Warning: Undefined array key 1 in /usr/home/goodjobsfirst/public_html/violationtrackerlive/function.php on line 727
Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Summary for Offense Group

Offense Group: financial offenses
Penalty Total since 2000: $287,268,054,805
Number of Penalty Records: 11,008
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$41,332,842,096155
UBS$27,709,494,893134
JPMorgan Chase$27,007,359,167119
Citigroup$19,742,743,935103
Deutsche Bank$15,634,467,27866
Goldman Sachs$13,126,412,84157
NatWest Group PLC$12,235,546,85725
Wells Fargo$10,735,220,989127
Morgan Stanley$9,877,862,956163
BNP Paribas$9,164,773,00010

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
FIRST SOUTHERN BANK banking violation2010FDIC$10,000
WEST BANK banking violation2010FDIC$15,500
ABBYBANK banking violation2010FDIC$8,500
ABBYBANK banking violation2010FDIC$7,000
COUNTRY BANK banking violation2010FDIC$13,090
THE DIME BANK banking violation2010FDIC$7,620
ALLEGIANCE BANK OF NORTH AMERICA banking violation2010FDIC$5,975
MAINSOURCE BANKFirst Financial Bancorp.financial servicesbanking violation2010FDIC$22,000
MAINSOURCE BANK, SUCCESSOR IN INTEREST TO MAINSOURCE BANK OF ILLINOIS, KANKAKEE, IL banking violation2010FDIC$13,500
COASTAL COMMUNITY BANK banking violation2010FDIC$48,455
CRESCENT BANK banking violation2010FDIC$5,500
COASTAL BANK OF GEORGIA, THE banking violation2010FDIC$74,580
BANK OF HARLAN, THE banking violation2010FDIC$8,315
FARMERS AND MERCHANTS UNION BANK banking violation2010FDIC$5,500
BANK OF NEW GLARUS, THE banking violation2010FDIC$5,400
BANK OF MONTICELLO banking violation2010FDIC$5,600
BANK OF THE WESTBank of Montrealfinancial servicesbanking violation2010FDIC$68,200
STATE BANK OF SPEER banking violation2010FDIC$5,005
EUROBANK banking violation2010FDIC$25,000
SUMMIT BANK banking violation2010FDIC$11,280
BANK OF KAMPSVILLE banking violation2010FDIC$11,280
CHARTER BANK EAU CLAIRE banking violation2010FDIC$12,700
PEOPLES BANK OF THE SOUTH banking violation2010FDIC$8,000
CATAHOULA-LASALLE BANK banking violation2010FDIC$6,000
CITIZENS COMMUNITY BANK banking violation2010FDIC$7,315
BANK OF COWETA banking violation2010FDIC$5,720
CITIZENS BANK OF LAFAYETTE banking violation2010FDIC$8,005
HIGHLAND COMMUNITY BANK banking violation2010FDIC$5,000
S&T BANKS&T Bancorpfinancial servicesbanking violation2010FDIC$32,640
COMMUNITY BANK banking violation2010FDIC$9,500
FIRST CENTRAL SAVINGS BANK banking violation2010FDIC$100,000
CHRISTIANA BANK & TRUST COMPANY banking violation2010FDIC$5,500
COMMONWEATLH BANK AND TRUST COMPANY banking violation2010FDIC$16,170
BUSEY BANKFirst Busey Corp.financial servicesbanking violation2010FDIC$7,445
UNION BANK AND TRUST COMPANY banking violation2010FDIC$8,575
HOMETOWN BANK, A COOPERATIVE BANK banking violation2010FDIC$10,000
FIRST STATE BANK banking violation2009FDIC$10,000
ROCKLAND TRUST COMPANY (SUCCESSOR TO SLADE'S FERRY TRUST COMPANY SOMERSET, MASSACHUSETTS) banking violation2009FDIC$10,000
FARMERS SAVINGS BANK banking violation2009FDIC$8,000
HOME BANKING COMPANY banking violation2009FDIC$25,000
COMMUNITY BANK banking violation2008FDIC$13,310
First Bank of Delaware banking violation2008FDIC$304,000
CompuCredit CorporationAtlanticus Holdingsfinancial servicesbanking violation2008FDIC$806,000
First Bank & Trust banking violation2008FDIC$127,000
CompuCredit CorporationAtlanticus Holdingsfinancial servicesbanking violation2008FDIC$558,000
COLUMBUS BANK AND TRUST COMPANY banking violation2008FDIC$2,400,000
FIRST BANK banking violation2007FDIC$30,100
COMMERCE BANK banking violation2006FDIC$5,000
MIDWESTONE BANK banking violation2005FDIC$5,200
FIRST BANKFirst Bancorp (North Carolina)financial servicesbanking violation2004FDIC$12,000
STATE BANK OF INDIA banking violation2001FDIC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,750,000
First State Bank Nebraska banking violation2019FED$37,000
Citibank, N.A.Citigroupfinancial servicesbanking violation2019OCC$30,000,000
Midsouth Bank, National Association banking violation2019OCC$108,796
Glacier BankGlacier Bancorpfinancial servicesbanking violation2020FDIC$16,750
The Bancorp Bank banking violation2019FDIC$7,500,000
Farmers & Merchants Bank of Craig County banking violation2020FED$9,500
Alden State Bank banking violation2020FED$36,500
Citibank, N.A.Citigroupfinancial servicesbanking violation2020OCC$17,998,510
Mutual of Omaha BankFirst Citizens BancSharesfinancial servicesbanking violation2019OCC$98,415
Bank of Louisiana banking violation2020FDIC$500,000
East West BankEast West Bancorpfinancial servicesbanking violation2020FED$129,108
Amboy Bank banking violation2020FED$28,000
Bank of Clarke County banking violation2020FED$5,500
Regions BankRegions Financialfinancial servicesbanking violation2014AL-SBD$5,000,000
Societe Generale Financial CorporationSociete Generalefinancial servicesbanking violation2020CA-DFPI$10,250
Louisa Community Bank, Inc. banking violation2017KY-FIN$5,000
Tin Thanh Electricity Steam Industrial Corp. and Tin Thanh Oakwood Bank Corp. banking violation2018MN-FIN$35,000
Cedar Rapids State Bank banking violation2003NE-DBF$9,800
BSI AG banking violation2000NY-DFS$100,000
Continental Stock Transfer and Trust Company banking violation2001NY-DFS$1,000,000
Credit AgricoleCredit Agricolefinancial servicesbanking violation2004NY-DFS$5,000,000
Chinese American Bank banking violation2004NY-DFS$5,000
T.C. Ziraat Bankasi banking violation2004NY-DFS$103,000
MUFG Bank Ltd.U.S. Bancorpfinancial servicesbanking violation2019NY-DFS$33,000,000
Eurotrust LLC banking violation2006OR-FIN$5,000
Community Bank banking violation2008OR-FIN$21,000
Mortgage Protection Services and Lead System Inc. banking violation2015WI-FIN$62,000
California Pacific Bank banking violation2020FDIC$175,000
Putnam County Bank banking violation2020FED$24,500
Benchmark Community Bank banking violation2020FED$8,500
Deutsche Bank AG and Deutsche Bank Trust Co. AmericaDeutsche Bankfinancial servicesbanking violation2020NY-DFS$150,000,000
Capital One Bank (USA), National AssociationCapital One Financialfinancial servicesbanking violation2020OCC$80,000,000
Neighborhood National Bank banking violation2020OCC$100,000
Park Bank banking violation2020FDIC$12,841
Fortifi Bank banking violation2020FDIC$15,375
Wisconsin River Bank banking violation2020FDIC$18,500
Farmers Bank & Trust Company banking violation2020FED$12,000
Goldman Sachs Group, Inc.Goldman Sachsfinancial servicesbanking violation2020FED$154,000,000
M&T BankM&T Bankfinancial servicesbanking violation2020FED$546,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2020OCC$250,000,000
USAA Federal Savings BankUSAAfinancial servicesbanking violation2020OCC$85,000,000
Morgan Stanley Bank, N.A.Morgan Stanleyfinancial servicesbanking violation2020OCC$60,000,000
Citibank, National AssociationCitigroupfinancial servicesbanking violation2020OCC$400,000,000
CIT Bank, National AssociationFirst Citizens BancSharesfinancial servicesbanking violation2020OCC$82,500
South Dakota Trust Company banking violation2020TX-FIN$95,625
The Federal Savings Bank banking violation2021OCC$193,106
USAA Federal Savings BankUSAAfinancial servicesbanking violation2020OCC$382,500
State Farm Bank, FSBState Farm Insurancefinancial servicesbanking violation2020OCC$547,200
Chime Financial, Inc. banking violation2021IL-BKG$200,000
Bank of the WestBank of Montrealfinancial servicesbanking violation2021FDIC$281,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.