Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| Mashantucket Pequot Gaming d/b/a Foxwoods Resort Casino | labor relations violation | 2010 | NLRB | $5,000 | ||
| Costello Industries | labor relations violation | 2008 | NLRB | $5,000 | ||
| Ansonia Copper & Brass, Incorporated | labor relations violation | 2007 | NLRB | $5,000 | ||
| KIMBERLY HALL SOUTH | labor relations violation | 2007 | NLRB | $5,000 | ||
| YANKEEGAS | labor relations violation | 2007 | NLRB | $5,000 | ||
| O & G Industries, Inc. | O&G Industries | construction and engineering | labor relations violation | 2006 | NLRB | $5,000 |
| CDC ARMORED TRUCKING COMPANY | labor relations violation | 2005 | NLRB | $5,000 | ||
| Laidlaw Transit | FirstGroup | miscellaneous services | labor relations violation | 2005 | NLRB | $5,000 |
| Connecticut Corporate Services | labor relations violation | 2004 | NLRB | $5,000 | ||
| Tri-State Industrial Laundry | labor relations violation | 2002 | NLRB | $5,000 | ||
| Mercedes Benz of Greenwich/Imported Cars of Greenwich | labor relations violation | 2000 | NLRB | $5,000 | ||
| Connecticut Food Service | labor relations violation | 2000 | NLRB | $5,000 | ||
| AsymmetRx, Inc. | tax violations | 2013 | CT-AG | $5,000 | ||
| Opal Ventures V, LLC, dba Mobil of Newington | consumer protection violation | 2006 | CT-AG | $5,000 | ||
| Ravizza Brothers Inc. | environmental violation | 2006 | USAO | $5,000 | ||
| Roll-A-Cover, LLC | investor protection violation | 2007 | CT-SEC | $5,000 | ||
| Cambridge Mercantile Corp. (U.S.A.) | consumer protection violation | 2009 | CT-BKG | $5,000 | ||
| Riddle & Associates, P.C. | consumer protection violation | 2009 | CT-BKG | $5,000 | ||
| Pristine Mortgage Corp. | consumer protection violation | 2009 | CT-BKG | $5,000 | ||
| Silver Oak Securities, Inc. | investor protection violation | 2009 | CT-SEC | $5,000 | ||
| Multivend, LLC dba Vendstar | investor protection violation | 2009 | CT-SEC | $5,000 | ||
| CT Equity Partners, LLC | investor protection violation | 2009 | CT-SEC | $5,000 | ||
| Mercer Capital Ltd. | investor protection violation | 2010 | CT-SEC | $5,000 | ||
| Prosper Marketplace, Inc. | Prosper Marketplace | financial services | investor protection violation | 2010 | CT-SEC | $5,000 |
| Spear Capital Management, Inc. | investor protection violation | 2011 | CT-SEC | $5,000 | ||
| First World Mortgage Corp. | consumer protection violation | 2011 | CT-BKG | $5,000 | ||
| Champion Credit Services, LLC | consumer protection violation | 2011 | CT-BKG | $5,000 | ||
| Acre Mortgage & Financial, Inc. | consumer protection violation | 2012 | CT-BKG | $5,000 | ||
| Debt Relief Servicing LLC | consumer protection violation | 2012 | CT-BKG | $5,000 | ||
| Brookville Capital Partners | investor protection violation | 2012 | CT-SEC | $5,000 | ||
| Cornerstone Capital Group, LLC | consumer protection violation | 2012 | CT-BKG | $5,000 | ||
| Contour Mortgage Corp. | consumer protection violation | 2012 | CT-BKG | $5,000 | ||
| A & S Collection Associates, Inc. | consumer protection violation | 2012 | CT-BKG | $5,000 | ||
| Professional Bureau of Collections of Maryland, Inc. | consumer protection violation | 2013 | CT-BKG | $5,000 | ||
| Mortgage Plus LLC | consumer protection violation | 2013 | CT-BKG | $5,000 | ||
| Windsor Law, P.C. | consumer protection violation | 2014 | CT-BKG | $5,000 | ||
| Umbrella Recovery Team LLC | consumer protection violation | 2014 | CT-BKG | $5,000 | ||
| Benjamin Williams Debt Collectors Inc. | consumer protection violation | 2014 | CT-BKG | $5,000 | ||
| The Acocella Law Group, P.C. | consumer protection violation | 2014 | CT-BKG | $5,000 | ||
| Torrington Payment Center. LLC | consumer protection violation | 2014 | CT-BKG | $5,000 | ||
| Columbus Advisory Group, Ltd. | investor protection violation | 2014 | CT-SEC | $5,000 | ||
| First Connecticut Capital, LLC | investor protection violation | 2015 | CT-SEC | $5,000 | ||
| Great Western Financial Services, Inc. | mortgage abuses | 2015 | CT-BKG | $5,000 | ||
| Reliant Account Management, LLC | consumer protection violation | 2015 | CT-BKG | $5,000 | ||
| David Lerner Associates, Inc. | investor protection violation | 2016 | CT-SEC | $5,000 | ||
| Praxis Financial Solutions, Inc. | consumer protection violation | 2017 | CT-BKG | $5,000 | ||
| Simon's Agency, Inc. | consumer protection violation | 2017 | CT-BKG | $5,000 | ||
| Central Portfolio Control Inc. | consumer protection violation | 2017 | CT-BKG | $5,000 | ||
| Siwell Inc. dba Capital Mortgage Services of Texas | mortgage abuses | 2017 | CT-BKG | $5,000 | ||
| Evans Technology Holding Co. | investor protection violation | 2018 | CT-SEC | $5,000 | ||
| Allied Collection Services of California, LLC | consumer protection violation | 2018 | CT-BKG | $5,000 | ||
| Bridgepoint Mortgage LLC | mortgage abuses | 2018 | CT-BKG | $5,000 | ||
| Empire Wine & Liquor Superstore CT, LLC | investor protection violation | 2018 | CT-SEC | $5,000 | ||
| Blaine Capital, LLC | investor protection violation | 2018 | CT-SEC | $5,000 | ||
| Aldous & Associates PLLC | consumer protection violation | 2018 | CT-BKG | $5,000 | ||
| Deily & Glastetter, LLP | consumer protection violation | 2018 | CT-BKG | $5,000 | ||
| Argent Trust Co. | consumer protection violation | 2018 | CT-BKG | $5,000 | ||
| Tech Friends, Inc. dba JailATM | consumer protection violation | 2018 | CT-BKG | $5,000 | ||
| Ameritas Life Insurance Corp. | Ameritas Mutual Holding Company | financial services | insurance violation | 2019 | CT-INS | $5,000 |
| EviCore healthcare MSI, LLC | insurance violation | 2019 | CT-INS | $5,000 | ||
| Virgo Municipal Finance Fund Limited Partnership | consumer protection violation | 2019 | CT-BKG | $5,000 | ||
| P-Square Investments LLC | consumer protection violation | 2020 | CT-BKG | $5,000 | ||
| The Hansbury Group, LLC | investor protection violation | 2020 | CT-BKG | $5,000 | ||
| Quint Wealth Management, Inc. | investor protection violation | 2020 | CT-BKG | $5,000 | ||
| Donnell Financial Group, Inc. | consumer protection violation | 2020 | CT-BKG | $5,000 | ||
| Gil Isle, LLC dba Petzold's Marine Center | environmental violation | 2019 | CT-ENV | $5,000 | ||
| DJR Tamarack, LLC | environmental violation | 2019 | CT-ENV | $5,000 | ||
| 362 Post Road, LLC | environmental violation | 2018 | CT-ENV | $5,000 | ||
| 66 High Street Guilford, LLC | environmental violation | 2018 | CT-ENV | $5,000 | ||
| S. H. Management of Stamford dba Brewer Yacht Haven Marina | environmental violation | 2015 | CT-ENV | $5,000 | ||
| Dichello Construction, LLC | environmental violation | 2014 | CT-ENV | $5,000 | ||
| Target Pest Control, LLC | environmental violation | 2013 | CT-ENV | $5,000 | ||
| M&J Developers, LLC et al. | environmental violation | 2010 | CT-ENV | $5,000 | ||
| Trans-Clean Corp. | environmental violation | 2009 | CT-ENV | $5,000 | ||
| Topstone Development Corporation | environmental violation | 2008 | CT-ENV | $5,000 | ||
| The Wood Den, Inc. | environmental violation | 2006 | CT-ENV | $5,000 | ||
| Rowley Spring and Stamping Corporation | environmental violation | 2006 | CT-ENV | $5,000 | ||
| Long Ridge Fire Company, Inc. | environmental violation | 2004 | CT-ENV | $5,000 | ||
| Nova Metal Finishing, Inc. | environmental violation | 2004 | CT-ENV | $5,000 | ||
| Opti-Gro | environmental violation | 2004 | CT-ENV | $5,000 | ||
| First Student, Inc. | FirstGroup | miscellaneous services | environmental violation | 2003 | CT-ENV | $5,000 |
| Central Scrap Metal Company, Incorporated | environmental violation | 2003 | CT-ENV | $5,000 | ||
| Inland Fuel Terminals | environmental violation | 2003 | CT-ENV | $5,000 | ||
| Sippin Brothers Oil Company, Incorporated | environmental violation | 2003 | CT-ENV | $5,000 | ||
| Advance Stone, Inc. | environmental violation | 2001 | CT-ENV | $5,000 | ||
| Great Hammock Beach Association | environmental violation | 2000 | CT-ENV | $5,000 | ||
| The Hansbury Group, LLC | investor protection violation | 2020 | CT-SEC | $5,000 | ||
| Quint Wealth Management, Inc. | investor protection violation | 2020 | CT-SEC | $5,000 | ||
| Windsor Mount Joy Mutual Insurance Company | insurance violation | 2021 | DE-INS | $5,000 | ||
| Paraco Gas Corporation | utility safety violation | 2019 | CT-PURA | $5,000 | ||
| Paraco Gas Corporation | utility safety violation | 2013 | CT-PURA | $5,000 | ||
| Caracas Construction Corp. | utility safety violation | 2011 | CT-PURA | $5,000 | ||
| John J. Brennan Construction Company, Inc. | utility safety violation | 2011 | CT-PURA | $5,000 | ||
| J.C.M. Services | utility safety violation | 2009 | CT-PURA | $5,000 | ||
| Simcroft-Echo Farms, Inc. | utility safety violation | 2008 | CT-PURA | $5,000 | ||
| Palazzo Construction, Inc. | utility safety violation | 2007 | CT-PURA | $5,000 | ||
| Butterworth & Scheck, Inc. | utility safety violation | 2006 | CT-PURA | $5,000 | ||
| Aldwych Securities LLC | investor protection violation | 2022 | CT-SEC | $5,000 | ||
| Torrington Wireless LLC | consumer protection violation | 2022 | CT-BKG | $5,000 | ||
| Olive Tree Ridge Investment Advisors LLC | investor protection violation | 2022 | CT-SEC | $5,000 | ||
| R.E.D. Technologies, LLC | environmental violation | 2021 | CT-ENV | $5,000 |
