Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2003 | OSHA | $10,238 |
| AMERICAN SEAFOODS COMPANY | American Seafoods | food products | workplace safety or health violation | 2003 | OSHA | $6,000 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2004 | OSHA | $6,900 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2004 | OSHA | $5,050 |
| TRIDENT SEAFOODS | Trident Seafoods | food products | workplace safety or health violation | 2003 | OSHA | $5,000 |
| AMERICAN SEAFOODS COMPANY | American Seafoods | food products | workplace safety or health violation | 2007 | OSHA | $6,375 |
| AMERICAN SEAFOODS COMPANY | American Seafoods | food products | workplace safety or health violation | 2007 | OSHA | $23,125 |
| ICICLE SEAFOODS INC | Cooke Inc. | food products | workplace safety or health violation | 2009 | OSHA | $5,059 |
| ICICLE SEAFOODS INC | Cooke Inc. | food products | workplace safety or health violation | 2009 | OSHA | $17,064 |
| AMERICAN SEAFOODS COMPANY | American Seafoods | food products | workplace safety or health violation | 2010 | OSHA | $6,073 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2010 | OSHA | $5,400 |
| AMERICAN SEAFOODS COMPANY | American Seafoods | food products | workplace safety or health violation | 2010 | OSHA | $12,243 |
| ICICLE SEAFOODS INC | Cooke Inc. | food products | workplace safety or health violation | 2010 | OSHA | $12,500 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2011 | OSHA | $5,823 |
| TRIDENT SEAFOODS INC. | Trident Seafoods | food products | workplace safety or health violation | 2006 | OSHA | $5,000 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2011 | OSHA | $15,000 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2012 | OSHA | $20,000 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2012 | OSHA | $9,860 |
| WESTWARD SEAFOODS, INC. | Westward Seafoods | food products | workplace safety or health violation | 2013 | OSHA | $5,020 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2011 | OSHA | $5,950 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2013 | OSHA | $55,000 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2013 | OSHA | $7,736 |
| TRIDENT SEAFOODS CORPORATION-CORDOVA | Trident Seafoods | food products | workplace safety or health violation | 2013 | OSHA | $5,525 |
| ICICLE SEAFOODS, INC. | Cooke Inc. | food products | workplace safety or health violation | 2012 | OSHA | $24,000 |
| ICICLE SEAFOODS INC | Cooke Inc. | food products | workplace safety or health violation | 2013 | OSHA | $14,500 |
| ICICLE SEAFOODS INC | Cooke Inc. | food products | workplace safety or health violation | 2013 | OSHA | $15,000 |
| ICICLE SEAFOODS INC | Cooke Inc. | food products | workplace safety or health violation | 2013 | OSHA | $11,500 |
| ICICLE SEAFOODS INC | Cooke Inc. | food products | workplace safety or health violation | 2014 | OSHA | $6,600 |
| WESTWARD SEAFOODS, INC. | Westward Seafoods | food products | workplace safety or health violation | 2015 | OSHA | $9,181 |
| WESTWARD SEAFOODS, INC. | Westward Seafoods | food products | workplace safety or health violation | 2015 | OSHA | $18,736 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2015 | OSHA | $69,000 |
| AMERICAN SEAFOODS COMPANY | American Seafoods | food products | workplace safety or health violation | 2017 | OSHA | $8,148 |
| ICICLE SEAFOODS INC | Cooke Inc. | food products | workplace safety or health violation | 2017 | OSHA | $6,157 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2017 | OSHA | $5,000 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2017 | OSHA | $7,000 |
| AMERICAN SEAFOODS COMPANY | American Seafoods | food products | workplace safety or health violation | 2018 | OSHA | $6,282 |
| ICICLE SEAFOODS, INC. | Cooke Inc. | food products | workplace safety or health violation | 2018 | OSHA | $15,000 |
| ICICLE SEAFOODS, INC. | Cooke Inc. | food products | workplace safety or health violation | 2018 | OSHA | $7,600 |
| TRIDENT SEAFOODS | Trident Seafoods | food products | workplace safety or health violation | 2018 | OSHA | $5,000 |
| TRIDENT SEAFOODS | Trident Seafoods | food products | workplace safety or health violation | 2018 | OSHA | $22,500 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2018 | OSHA | $128,797 |
| WESTWARD SEAFOODS, INC | Westward Seafoods | food products | workplace safety or health violation | 2019 | OSHA | $64,298 |
| ICICLE SEAFOODS INC. | Cooke Inc. | food products | workplace safety or health violation | 2019 | OSHA | $284,555 |
| ICICLE SEAFOODS INC. | Cooke Inc. | food products | workplace safety or health violation | 2019 | OSHA | $60,000 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2019 | OSHA | $86,385 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2019 | OSHA | $18,615 |
| AMERICAN SEAFOODS COMPANY | American Seafoods | food products | workplace safety or health violation | 2019 | OSHA | $6,068 |
| UNISEA, INC. | Nissui (Nippon Suisan Kaisha) | food products | workplace safety or health violation | 2020 | OSHA | $13,518 |
| AMERICAN SEAFOODS COMPANY, LLC. | American Seafoods | food products | workplace safety or health violation | 2020 | OSHA | $10,296 |
| WESTWARD SEAFOODS, INC. | Westward Seafoods | food products | workplace safety or health violation | 2021 | OSHA | $9,118 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2022 | OSHA | $7,748 |
| TRIDENT SEAFOODS CORPORATION | Trident Seafoods | food products | workplace safety or health violation | 2022 | OSHA | $7,252 |
| UNISEA, INC. | Nissui (Nippon Suisan Kaisha) | food products | workplace safety or health violation | 2022 | OSHA | $7,251 |
| WESTWARD SEAFOODS, INC. | Westward Seafoods | food products | workplace safety or health violation | 2023 | OSHA | $6,188 |
| ICICLE SEAFOODS INC - M/V NORTHERN VICTOR (USCG NO. 248959) | Cooke Inc. | food products | water pollution violation | 2007 | EPA | $900,000 |
| Icicle Seafoods Inc. | Cooke Inc. | food products | air pollution violation | 2012 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $430,000 |
| AMERICAN SEAFOODS COMPANY LLC - F/T AMERICAN DYNASTY (USCG NO. 951307) | American Seafoods | food products | environmental violation | 2023 | EPA | $193,000 |
| AMERICAN SEAFOODS COMPANY LLC - F/V AMERICAN TRIUMPH (USCG NO. 646737) | American Seafoods | food products | environmental violation | 2023 | EPA | $180,000 |
| AMERICAN SEAFOODS COMPANY LLC - F/T NORTHERN JAEGER (USCG NO. 521069) | American Seafoods | food products | environmental violation | 2023 | EPA | $196,000 |
| AMERICAN SEAFOODS COMPANY LLC - F/T OCEAN ROVER (USCG NO. 552100) | American Seafoods | food products | environmental violation | 2023 | EPA | $190,000 |
| Bank of America | Bank of America | financial services | False Claims Act and related | 2001 | AK-AG | $35,600,000 |
| Mercer | Marsh & McLennan | financial services | accounting fraud or deficiencies | 2010 | AK-AG | $500,000,000 |
| Principal Life Insurance Co. | Principal Financial | financial services | insurance violation | 2002 | AK-INS | $16,095 |
| Aon Risk Services Inc. of Washington | Aon | financial services | insurance violation | 2002 | AK-INS | $5,000 |
| Edward D. Jones and Co.,LP | Jones Financial | financial services | investor protection violation | 2003 | AK-DBS | $11,000 |
| Seabury & Smith, Inc. | Marsh & McLennan | financial services | insurance violation | 2006 | AK-INS | $6,530 |
| Liberty Mutual Group | Liberty Mutual Insurance | financial services | insurance violation | 2007 | AK-INS | $32,500 |
| Principal Life Insurance Co. | Principal Financial | financial services | insurance violation | 2008 | AK-INS | $25,000 |
| Seabury & Smith, Inc. | Marsh & McLennan | financial services | insurance violation | 2009 | AK-INS | $39,378 |
| Wachovia Securities, LLC | Wells Fargo | financial services | investor protection violation | 2010 | AK-DBS | $129,131 |
| Citigroup Global Markets, Inc. | Citigroup | financial services | investor protection violation | 2010 | AK-DBS | $150,507 |
| UBS Securities LLC | UBS | financial services | investor protection violation | 2010 | AK-DBS | $733,465 |
| Brown & Brown of Washington, Inc. | Brown & Brown | financial services | insurance violation | 2012 | AK-INS | $30,000 |
| UBS Financial Services, Inc. | UBS | financial services | investor protection violation | 2013 | AK-DBS | $64,661 |
| RBC Capital Markets, LLC | Royal Bank of Canada | financial services | investor protection violation | 2013 | AK-DBS | $44,370 |
| J.P. Morgan Securities, LLC | JPMorgan Chase | financial services | investor protection violation | 2014 | AK-DBS | $51,120 |
| Marsh USA Inc. | Marsh & McLennan | financial services | insurance violation | 2015 | AK-INS | $25,000 |
| Citigroup Global Markets, Inc. | Citigroup | financial services | investor protection violation | 2015 | AK-DBS | $35,000 |
| Marsh & McLennan Agency LLC | Marsh & McLennan | financial services | insurance violation | 2016 | AK-INS | $10,000 |
| Academy Mortgage Corp. | Academy Mortgage Corp. | financial services | consumer protection violation | 2017 | AK-DBS | $6,500 |
| Quicken Loans Inc. | Rocket Companies Inc. | financial services | consumer protection violation | 2018 | AK-DBS | $11,000 |
| LPL Financial LLC | LPL Financial | financial services | investor protection violation | 2019 | AK-DBS | $499,000 |
| Marsh & McLennan Agency LLC | Marsh & McLennan | financial services | insurance violation | 2019 | AK-INS | $20,000 |
| Marsh USA Inc. | Marsh & McLennan | financial services | insurance violation | 2019 | AK-INS | $30,000 |
| Securian Financial Services, Inc. | Securian Financial | financial services | investor protection violation | 2020 | AK-DBS | $10,000 |
| Solium Financial Services LLC | Morgan Stanley | financial services | investor protection violation | 2020 | AK-DBS | $10,527 |
| Affinity Insurance Services, Inc. | Aon | financial services | insurance violation | 2021 | AK-INS | $35,000 |
| New Hampshire Insurance Co. | American International Group | financial services | insurance violation | 2022 | AK-INS | $7,500 |
| Marsh USA Inc. | Marsh & McLennan | financial services | insurance violation | 2023 | AK-INS | $55,000 |
| Marsh & McLennan Agency LLC | Marsh & McLennan | financial services | insurance violation | 2023 | AK-INS | $20,000 |
| Carnival Cruise Line | Carnival Corp. | entertainment | environmental violation | 2001 | AK-AG | $27,500 |
| Celebrity Cruise Lines | Royal Caribbean Cruises | entertainment | environmental violation | 2001 | AK-AG | $55,000 |
| Holland America | Carnival Corp. | entertainment | environmental violation | 2001 | AK-AG | $110,000 |
| Norwegian Cruise Line | Norwegian Cruise Line | entertainment | environmental violation | 2001 | AK-AG | $55,000 |
| Royal Caribbean Cruise Lines | Royal Caribbean Cruises | entertainment | environmental violation | 2000 | AK-AG | $3,500,000 |
| Princess Cruises | Carnival Corp. | entertainment | air pollution violation | 2001 | AK-ENV | $55,000 |
| CARNIVAL CORPORATION/CARNIVAL CRUISE | Carnival Corp. | entertainment | air pollution violation | 2001 | EPA | $42,000 |
| Flint Hills Resources | Koch Industries | diversified | hazardous waste violation | 2014 | EPA | $80,000 |
| CHUGACH ALASKA CORPORATION | Chugach Alaska Corporation | diversified | benefit plan administrator violation | 2007 | EBSA | $10,001 |
| AFOGNAK NATIVE CORPORATION | Afognak Native Corporation | diversified | benefit plan administrator violation | 2006 | EBSA | $10,001 |
| AFOGNAK NATIVE CORPORATION | Afognak Native Corporation | diversified | benefit plan administrator violation | 2019 | EBSA | $10,001 |
