2021PCAOB$5,000
WDM Chartered Professional Accountants accounting fraud or deficiencies2021PCAOB$10,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2021PCAOB$350,000
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022PCAOB$750,000
BMKR LLP accounting fraud or deficiencies2022PCAOB$20,000
PKF O'Connor Davies, LLP accounting fraud or deficiencies2022PCAOB$40,000
Baxter International Inc.Baxter Internationalmedical equipment and suppliesaccounting fraud or deficiencies2022SEC$18,000,000
Citrin Cooperman & Company, LLP accounting fraud or deficiencies2022PCAOB$200,000
JLKZ CPA LLP accounting fraud or deficiencies2022PCAOB$50,000
WWC, P.C. accounting fraud or deficiencies2022PCAOB$50,000
CohnReznick LLP accounting fraud or deficiencies2022SEC$1,900,000
United Health Products, Inc. accounting fraud or deficiencies2022SEC$450,000
Rollins Inc.Rollins Inc.miscellaneous servicesaccounting fraud or deficiencies2022SEC$8,000,000
KPMG Inc.KPMGbusiness servicesaccounting fraud or deficiencies2022PCAOB$200,000
KPMG Samjong Accounting Corp.KPMGbusiness servicesaccounting fraud or deficiencies2022PCAOB$350,000
Robert C. Duncan Accountancy Corporation accounting fraud or deficiencies2022PCAOB$30,000
Granite Construction, IncorporatedGranite Constructionconstruction and engineeringaccounting fraud or deficiencies2022SEC$12,000,000
Hall & Company Certified Public Accountants & Consultants, Inc. accounting fraud or deficiencies2022PCAOB$30,000
KPMG Accountants N.V.KPMGbusiness servicesaccounting fraud or deficiencies2022PCAOB$50,000
KPMG LLP (Canada)KPMGbusiness servicesaccounting fraud or deficiencies2022PCAOB$150,000
KPMG S.p.AKPMGbusiness servicesaccounting fraud or deficiencies2022PCAOB$75,000
Spielman Koenigsberg & Parker, LLP accounting fraud or deficiencies2022PCAOB$150,000
Liebman Goldberg & Hymowitz LLP accounting fraud or deficiencies2022PCAOB$20,000
Shanghai Perfect C.P.A. Partnership accounting fraud or deficiencies2022PCAOB$20,000
Yarel + Partners accounting fraud or deficiencies2022PCAOB$35,000
Hay & Watson accounting fraud or deficiencies2022PCAOB$50,000
Mattel Inc.Mattelmiscellaneous manufacturingaccounting fraud or deficiencies2022SEC$3,500,000
RSM US LLP accounting fraud or deficiencies2022SEC$3,750,000
Deloitte Touche Tohmatsu Certified Public Accountants LLP (Deloitte-China)Deloittebusiness servicesaccounting fraud or deficiencies2022SEC$20,000,000
KPMG Assurance and Consulting Services LLPKPMGbusiness servicesaccounting fraud or deficiencies2022PCAOB$1,000,000
KPMG LLP(United Kingdom)KPMGbusiness servicesaccounting fraud or deficiencies2022PCAOB$2,000,000
KPMG LLP (United Kingdom)KPMGbusiness servicesaccounting fraud or deficiencies2022PCAOB$600,000
KPMG S.A.S.KPMGbusiness servicesaccounting fraud or deficiencies2022PCAOB$4,000,000
BDO RCS Auditores IndependentesBDO Internationalbusiness servicesaccounting fraud or deficiencies2022PCAOB$30,000
Grant Thornton Auditores Independentes Ltda.Grant Thorntonbusiness servicesaccounting fraud or deficiencies2022PCAOB$20,000
Grant Thornton LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2022PCAOB$40,000
KCCW Accountancy Corporation accounting fraud or deficiencies2022PCAOB$20,000
KPMG Samjong Accounting Corp.KPMGbusiness servicesaccounting fraud or deficiencies2022PCAOB$30,000
MaloneBailey, LLP accounting fraud or deficiencies2022PCAOB$25,000
Alvarez & Associates, Inc. accounting fraud or deficiencies2022PCAOB$50,000
Evoqua Water Technologies Corp.Xylemmiscellaneous servicesaccounting fraud or deficiencies2023SEC$8,500,000
DXC Technology CompanyDXC Technologyinformation technologyaccounting fraud or deficiencies2023SEC$8,000,000
Friedman, LLP accounting fraud or deficiencies2023PCAOB$100,000
Vale S.A.Vale S.A.mining and mineralsaccounting fraud or deficiencies2023SEC$55,900,000
RT LLP accounting fraud or deficiencies2023PCAOB$50,000
Humane Society of Harrisburg Area accounting fraud or deficiencies2023PA-AG$45,055
Barzily & Co. accounting fraud or deficiencies2023PCAOB$50,000
Boyle CP LLC accounting fraud or deficiencies2023SEC$50,000
CohnReznick LLP accounting fraud or deficiencies2023PCAOB$20,000
Total Asia Associates PLT accounting fraud or deficiencies2023PCAOB$80,000
Marcum LLP accounting fraud or deficiencies2023PCAOB$3,000,000
Marcum LLP accounting fraud or deficiencies2023SEC$10,000,000
BDO TaiwanBDO Internationalbusiness servicesaccounting fraud or deficiencies2023PCAOB$35,000
Blue & Co., LLC accounting fraud or deficiencies2023PCAOB$75,000
Ciro E. Adams, CPA, LLC accounting fraud or deficiencies2023PCAOB$40,000
Jendrach Accounting and Professional Services accounting fraud or deficiencies2023PCAOB$25,000
K G Somani & Co. LLP accounting fraud or deficiencies2023PCAOB$125,000
Moore MSLL Lima Lucchesi Auditores e Contadores Ltda. accounting fraud or deficiencies2023PCAOB$25,000
RAM Associates & Company LLC accounting fraud or deficiencies2023PCAOB$150,000
AJ Robbins CPA, LLC accounting fraud or deficiencies2023PCAOB$150,000
BPM LLP accounting fraud or deficiencies2023PCAOB$50,000
Mancera, S.C. accounting fraud or deficiencies2023PCAOB$40,000
MSPC Certified Public Accountants and Advisors, A Professional Corporation accounting fraud or deficiencies2023PCAOB$30,000
Plante & Moran, PLLC accounting fraud or deficiencies2023PCAOB$40,000
Crowe U.K. LLP accounting fraud or deficiencies2023SEC$750,000
K.R. Margetson Ltd accounting fraud or deficiencies2023PCAOB$30,000
Warren Averett, LLC accounting fraud or deficiencies2023PCAOB$200,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.