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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Apollo Global Management
Ownership Structure: publicly traded (ticker symbol APO)
Headquartered in: New York
Major Industry: private equity (including portfolio companies)
Specific Industry: private equity (including portfolio companies)
Penalty total since 2000: $1,234,942,355
Number of records: 495
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$420,064,63336
financial offenses$291,725,0007
government-contracting-related offenses$289,534,35411
competition-related offenses$131,500,0005
employment-related offenses$79,279,34396
Top 5 Primary Offense TypesPenalty TotalNumber of Records
False Claims Act and related$289,534,35411
accounting fraud or deficiencies$238,500,0003
consumer protection violation$209,452,20010
privacy violation$140,700,0005
price-fixing or anti-competitive practices$69,000,0004
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYear sort iconAgencyPenalty Amount
InterCallemployment discrimination2011OFCCP$700,000
CEC Entertainment Inc.wage and hour violation2011WHD$28,225
Gentivawage and hour violation2011WHD$58,383
Gentiva Health Services Inc.False Claims Act and related2011USAO$12,500,000
ADT Securitywage and hour violation2011PA-DLI$6,358
ADT Security Serviceswage and hour violation2011private lawsuit-federal$1,475,000
Michaels Stores, Inc.consumer protection violation2011NY-AG$1,800,000
Aviva Life and Annuity Co.insurance violation2011CO-INS$25,300
Athene Annuity & Life Assurance Company Of New Yorkinsurance violation2011WA-INS$5,000
KINDRED HOSP PITTSBURGH - NORTH SHOREenvironmental violation2011PA-ENV$20,250
Arconic Tennessee LLCair pollution violation2011TN-ENV$8,000
Univar USA Inc. fka DPC Enterprises, LPenvironmental violation2011TN-ENV$21,762
Federal-Mogul Corp.environmental violation2011VA-ENV$21,433
Federal-Mogul Corp.environmental violation2011VA-ENV$9,555
ADT SECURITY SERVICESworkplace safety or health violation2011OSHA$7,000
TENNECO AUTOMOTIVE OPERATING COMPANY INC.workplace safety or health violation2011OSHA$60,000
MAGNABLEND, INCworkplace safety or health violation2011OSHA$19,000
MAGNABLEND, INCworkplace safety or health violation2011OSHA$14,000
MAXIM CRANE WORKS, LPworkplace safety or health violation2011OSHA$18,750
BURROWS PAPER CORPORATION, PACKAGING DIVISIONworkplace safety or health violation2011OSHA$11,050
DURO BAG MANUFACTURING COMPANYworkplace safety or health violation2011OSHA$8,500
KINDRED HOSPITALworkplace safety or health violation2011OSHA$9,000
UNIVAR USA INC.workplace safety or health violation2011OSHA$28,000
KINDRED HOPSITAL AT HERITAGE VALLEYworkplace safety or health violation2011OSHA$12,000
TENNECO AUTOMOTIVE OPERATING COMPANY INC.workplace safety or health violation2011OSHA$16,500
CHUCK E. CHEESEworkplace safety or health violation2011OSHA$5,000
TENNECO-WALKER MANUFACTURINGworkplace safety or health violation2011OSHA$9,300
SUMNER REGIONAL MEDICAL CENTERworkplace safety or health violation2011OSHA$5,400
FEDERAL MOGUL TP LINERS INCworkplace safety or health violation2011OSHA$18,620
FEDERAL MOGUL CORPORATIONenvironmental violation2011EPA$119,300
Univar USA, Inc.air pollution violation2011EPA$122,550
Univar USA, Inc.environmental violation2011EPA$41,800
UNIVAR USA INC.environmental violation2011EPA$6,400
BASIC CHEMICAL SOLUTIONSrailroad safety violation2010FRA$10,000
UNIVAR USA INC.railroad safety violation2010FRA$5,000
Univar USA, Inc.tax violations2010ATTTB$50,000
Kindred Healthcare, Inc.wage and hour violation2010WHD$19,530
Kindred Nursing Centers West, LLCwage and hour violation2010WHD$92,819
Gentiva Health Services, Inc.wage and hour violation2010WHD$14,362
Kindred Healthcare, Inc.wage and hour violation2010WHD$29,405
Alcoa, Inc.labor relations violation2010NLRB$6,297
Phoenix Services LLClabor relations violation2010NLRB$20,000
Kindred Healthcare (Albuquerque) Inc.labor relations violation2010NLRB$28,700
Shutterfly, Inc.consumer protection violation2010NY-AG$952,200
Kindred Healthcare, Inc.insurance violation2010IN-INS$200,000
FEDERAL MOGUL CORPair pollution violation2010KY-ENV$5,000
Alcoa, Inc.environmental violation2010TX-ENV$19,655
Kindred Hospital Westminsterair pollution violation2010CA-SCAQMD$5,000
FEDERAL MOGUL CORP POWERTRAIN SYSTEMSworkplace safety or health violation2010OSHA$5,120
FEDERAL MOGUL CORPORATIONworkplace safety or health violation2010OSHA$5,700
KINDRED HEALTHCARE CORP DBA ASPEN PARK HEALTHCAREworkplace safety or health violation2010OSHA$7,350
FEDERAL MOGUL TP LINERS INCworkplace safety or health violation2010OSHA$5,600
FEDERAL MOGUL CORPworkplace safety or health violation2010OSHA$10,207
UNIVAR USA INCworkplace safety or health violation2010OSHA$7,000
Michaels Stores Inc.product safety violation2009CPSC$45,000
Kindred Healthcare, Inc.wage and hour violation2009WHD$30,778
Gentiva Health Services Inc.wage and hour violation2009WHD$13,919
ADT Security Services, Inc.labor relations violation2009NLRB$42,429
Alcoa, Inc.labor relations violation2009NLRB$10,784
Federal Mogul Corporationlabor relations violation2009NLRB$26,500
ALCOA, INC.labor relations violation2009NLRB$13,484
Kindred Healthcare, IncFalse Claims Act and related2009TN-AG$1,307,752
UNIVAR SOLUTIONS USA INCenvironmental violation2009MA-ENV$6,250
FEDERAL-MOGUL CORPair pollution violation2009SC-ENV$6,500
Arconic Tennessee LLCair pollution violation2009TN-ENV$20,000
Alumax Mill Products, Inc.environmental violation2009TX-ENV$9,544
Alumax Mill Products, Inc.environmental violation2009TX-ENV$46,350
Aviva USA Corporationconsumer protection violation2009private lawsuit-federal$185,250,000
BURROWS PAPER CORPORATIONworkplace safety or health violation2009OSHA$8,837
BURROWS PAPER CORPORATIONworkplace safety or health violation2009OSHA$18,450
BURROWS PAPER CORPORATIONworkplace safety or health violation2009OSHA$90,800
BURROWS PAPER CORPORATIONworkplace safety or health violation2009OSHA$19,000
TENNECO AUTOMOTIVE OPERATING COMPANY INC.workplace safety or health violation2009OSHA$6,700
UNIVAR, USA INCworkplace safety or health violation2009OSHA$5,650
FEDERAL MOGUL CORPORATIONworkplace safety or health violation2009OSHA$9,150
UNIVAR USA INC.environmental violation2009EPA$19,730
Univar USA, Inc.hazardous waste violation2009EPA$15,000
ALCOA, INC.labor relations violation2008NLRB$35,846
Alcoalabor relations violation2008NLRB$125,000
Univar USA Inc.railroad safety violation2008FRA$5,000
AmerUs Life Insurance Co. and American Investors Life Insurance Co.investor protection violation2008MN-AG$375,000
FEDERAL MOGULenvironmental violation2008IL-ENV$49,127
UNIVAR USAwater pollution violation2008IN-ENV$5,250
Federal-Mogul Powertrain LLCair pollution violation2008MN-ENV$8,500
UNIVAR USA INC KENTenvironmental violation2008WA-ENV$40,000
MAXIM CRANE WORKS LPworkplace safety or health violation2008OSHA$5,000
SOUTHERN TENNESSEE MEDICAL CENTER LLCworkplace safety or health violation2008OSHA$5,400
ADT Security Services, Inc.wage and hour violation2007WHD$5,893
Alcoa, Inc.labor relations violation2007NLRB$15,060
Tenneco Automotive, Inc.labor relations violation2007NLRB$14,233
Univar USA Inc.railroad safety violation2007FRA$7,000
Michaels Storeswage and hour violation2007private lawsuit-federal$4,300,000
Federal-Mogul Corporationbenefit plan administrator violation2007private lawsuit-federal$12,000,000
America Onlineconsumer protection violation2007MULTI-AG$3,000,000
AmerUS Life Insurance Co.insurance violation2007MN-FIN$250,000
ALCOA INCair pollution violation2007IN-ENV$7,000
FEDERAL MOGUL CORPworkplace safety or health violation2007OSHA$8,502
SHOWA ALUMINUM CORPORATION OF AMERICAworkplace safety or health violation2007OSHA$8,066
FEDERAL MOGULworkplace safety or health violation2007OSHA$5,000
LIVINGSTON REGIONAL HOSPITAL LLCworkplace safety or health violation2007OSHA$5,400
UNIVAR USA, INCenvironmental violation2007EPA$12,480
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.