Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| Collective Solutions, LLC | consumer protection violation | 2013 | CT-BKG | $100,000 | ||
| Commercial Loan Solutions, LLC | consumer protection violation | 2013 | CT-BKG | $100,000 | ||
| Mortgage Counseling Center | consumer protection violation | 2013 | CT-BKG | $100,000 | ||
| The Rigley Group, Inc. | consumer protection violation | 2013 | CT-BKG | $100,000 | ||
| TriMark Financial Solutions Inc | consumer protection violation | 2013 | CT-BKG | $100,000 | ||
| Forest Law Center, PLC aka Forest Law Group | consumer protection violation | 2013 | CT-BKG | $100,000 | ||
| George Russo & Associates, P.C. | consumer protection violation | 2013 | CT-BKG | $100,000 | ||
| Nationwide Debt Services, LLC | consumer protection violation | 2013 | CT-BKG | $100,000 | ||
| Sentry Legal, PLLC aka Sentry Law Firm | consumer protection violation | 2013 | CT-BKG | $100,000 | ||
| Ironclad Investments, LLC | investor protection violation | 2013 | CT-SEC | $100,000 | ||
| National Mortgage Modification Stimulus Reserve, Inc. | consumer protection violation | 2013 | CT-BKG | $100,000 | ||
| Integrity Modification Co. | consumer protection violation | 2013 | CT-BKG | $100,000 | ||
| Network Solutions Center Inc. dba Premiere Financial Center Inc. | consumer protection violation | 2013 | CT-BKG | $100,000 | ||
| Silver Law Center Inc | consumer protection violation | 2013 | CT-BKG | $100,000 | ||
| Consumer Relief Programs, Inc. dba Consumer Advocacy Assistance | consumer protection violation | 2014 | CT-BKG | $100,000 | ||
| Fortress Law Group | consumer protection violation | 2014 | CT-BKG | $100,000 | ||
| Law Offices of Timothy McCabe, P.A. | consumer protection violation | 2014 | CT-BKG | $100,000 | ||
| Arrowhead Investment, Inc. | payday lending violation | 2014 | CT-BKG | $100,000 | ||
| American Liberty Loan Consultants Inc. | consumer protection violation | 2014 | CT-BKG | $100,000 | ||
| Home Affordable Direct Inc. | consumer protection violation | 2014 | CT-BKG | $100,000 | ||
| MukLuk, LLC | consumer protection violation | 2014 | CT-BKG | $100,000 | ||
| Real Estate Solutions aka Doc Prep 101 | consumer protection violation | 2014 | CT-BKG | $100,000 | ||
| US Loan Solutions Co. | consumer protection violation | 2014 | CT-BKG | $100,000 | ||
| Home Defense Team P.A. | consumer protection violation | 2014 | CT-BKG | $100,000 | ||
| LOCN Inc. dba United Relief Services | consumer protection violation | 2014 | CT-BKG | $100,000 | ||
| Nationwide Loan Services | consumer protection violation | 2014 | CT-BKG | $100,000 | ||
| Lawson Financial LLC dba Hamp Services | consumer protection violation | 2014 | CT-BKG | $100,000 | ||
| Transfer Services Inc. dba Resolution Center dba United Law Center dba Trustee Services | consumer protection violation | 2014 | CT-BKG | $100,000 | ||
| Hatfield Portfolio Group LLC, fka Harbinger Processing Group LLC | consumer protection violation | 2015 | CT-BKG | $100,000 | ||
| Home Loan Division | consumer protection violation | 2015 | CT-BKG | $100,000 | ||
| Serrano Financial LLC dba Default Servicing | consumer protection violation | 2015 | CT-BKG | $100,000 | ||
| Apex Tax Resolution LLC dba Apex Home Solution LLC | consumer protection violation | 2015 | CT-BKG | $100,000 | ||
| Green Tree Financial Group | consumer protection violation | 2015 | CT-BKG | $100,000 | ||
| Renaissance Legal Group APC | consumer protection violation | 2015 | CT-BKG | $100,000 | ||
| AmeriTrust Law Group LLC | consumer protection violation | 2015 | CT-BKG | $100,000 | ||
| Home Tech Group, LLC | consumer protection violation | 2015 | CT-BKG | $100,000 | ||
| Portfolio Recovery Management Inc. | consumer protection violation | 2015 | CT-BKG | $100,000 | ||
| Hope for Home | consumer protection violation | 2015 | CT-BKG | $100,000 | ||
| United Collections Recovery, LLC | consumer protection violation | 2015 | CT-BKG | $100,000 | ||
| Compliance Audit Group | consumer protection violation | 2015 | CT-BKG | $100,000 | ||
| United Obligations Limited Liability Company | consumer protection violation | 2016 | CT-BKG | $100,000 | ||
| RNT Wealth Management LLC | investor protection violation | 2016 | CT-SEC | $100,000 | ||
| American Capital Revitalization Group aka ifixcredit.org | consumer protection violation | 2016 | CT-BKG | $100,000 | ||
| American Billing & Collections, Inc. | consumer protection violation | 2016 | CT-BKG | $100,000 | ||
| Evans Law Associates, P.C. | consumer protection violation | 2017 | CT-BKG | $100,000 | ||
| Tyrol Group, LLC, Native American Tyrol Energy, LLC | investor protection violation | 2017 | CT-SEC | $100,000 | ||
| CE Capital Limited aka CE Capital Ltd. | investor protection violation | 2018 | CT-SEC | $100,000 | ||
| Santander Consumer USA Inc. | Banco Santander | financial services | consumer protection violation | 2018 | CT-BKG | $100,000 |
| RMMG LLC aka Residential Mortgage Modification Group LLC | consumer protection violation | 2018 | CT-BKG | $100,000 | ||
| Signal Lake General Partner LLC | investor protection violation | 2018 | CT-SEC | $100,000 | ||
| Signal Lake Management, LLC | investor protection violation | 2018 | CT-SEC | $100,000 | ||
| Endeavor Management Solutions, LLC | investor protection violation | 2018 | CT-SEC | $100,000 | ||
| Leland Energy, Inc. | investor protection violation | 2018 | CT-SEC | $100,000 | ||
| Leland Tennessee Holdings, Inc. | investor protection violation | 2018 | CT-SEC | $100,000 | ||
| Opportunity Drilling & Acquisition Fund, LLP | investor protection violation | 2018 | CT-SEC | $100,000 | ||
| Homestead Financial Services, LLC | consumer protection violation | 2018 | CT-BKG | $100,000 | ||
| V & R Recovery | consumer protection violation | 2018 | CT-BKG | $100,000 | ||
| GHC Fund One LLC aka Gilbert Hill Fund I, LLC | investor protection violation | 2019 | CT-SEC | $100,000 | ||
| Bermingham Wealth Strategies | investor protection violation | 2019 | CT-SEC | $100,000 | ||
| North American Drilling Corporation | investor protection violation | 2020 | CT-SEC | $100,000 | ||
| Native American Energy Group, Inc. | investor protection violation | 2020 | CT-SEC | $100,000 | ||
| Insurance Trends, Inc. | investor protection violation | 2020 | CT-SEC | $100,000 | ||
| C & R Sanitation and All Waste Inc. | environmental violation | 2003 | CT-ENV | $100,000 | ||
| Wyman-Gordon Investment Castings, Inc. | Berkshire Hathaway | diversified | environmental violation | 2002 | CT-ENV | $100,000 |
| Great River, LLC and Herbert Coram, LLC | environmental violation | 2000 | CT-ENV | $100,000 | ||
| Progressive Plating Technology, Inc. | environmental violation | 2000 | CT-ENV | $100,000 | ||
| Students Loan Services LLC | consumer protection violation | 2021 | CT-BKG | $100,000 | ||
| United Property & Casualty Insurance Company | insurance violation | 2020 | CT-INS | $100,000 | ||
| Insurance Trends, Inc. | investor protection violation | 2020 | CT-SEC | $100,000 | ||
| Jax Acquisitions II LLC | investor protection violation | 2021 | CT-BKG | $100,000 | ||
| Infocom Entertainment Ltd., Inc. | consumer protection violation | 2021 | CT-BKG | $100,000 | ||
| Yes Online Inc. dba Dynamic Legal Recovery | consumer protection violation | 2022 | CT-BKG | $100,000 | ||
| Sixela LLC dba CNAC | consumer protection violation | 2022 | CT-BKG | $100,000 | ||
| CONNECTICUT MEDICAL FINANCIAL SERVICES, INC dba C.M. FINANCIAL SERVICES INC. | consumer protection violation | 2022 | CT-BKG | $100,000 | ||
| Law Offices of David M. Katz, P.C. | consumer protection violation | 2022 | CT-BKG | $100,000 | ||
| KF Pecksland, LLC | investor protection violation | 2022 | CT-SEC | $100,000 | ||
| Visual Group, LLC | investor protection violation | 2022 | CT-SEC | $100,000 | ||
| REI Holdings, LLC dba Neff Companies, LLC | consumer protection violation | 2023 | CT-BKG | $100,000 | ||
| SoLo Funds Inc. | consumer protection violation | 2023 | CT-BKG | $100,000 | ||
| Blackstone Wealth Solutions LLC | investor protection violation | 2023 | CT-SEC | $100,000 | ||
| Loan X Mortgage LLC | consumer protection violation | 2023 | CT-BKG | $100,000 | ||
| ROCKY MOUNTAIN CAPITAL MANAGEMENT LLC | consumer protection violation | 2023 | CT-BKG | $100,000 | ||
| FOREVER 21 RETAIL, INC., STORE #101 | Authentic Brands Group | retailing | workplace safety or health violation | 2014 | OSHA | $100,000 |
| Glencore Ltd. | Glencore | financial services | air pollution violation | 2013 | EPA | $98,954 |
| KONKO LLC | workplace safety or health violation | 2011 | OSHA | $98,800 | ||
| Superior Plating Co. | environmental violation | 2000 | CT-ENV | $98,000 | ||
| Directional Technologies Inc. | wage and hour violation | 2017 | WHD | $97,957 | ||
| ASSOCIATED SPRING - BARNES GROUP, INC. | Barnes Group | aerospace and military contracting | workplace safety or health violation | 2012 | OSHA | $97,600 |
| New Castle Hotels LLC | labor relations violation | 2010 | NLRB | $97,502 | ||
| The Rushford Center Inc. | wage and hour violation | 2008 | WHD | $97,085 | ||
| Algonquin Gas Transmission, LLC | Enbridge | pipelines | environmental violation | 2021 | CT-ENV | $96,730 |
| PEGASUS HOME SERVICES, INC. | workplace safety or health violation | 2022 | OSHA | $96,597 | ||
| Silver Springs Care Center | nursing home violation | 2022 | CMS | $96,525 | ||
| Electric Boat Corporation | General Dynamics | aerospace and military contracting | environmental violation | 2010 | CT-ENV | $96,000 |
| DIMENSION POLYANT SAILCLOTH INC | air pollution violation | 2004 | EPA | $95,200 | ||
| Northfield Manor | False Claims Act and related | 2005 | CT-AG | $95,000 | ||
| NLR, Inc. | environmental violation | 2013 | CT-ENV | $95,000 | ||
| Budderfly, Inc. | environmental violation | 2021 | CT-ENV | $95,000 | ||
| QUALITY ROOFING SYSTEMS, INC. | workplace safety or health violation | 2007 | OSHA | $95,000 | ||
| Custom Basements of Connecticut, LLC | consumer protection violation | 2010 | CT-DCP | $94,497 | ||
| Mediplex of Greater Hartford | labor relations violation | 2001 | NLRB | $94,492 |
