Warning: Undefined array key 1 in /usr/home/goodjobsfirst/public_html/violationtrackerlive/function.php on line 727
Basic Search  |  Summaries  |  Advanced Search

159 Violation Tracker results found

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2024SEC$18,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesbanking violation2024FED$98,200,000
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial servicesbanking violation2024OCC$250,000,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2023SEC$4,000,000
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial servicesinvestor protection violation2023CFTC$15,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2023private lawsuit-federal$22,000,000
JPMorgan ChaseJPMorgan Chasefinancial servicessexual exploitation of minors2023private lawsuit-federal$290,000,000
EL PASO ELECTRIC COMPANYJPMorgan Chasefinancial servicesworkplace safety or health violation2023OSHA$10,000
First Republic Investment Management, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2022SEC$1,825,953
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial servicesinvestor protection violation2022CFTC$850,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2022SEC$1,200,000
JP Morgan Chase Bank N.AJPMorgan Chasefinancial servicesemployment discrimination2022CA-CRD$16,698
Chase Bank USA et al.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$19,500,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$10,989,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial serviceswage and hour violation2022CO-LAE$5,838
JP Morgan Chase Bank, N.A.JPMorgan Chasefinancial serviceswage and hour violation2022WA-DLI$9,526
JP Morgan Chase Bank, N.A.JPMorgan Chasefinancial serviceswage and hour violation2022WA-DLI$9,526
JPMorgan Chase BankJPMorgan Chasefinancial servicesdiscriminatory practices (non-employment)2021HUD$50,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicestoxic securities abuses2021NM-AG$4,642,857
Washington Mutual Mortgage Securities Corp.JPMorgan Chasefinancial servicestoxic securities abuses2021NM-AG$4,642,857
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2021private lawsuit-federal$15,000,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2020SEC$1,822,438
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2020KY-FIN$325,000
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial serviceswage and hour violation2020private lawsuit-federal$3,750,000
JPMorgan Chase & CompanyJPMorgan Chasefinancial servicesinvestor protection violation2020CFTC$920,200,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2020OCC$250,000,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2020SEC$35,000,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$5,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$6,250,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$1,500,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesconsumer protection violation2020private lawsuit-federal$2,500,000
First Republic Investment Management, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2019SEC$1,005,194
JP Morgan Chase Bank N.A.JPMorgan Chasefinancial serviceswage and hour violation2019WHD$38,336
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial serviceswage and hour violation2019private lawsuit-federal$1,850,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2019FINRA$1,100,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2018private lawsuit-federal$3,000,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2018private lawsuit-federal$8,333,333
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial serviceseconomic sanction violation2018OFAC$5,263,171
JPMorgan Chase Bank N.A.JPMorgan Chasefinancial servicesinvestor protection violation2018SEC$135,100,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2018DC-DISB$5,000
J P Morgan Securities LLCJPMorgan Chasefinancial servicesinsurance violation2018NY-DFS$11,750
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial servicesconsumer protection violation2017CFPB$4,600,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2017private lawsuit-federal$16,666,667
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2017private lawsuit-federal$5,707,279
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial servicesinvestor protection violation2017MD-SEC$100,000
J.P. Morgan Securities, LLCJPMorgan Chasefinancial servicesinvestor protection violation2017FINRA$1,250,000
JP Morgan Chase Bank, N.A.JPMorgan Chasefinancial serviceswater pollution violation2017EPA$230,392
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2016SEC$4,000,000
JPMorgan ChaseJPMorgan Chasefinancial servicesdata submission deficiencies2016CFTC$225,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesbanking violation2016FED$61,900,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2016private lawsuit-federal$950,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesinvestor protection violation2016IN-SEC$905,000
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2016IN-SEC$950,000
JP Morgan Chase BankJPMorgan Chasefinancial servicesworkplace whistleblower retaliation2016OSHA$203,323
J.P. Morgan Chase& Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
El Paso ElectricJPMorgan Chasefinancial servicesenvironmental violation2015EPA$3,800,000
JPMorgan ChaseJPMorgan Chasefinancial servicesconsumer protection violation2015CFPB$900,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2015OCC$30,000,000
JPMORGAN CHASE & CO.JPMorgan Chasefinancial servicesbanking violation2015FED$342,000,000
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A.JPMorgan Chasefinancial servicesinvestor protection violation2015SEC$267,000,000
JPMorgan Chase BankJPMorgan Chasefinancial servicesdata submission deficiencies2015CFTC$100,000,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2015private lawsuit-federal$12,000,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2015private lawsuit-federal$2,400,000
Chase Bank USA N.A.JPMorgan Chasefinancial servicesconsumer protection violation2015MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $106,000,000
JP Morgan ChaseJPMorgan Chasefinancial servicesmortgage abuses2015MA-AG$675,000
JPMorgan ChaseJPMorgan Chasefinancial servicesinvestor protection violation2015MULTI-AG$150,000,000
JPMorgan Chase BankJPMorgan Chasefinancial servicesmortgage abuses2015MD-AG$400,000
EL PASO ELECTRIC COMPANYJPMorgan Chasefinancial servicesworkplace safety or health violation2015OSHA$7,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2014OCC$350,000,000
J.P. Morgan Chase Bank, N.A.JPMorgan Chasefinancial servicesanti-money-laundering deficiencies2014FINCEN$461,000,000
JPMorgan ChaseJPMorgan Chasefinancial servicesFalse Claims Act and related2014DOJ_CIVIL$614,000,000
JPMorgan SecuritiesJPMorgan Chasefinancial servicesdata submission deficiencies2014CFTC$650,000
JPMorgan Chase BankJPMorgan Chasefinancial servicesanti-money-laundering deficiencies2014USAO$1,700,000,000
J.P. Morgan SecuritiesJPMorgan Chasefinancial servicesinvestor protection violation2014SEC$54,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2014private lawsuit-federal$16,000,000
J.P. Morgan SecuritiesJPMorgan Chasefinancial servicesinvestor protection violation2014DE-AG$51,400
J.P. Morgan Securities, LLCJPMorgan Chasefinancial servicesinvestor protection violation2014NJ-AG$50,460
JP Morgan ChaseJPMorgan Chasefinancial servicesconsumer protection violation2014HI-AG$2,825,000
JPMorgan Chase and Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2014WV-AG$400,000
J.P. Morgan Securities, LLCJPMorgan Chasefinancial servicesinvestor protection violation2014AK-DBS$51,120
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2014CT-SEC$53,800
J.P. Morgan SecuritiesJPMorgan Chasefinancial servicesinvestor protection violation2014MULTI-FIN$2,800,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesconsumer protection violation2014private lawsuit-federal$218,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2013OCC$60,000,000
JPMORGAN CHASE & CO.JPMorgan Chasefinancial servicesbanking violation2013FED$200,000,000
JPMorgan & Co.JPMorgan Chasefinancial servicesaccounting fraud or deficiencies2013SEC$200,000,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2013private lawsuit-federal$770,000
AffinionJPMorgan Chasefinancial servicesconsumer protection violation2013MULTI-AG$30,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesconsumer protection violation2013WV-AG$1,950,000
JPMorgan Chase BankJPMorgan Chasefinancial serviceswage and hour violation2013CA-LCO$9,111
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesmortgage abuses2012DOJ$5,333,600,000
JPMorgan Chase BankJPMorgan Chasefinancial servicesaccounting fraud or deficiencies2012CFTC$20,000,000
El Paso Electric CompanyJPMorgan Chasefinancial serviceslabor relations violation2012NLRB$79,692
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2012private lawsuit-federal$1,195,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2012private lawsuit-federal$9,000,000
JPMorgan ChaseJPMorgan Chasefinancial servicesmortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2012private lawsuit-federal$42,600,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2011DOJ_ANTITRUST$228,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2011OCC$35,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.