Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
Travel Centers of America | BP | oil and gas | hazardous waste violation | 2002 | EPA | $7,500 |
TA OPERATIONING d/b/a TRAVEL CENTERS OF AMERICA | BP | oil and gas | hazardous waste violation | 2007 | EPA | $6,500 |
BP PRODUCTS NORTH AMERICA | BP | oil and gas | hazardous waste violation | 2007 | EPA | $6,350 |
BAE SYSTEMS INFORMATION AND ELECTRONIC SYSTEMS INTEGRATION, INC LOCKHEED MARTIN | BAE Systems | aerospace and military contracting | hazardous waste violation | 2008 | EPA | $325,000 |
GLAXOSMITHKLINE, LLC | GlaxoSmithKline | pharmaceuticals | hazardous waste violation | 2014 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $317,550 |
ALBERTO CULVER USA INC. | Unilever | food products | hazardous waste violation | 2000 | EPA | $110,397 |
Pechiney Plastic Packaging, Inc. | Rio Tinto | mining and minerals | hazardous waste violation | 2009 | EPA | $7,200 |
PENNZOIL-QUAKER STATE COMPANY | Shell PLC | oil and gas | hazardous waste violation | 2002 | EPA | $134,418 |
BP Exploration & Production, Inc. | BP | oil and gas | hazardous waste violation | 2017 | EPA | $446,519 |
Pennzoil-Quaker State company dba Sopus Products | Shell PLC | oil and gas | hazardous waste violation | 2017 | EPA | $226,015 |
Shell Offshore | Shell PLC | oil and gas | hazardous waste violation | 2019 | EPA | $514,053 |
GKN ARMSTRONG WHEELS, INC | Melrose Industries | miscellaneous manufacturing | hazardous waste violation | 2015 | EPA | $150,031 |
CF&I Steel | Evraz | metals | hazardous waste violation | 2005 | EPA | $13,000 |
GKN Aerospace Chem-tronics Inc. | Melrose Industries | miscellaneous manufacturing | hazardous waste violation | 2006 | EPA | $11,900 |
BP EXPLORATION (ALASKA) INC | BP | oil and gas | hazardous waste violation | 2019 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,100 |
BP Exploration (Alaska) | BP | oil and gas | hazardous waste violation | 2011 | EPA | $386,000 |
Barclays Bank PLC | Barclays | financial services | insider trading | 2007 | SEC | $10,943,561 |
Valley Forge Life Insurance Company | Prudential PLC | financial services | insurance violation | 2001 | MA-INS | $11,600 |
Banner Life Insurance Company | Legal & General Group PLC | financial services | insurance violation | 2002 | MA-INS | $10,900 |
Valley Forge Life Insurance Company | Prudential PLC | financial services | insurance violation | 2002 | MA-INS | $24,500 |
Banner Life Insurance Co. | Legal & General Group PLC | financial services | insurance violation | 2011 | MD-INS | $8,300 |
Elephant Insurance Co. | Admiral Group | financial services | insurance violation | 2014 | MD-INS | $5,000 |
Elephant Insurance Co. | Admiral Group | financial services | insurance violation | 2014 | MD-INS | $5,000 |
Elephant Insurance Co. | Admiral Group | financial services | insurance violation | 2018 | MD-INS | $75,000 |
William Penn Life Insurance Company | Legal & General Group PLC | financial services | insurance violation | 2018 | NY-DFS | $6,300,000 |
Elephant Insurance Company | Admiral Group | financial services | insurance violation | 2020 | TX-INS | $80,000 |
BANNER LIFE INSURANCE COMPANY | Legal & General Group PLC | financial services | insurance violation | 2007 | VA-INS | $5,000 |
ELEPHANT INSURANCE COMPANY | Admiral Group | financial services | insurance violation | 2012 | VA-INS | $29,709 |
ELEPHANT INSURANCE COMPANY | Admiral Group | financial services | insurance violation | 2013 | VA-INS | $6,154 |
ELEPHANT INSURANCE COMPANY | Admiral Group | financial services | insurance violation | 2018 | VA-INS | $79,017 |
Elephant Insurance Company | Admiral Group | financial services | insurance violation | 2019 | VA-INS | $47,619 |
HSBC Securities USA Inc | HSBC | financial services | insurance violation | 2011 | WA-INS | $7,000 |
Banner Life Insurance Company | Legal & General Group PLC | financial services | insurance violation | 2019 | WA-INS | $10,000 |
HSBC SECURITIES USA INC | HSBC | financial services | insurance violation | 2021 | WA-INS | $10,000 |
William Penn Life Insurance Company of New York | Legal & General Group PLC | financial services | insurance violation | 2020 | NY-DFS | $110,000 |
Banner Life Insurance Company | Legal & General Group PLC | financial services | insurance violation | 2022 | NY-DFS | $3,500,000 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2016 | SEC | $35,000,000 |
HSBC Private Bank (Suisse) | HSBC | financial services | investor protection violation | 2014 | SEC | $12,500,000 |
HSBC Bank USA, N.A. | HSBC | financial services | investor protection violation | 2007 | SEC | $10,500,000 |
Barclays Capital | Barclays | financial services | investor protection violation | 2017 | SEC | $97,037,659 |
Aegerion Pharmaceuticals | Amryt Pharma | pharmaceuticals | investor protection violation | 2017 | SEC | $4,100,000 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2017 | SEC | $12,710,040 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2016 | SEC | $500,000 |
Royal Bank of Scotland Group plc | NatWest Group PLC | financial services | investor protection violation | 2014 | SEC | $120,000 |
Ernst & Young LLP | Ernst & Young | business services | investor protection violation | 2008 | SEC | $2,918,987 |
Ernst & Young LLP | Ernst & Young | business services | investor protection violation | 2007 | SEC | $1,587,170 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2016 | NY-AG | $35,000,000 |
Deloitte & Touche | Deloitte | business services | investor protection violation | 2012 | MI-AG | $19,900,000 |
NatWest Markets Plc | NatWest Group PLC | financial services | investor protection violation | 2019 | CFTC | $850,000 |
HSBC Bank USA, N.A. | HSBC | financial services | investor protection violation | 2019 | CFTC | $650,000 |
PricewaterhouseCoopers LLP | PricewaterhouseCoopers | business services | investor protection violation | 2019 | SEC | $7,944,055 |
Diageo plc | Diageo | beverages | investor protection violation | 2020 | SEC | $5,000,000 |
HSBC Securities (USA) Inc. | HSBC | financial services | investor protection violation | 2020 | SEC | $725,000 |
RBS Securities, Inc. | NatWest Group PLC | financial services | investor protection violation | 2016 | FINRA | $2,000,000 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2014 | FINRA | $1,000,000 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2013 | FINRA | $3,750,000 |
HSBC Securities (USA) | HSBC | financial services | investor protection violation | 2010 | FINRA | $1,500,000 |
Ernst & Young LLP | Ernst & Young | business services | investor protection violation | 2022 | SEC | $100,000,000 |
Janus Henderson Investors US LLC | Janus Henderson | financial services | investor protection violation | 2022 | SEC | $150,000 |
Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2022 | SEC | $125,000,000 |
HSBC Securities (USA) Inc. | HSBC | financial services | investor protection violation | 2023 | SEC | $15,000,000 |
Rio Tinto PLC | Rio Tinto | mining and minerals | investor protection violation | 2023 | SEC | $28,000,000 |
AstraZeneca PLC | AstraZeneca | pharmaceuticals | kickbacks and bribery | 2016 | SEC | $5,522,000 |
GlaxoSmithKline plc | GlaxoSmithKline | pharmaceuticals | kickbacks and bribery | 2016 | SEC | $20,000,000 |
Nestle Dreyer's Ice Cream Company | Froneri | food products | labor relations violation | 2016 | NLRB | $66,400 |
First Student, Inc. | FirstGroup | miscellaneous services | labor relations violation | 2016 | NLRB | $48,841 |
Compass Group USA, Inc., d/b/a Chartwells Dining Services | Compass Group | restaurants and foodservice | labor relations violation | 2015 | NLRB | $14,305 |
BAE Systems Land & Armaments, L.P. | BAE Systems | aerospace and military contracting | labor relations violation | 2014 | NLRB | $10,465 |
Ferguson Enterprises, Inc. | Ferguson PLC | building materials | labor relations violation | 2013 | NLRB | $400,010 |
IFCO SYSTEMS | Triton Investments Advisers | financial services | labor relations violation | 2013 | NLRB | $91,866 |
First Student, Inc. | FirstGroup | miscellaneous services | labor relations violation | 2013 | NLRB | $21,828 |
First Transit Inc. | FirstGroup | miscellaneous services | labor relations violation | 2013 | NLRB | $56,921 |
FIRST GROUP AMERICA D/B/A FIRST STUDENT | FirstGroup | miscellaneous services | labor relations violation | 2012 | NLRB | $15,250 |
First Student, Inc. | FirstGroup | miscellaneous services | labor relations violation | 2012 | NLRB | $15,000 |
First Student | FirstGroup | miscellaneous services | labor relations violation | 2011 | NLRB | $37,666 |
Bon Appetit Management Company | Compass Group | restaurants and foodservice | labor relations violation | 2011 | NLRB | $19,191 |
Americanos U.S.A., LLC. | FirstGroup | miscellaneous services | labor relations violation | 2011 | NLRB | $15,000 |
First Transit, Inc. | FirstGroup | miscellaneous services | labor relations violation | 2010 | NLRB | $18,000 |
INEOS ABS USA Corporation (aks Lanxess Corporation) | Ineos | chemicals | labor relations violation | 2010 | NLRB | $25,000 |
Restaurant Associates at the Metropolitan Museum of Art | Compass Group | restaurants and foodservice | labor relations violation | 2010 | NLRB | $5,000 |
First Transit | FirstGroup | miscellaneous services | labor relations violation | 2010 | NLRB | $50,000 |
B.A.E Systems NSR | BAE Systems | aerospace and military contracting | labor relations violation | 2010 | NLRB | $20,900 |
First Transit | FirstGroup | miscellaneous services | labor relations violation | 2010 | NLRB | $58,000 |
U.S. Borax, Inc. | Rio Tinto | mining and minerals | labor relations violation | 2010 | NLRB | $2,750,000 |
First Student, Inc. | FirstGroup | miscellaneous services | labor relations violation | 2010 | NLRB | $19,823 |
First Student | FirstGroup | miscellaneous services | labor relations violation | 2010 | NLRB | $10,000 |
Chartwells, a Division of Compass Group USA at University of Maryland Baltimore County | Compass Group | restaurants and foodservice | labor relations violation | 2010 | NLRB | $56,680 |
First Student | FirstGroup | miscellaneous services | labor relations violation | 2010 | NLRB | $31,250 |
Holiday Inn Concord, Elite Concord LLC | InterContinental Hotels | hotels | labor relations violation | 2010 | NLRB | $11,547 |
First Student, Inc. | FirstGroup | miscellaneous services | labor relations violation | 2010 | NLRB | $6,197 |
INEOS/NOVA, LLC | Ineos | chemicals | labor relations violation | 2009 | NLRB | $13,608 |
First Student, Inc. | FirstGroup | miscellaneous services | labor relations violation | 2009 | NLRB | $8,000 |
First Student | FirstGroup | miscellaneous services | labor relations violation | 2009 | NLRB | $24,000 |
National Grid | National Grid | utilities and power generation | labor relations violation | 2009 | NLRB | $220,000 |
First Student | FirstGroup | miscellaneous services | labor relations violation | 2009 | NLRB | $16,000 |
United States Cold Storage, Inc. | Swire | diversified | labor relations violation | 2009 | NLRB | $25,000 |
First Student Inc. | FirstGroup | miscellaneous services | labor relations violation | 2009 | NLRB | $10,000 |
First Student | FirstGroup | miscellaneous services | labor relations violation | 2009 | NLRB | $6,000 |
Terminix | Rentokil Initial PLC | miscellaneous services | labor relations violation | 2009 | NLRB | $5,640 |
First Student, Inc. | FirstGroup | miscellaneous services | labor relations violation | 2009 | NLRB | $25,024 |
Canteen Vending, a division of Compass Group USA, Inc. | Compass Group | restaurants and foodservice | labor relations violation | 2009 | NLRB | $32,303 |