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Violation Tracker Summary for Offense Group

Offense Group: financial offenses
Penalty Total since 2000: $287,268,054,805
Number of Penalty Records: 11,008
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$41,332,842,096155
UBS$27,709,494,893134
JPMorgan Chase$27,007,359,167119
Citigroup$19,742,743,935103
Deutsche Bank$15,634,467,27866
Goldman Sachs$13,126,412,84157
NatWest Group PLC$12,235,546,85725
Wells Fargo$10,735,220,989127
Morgan Stanley$9,877,862,956163
BNP Paribas$9,164,773,00010

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
Warren Averett, LLC accounting fraud or deficiencies2023PCAOB$200,000
Fluor CorporationFluorconstruction and engineeringaccounting fraud or deficiencies2023SEC$14,500,000
Deloitte & Touche S.A.S.Deloittebusiness servicesaccounting fraud or deficiencies2023PCAOB$900,000
BDO USA, P.CBDO Internationalbusiness servicesaccounting fraud or deficiencies2023PCAOB$2,000,000
Newell Brands Inc.Newell Brandshousewares and home furnishingsaccounting fraud or deficiencies2023SEC$12,500,000
Cherry Bekaert LLP accounting fraud or deficiencies2023PCAOB$35,000
Deloitte AuditDeloittebusiness servicesaccounting fraud or deficiencies2023PCAOB$50,000
KPMG ArgentinaKPMGbusiness servicesaccounting fraud or deficiencies2023PCAOB$40,000
KPMG Auditores Independentes Ltda.KPMGbusiness servicesaccounting fraud or deficiencies2023PCAOB$40,000
RH CPA accounting fraud or deficiencies2023PCAOB$45,000
UHY LLP accounting fraud or deficiencies2023PCAOB$45,000
Somerset CPAs accounting fraud or deficiencies2023PCAOB$100,000
KPMG AZSA LLCKPMGbusiness servicesaccounting fraud or deficiencies2023PCAOB$500,000
PricewaterhouseCoopers Auditing Company SAPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2023PCAOB$3,000,000
Smythe LLP accounting fraud or deficiencies2023PCAOB$175,000
Charter Communications Inc.Charter Communicationstelecommunicationsaccounting fraud or deficiencies2023SEC$25,000,000
Royal Bank of CanadaRoyal Bank of Canadafinancial servicesaccounting fraud or deficiencies2023SEC$6,000,000
PricewaterhouseCoopersPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2023PCAOB$4,000,000
PricewaterhouseCoopers Zhong Tian LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2023PCAOB$3,000,000
Shandong Haoxin Certified Public Accountants Co., Ltd. accounting fraud or deficiencies2023PCAOB$750,000
Da Hua CPAs accounting fraud or deficiencies2023PCAOB$50,000
Guney Bagimsiz Denetim Ve Serbest Muhasebeci Mali Musavirlik A.S accounting fraud or deficiencies2023PCAOB$25,000
Mah & Associates, LLP accounting fraud or deficiencies2023PCAOB$25,000
Manning Elliott LLP accounting fraud or deficiencies2023PCAOB$35,000
Olayinka Oyebola & Co accounting fraud or deficiencies2023PCAOB$90,000
Haynie & Company accounting fraud or deficiencies2024PCAOB$400,000
Gries & Associates, LLC accounting fraud or deficiencies2024PCAOB$65,000
Baker Tilly US, LLP accounting fraud or deficiencies2024PCAOB$80,000
Grant Thornton Bharat LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2024PCAOB$40,000
Mazars USA LLP accounting fraud or deficiencies2024PCAOB$60,000
SW Audit accounting fraud or deficiencies2024PCAOB$60,000
WithumSmith+Brown, PC accounting fraud or deficiencies2024PCAOB$2,000,000
Imelda & Rekan accounting fraud or deficiencies2024PCAOB$1,000,000
KPMG Accountants N.V.KPMGbusiness servicesaccounting fraud or deficiencies2024PCAOB$25,000,000
Navarro Amper & Co. accounting fraud or deficiencies2024PCAOB$1,000,000
Pan-China Singapore PAC accounting fraud or deficiencies2024PCAOB$75,000
Berkower LLC accounting fraud or deficiencies2024PCAOB$25,000
Fontanella Associates LLC CPA & Consulting Firm accounting fraud or deficiencies2024PCAOB$25,000
Freedman & Goldberg, C.P.A.'s, P.C. accounting fraud or deficiencies2024PCAOB$25,000
PricewaterhouseCoopers AustraliaPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2024PCAOB$600,000
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2024PCAOB$2,750,000
R. Bolko CPA P.A accounting fraud or deficiencies2024PCAOB$30,000
Sassetti LLC accounting fraud or deficiencies2024PCAOB$25,000
Halperin Ilanit CPA accounting fraud or deficiencies2024PCAOB$200,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.