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Violation Tracker Summary for Offense Group

Offense Group: financial offenses
Penalty Total since 2000: $287,268,054,805
Number of Penalty Records: 11,008
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$41,332,842,096155
UBS$27,709,494,893134
JPMorgan Chase$27,007,359,167119
Citigroup$19,742,743,935103
Deutsche Bank$15,634,467,27866
Goldman Sachs$13,126,412,84157
NatWest Group PLC$12,235,546,85725
Wells Fargo$10,735,220,989127
Morgan Stanley$9,877,862,956163
BNP Paribas$9,164,773,00010

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
Pamrapo Savings Bank, S.L.A. anti-money-laundering deficiencies2010FINCEN$1,000,000
Eurobank anti-money-laundering deficiencies2010FINCEN$25,000
Wachovia BankWells Fargofinancial servicesanti-money-laundering deficiencies2010FINCEN$110,000,000
Belair Payroll Services Inc. anti-money-laundering deficiencies2013DOJ_CRIMINAL$3,267,252
MoneyGram International Inc.Madison Dearborn Partnersprivate equity (including portfolio companies)anti-money-laundering deficiencies2012DOJ_CRIMINAL$100,000,000
CommunityONE Bank N.A. anti-money-laundering deficiencies2011DOJ_CRIMINAL$400,000
Pamrapo Savings Bank S.L.A. anti-money-laundering deficiencies2010DOJ_CRIMINAL$5,000,000
JPMorgan Chase BankJPMorgan Chasefinancial servicesanti-money-laundering deficiencies2014USAO$1,700,000,000
Lebanese Canadian Bank anti-money-laundering deficiencies2013USAO$102,000,000
PokerStars and Full Tilt PokerFlutter Entertainment PLCentertainmentanti-money-laundering deficiencies2012USAO$731,000,000
Albert Fried & Company anti-money-laundering deficiencies2016SEC$300,000
E.S. Financial Services anti-money-laundering deficiencies2016SEC$1,000,000
Hawaiian Gardens Casino, Inc. d/b/a The Gardens Casino anti-money-laundering deficiencies2016FINCEN$2,800,000
Sigue Corporation anti-money-laundering deficiencies2008DOJ_CRIMINAL$15,000,000
Union Bank of California, N.A.U.S. Bancorpfinancial servicesanti-money-laundering deficiencies2007DOJ_CRIMINAL$21,600,000
American Express Bank InternationalAmerican Expressfinancial servicesanti-money-laundering deficiencies2007DOJ_CRIMINAL$55,000,000
BankAtlanticTruist Financialfinancial servicesanti-money-laundering deficiencies2006DOJ_CRIMINAL$10,000,000
Sigue Corporation and Sigue LLC anti-money-laundering deficiencies2008FINCEN$12,000,000
Deprez?s Quality Jewelry and Loans, Inc. anti-money-laundering deficiencies2006FINCEN$25,000
Frosty Food Mart anti-money-laundering deficiencies2006FINCEN$10,000
Tonkawa Tribe anti-money-laundering deficiencies2006FINCEN$1,000,000
Oppenheimer & Company, Inc.Oppenheimer Holdingsfinancial servicesanti-money-laundering deficiencies2005FINCEN$2,800,000
CG Technology, L.P. dba Cantor Gaming anti-money-laundering deficiencies2016FINCEN$12,000,000
Western Union CompanyWestern Unionfinancial servicesanti-money-laundering deficiencies2017DOJ_CRIMINAL$586,000,000
Merchants Bank of California, N.A. anti-money-laundering deficiencies2017FINCEN$7,000,000
Bethex Federal Credit Union anti-money-laundering deficiencies2016FINCEN$500,000
Banamex USACitigroupfinancial servicesanti-money-laundering deficiencies2017DOJ_CRIMINAL$97,440,000
BTC-E a/k/a Canton Business Corporation anti-money-laundering deficiencies2017FINCEN$110,003,314
Banco Popular de Puerto RicoPopular Inc.financial servicesanti-money-laundering deficiencies2003DOJ_CRIMINAL$21,600,000
Artichoke Joe's Casino anti-money-laundering deficiencies2018FINCEN$8,000,000
Lone Star National Bank anti-money-laundering deficiencies2017FINCEN$1,000,000
Prevezon Holdings Ltd. anti-money-laundering deficiencies2017USAO$5,896,333
CG Technology LP (formerly Cantor Gaming) anti-money-laundering deficiencies2016USAO$16,500,000
Hong Kong Entertainment (Overseas) Investments, LTD. dba Tinian Dynasty Hotel & Casino anti-money-laundering deficiencies2015USAO$3,036,969
M&T BankM&T Bankfinancial servicesanti-money-laundering deficiencies2014USAO$560,000
Aracoma Contracting LLC anti-money-laundering deficiencies2014USAO$4,405,000
Shake-N-Go Fashion Inc. and Model Model Hair Fashion Inc. anti-money-laundering deficiencies2014USAO$15,000,000
First Independence Bank anti-money-laundering deficiencies2013USAO$250,000
Las Vegas Sands Corp.Las Vegas Sands Corp.entertainmentanti-money-laundering deficiencies2013USAO$47,400,300
GB Check Cashing LLC anti-money-laundering deficiencies2013USAO$1,086,894
Katelyn & Claire, Inc. and Alex T, Inc. dba Quality Express anti-money-laundering deficiencies2013USAO$992,462
Univision Auto LLC anti-money-laundering deficiencies2011USAO$866,427
Nick's Amusements Inc. anti-money-laundering deficiencies2010USAO$50,000
Wachovia Bank N.A.Wells Fargofinancial servicesanti-money-laundering deficiencies2010USAO$50,000,000
The Bank of New YorkBank of New York Mellonfinancial servicesanti-money-laundering deficiencies2005USAO$38,000,000
Riggs BankPNC Financial Servicesfinancial servicesanti-money-laundering deficiencies2005USAO$16,000,000
Citibank N.A.Citigroupfinancial servicesanti-money-laundering deficiencies2018OCC$70,000,000
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBank of Americafinancial servicesanti-money-laundering deficiencies2017SEC$13,000,000
Wells Fargo Advisors, LLCWells Fargofinancial servicesanti-money-laundering deficiencies2017SEC$3,500,000
Rabobank National AssociationRabobankfinancial servicesanti-money-laundering deficiencies2018DOJ_CRIMINAL$368,701,259
Elemetal LLC anti-money-laundering deficiencies2018USAO$15,000,000
U.S. BancorpU.S. Bancorpfinancial servicesanti-money-laundering deficiencies2018USAO$453,000,000
Rabobank, National AssociationRabobankfinancial servicesanti-money-laundering deficiencies2018OCC$50,000,000
U.S. Bank National AssociationU.S. Bancorpfinancial servicesanti-money-laundering deficiencies2018OCC$75,000,000
U.S. Bank National AssociationU.S. Bancorpfinancial servicesanti-money-laundering deficiencies2018FINCEN$70,000,000
Aegis Capital Corporation anti-money-laundering deficiencies2018SEC$750,000
Rabobank N.A.Rabobankfinancial servicesanti-money-laundering deficiencies2018USAO$500,000
Chardan Capital Markets LLC anti-money-laundering deficiencies2018SEC$1,000,000
MoneyGram International Inc.Madison Dearborn Partnersprivate equity (including portfolio companies)anti-money-laundering deficiencies2018DOJ_CRIMINAL$125,000,000
UBS Financial Services Inc.UBSfinancial servicesanti-money-laundering deficiencies2018FINCEN$5,000,000
Vision Financial Markets LLC anti-money-laundering deficiencies2019SEC$625,000
Commercial Bank of New York anti-money-laundering deficiencies2001NY-AG$5,000,000
Western Union Financial Services, Inc.Western Unionfinancial servicesanti-money-laundering deficiencies2010MULTI-AG$94,000,000
State Bank of India anti-money-laundering deficiencies2001FED$3,750,000
Bank of Mingo anti-money-laundering deficiencies2015USAO(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,200,000
Ripple Labs Inc. anti-money-laundering deficiencies2015USAO$700,000
Ocean Bank anti-money-laundering deficiencies2011USAO$10,988,136
Bank of America Corp.Bank of Americafinancial servicesanti-money-laundering deficiencies2006NY-MANDA$7,500,000
Israel Discount Bank of New YorkIsrael Discount Bankfinancial servicesanti-money-laundering deficiencies2005NY-MANDA$8,500,000
Hudson United Bank anti-money-laundering deficiencies2004NY-MANDA$5,000,000
KFNS-AM, KFNS-FM and KFRT-AM anti-money-laundering deficiencies2004USAO$158,000
Hawaiian Gardens Casino anti-money-laundering deficiencies2019CA-AG$3,100,000
The Mortgage Specialists, Inc. anti-money-laundering deficiencies2015NH-BKG$55,000
U.S. Trust CorporationBank of Americafinancial servicesanti-money-laundering deficiencies2001NY-DFS$5,000,000
Commercial Bank of New York anti-money-laundering deficiencies2001NY-DFS$4,250,000
State Bank of India anti-money-laundering deficiencies2001NY-DFS$3,750,000
SDM Check Cashing Corp. anti-money-laundering deficiencies2002NY-DFS$500,000
Western Union Financial Services, Inc.Western Unionfinancial servicesanti-money-laundering deficiencies2002NY-DFS$8,000,000
J.C.G. Check Cashing Corp. anti-money-laundering deficiencies2003NY-DFS$50,000
Whitestone Check Cashing Corp. anti-money-laundering deficiencies2003NY-DFS$200,000
Rupali Exchange, Inc. anti-money-laundering deficiencies2004NY-DFS$15,000
Transworld Transmitting Corp. anti-money-laundering deficiencies2004NY-DFS$15,000
Westchester Check Cashing, Inc. anti-money-laundering deficiencies2004NY-DFS$35,000
Bandco Check Cashing Services, Inc. anti-money-laundering deficiencies2004NY-DFS$50,000
BHS (New York) Corporation anti-money-laundering deficiencies2005NY-DFS$25,000
Liberty Bank of New York anti-money-laundering deficiencies2006NY-DFS$300,000
Israel Discount Bank of New YorkIsrael Discount Bankfinancial servicesanti-money-laundering deficiencies2006NY-DFS$6,000,000
Deloitte Financial Advisory ServicesDeloittebusiness servicesanti-money-laundering deficiencies2013NY-DFS$10,000,000
Standard Chartered BankStandard Charteredfinancial servicesanti-money-laundering deficiencies2014NY-DFS$300,000,000
Mega International Commercial Bank anti-money-laundering deficiencies2016NY-DFS$180,000,000
Agricultural Bank of ChinaAgricultural Bank of Chinafinancial servicesanti-money-laundering deficiencies2016NY-DFS$215,000,000
Intesa Sanpaolo S.p.A.Intesa Sanpaolofinancial servicesanti-money-laundering deficiencies2016NY-DFS$235,000,000
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2017NY-DFS$425,000,000
Western UnionWestern Unionfinancial servicesanti-money-laundering deficiencies2018NY-DFS$60,000,000
Mashreqbank PSC anti-money-laundering deficiencies2018NY-DFS$40,000,000
Industrial Bank of KoreaIndustrial Bank of Koreafinancial servicesanti-money-laundering deficiencies2020NY-DFS$35,000,000
Apple Bank for Savings anti-money-laundering deficiencies2020FDIC$12,500,000
Capital One, National AssociationCapital One Financialfinancial servicesanti-money-laundering deficiencies2021FINCEN$290,000,000
Industrial and Commercial Bank of China Financial Services LLCIndustrial and Commercial Bank of Chinafinancial servicesanti-money-laundering deficiencies2018FINRA$5,300,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesanti-money-laundering deficiencies2016FINRA$16,500,000
Raymond James & Associates, Inc. and Raymond James Financial Services, Inc.Raymond James Financialfinancial servicesanti-money-laundering deficiencies2016FINRA$17,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.