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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Apollo Global Management
Ownership Structure: publicly traded (ticker symbol APO)
Headquartered in: New York
Major Industry: private equity (including portfolio companies)
Specific Industry: private equity (including portfolio companies)
Penalty total since 2000: $1,234,942,355
Number of records: 495
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$420,064,63336
financial offenses$291,725,0007
government-contracting-related offenses$289,534,35411
competition-related offenses$131,500,0005
employment-related offenses$79,279,34396
Top 5 Primary Offense TypesPenalty TotalNumber of Records
False Claims Act and related$289,534,35411
accounting fraud or deficiencies$238,500,0003
consumer protection violation$209,452,20010
privacy violation$140,700,0005
price-fixing or anti-competitive practices$69,000,0004
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense Type sort iconYearAgencyPenalty Amount
ADT LLC d/b/a ADT Security Serviceslabor relations violation2016NLRB$11,428
KINDRED TRANSITIONAL CARE AND REHABILITATIONlabor relations violation2013NLRB$11,838
Kindred Healthcarelabor relations violation2012NLRB$5,500
Alcoa, Inc.labor relations violation2010NLRB$6,297
Phoenix Services LLClabor relations violation2010NLRB$20,000
Kindred Healthcare (Albuquerque) Inc.labor relations violation2010NLRB$28,700
ADT Security Services, Inc.labor relations violation2009NLRB$42,429
Alcoa, Inc.labor relations violation2009NLRB$10,784
Federal Mogul Corporationlabor relations violation2009NLRB$26,500
ALCOA, INC.labor relations violation2009NLRB$13,484
ALCOA, INC.labor relations violation2008NLRB$35,846
Alcoalabor relations violation2008NLRB$125,000
Alcoa, Inc.labor relations violation2007NLRB$15,060
Tenneco Automotive, Inc.labor relations violation2007NLRB$14,233
Alcoa-Cleveland Workslabor relations violation2006NLRB$38,000
Alcoa, Inc.labor relations violation2006NLRB$69,800
Alcoalabor relations violation2006NLRB$70,000
Tenneco Automotivelabor relations violation2005NLRB$79,437
Federal Mogul Powertrain Systemslabor relations violation2005NLRB$15,000
Univar USA, Inc.labor relations violation2004NLRB$34,600
Kindred Hospital of Philadelphialabor relations violation2003NLRB$10,428
ADT/TYCO Security Serviceslabor relations violation2003NLRB$31,000
ALCOA Aluminumlabor relations violation2002NLRB$40,000
Burrows Paper Corporationlabor relations violation2002NLRB$253,000
Burrows Paper Corporationlabor relations violation2002NLRB$188,396
Burrows Paper Corplabor relations violation2002NLRB$40,000
TRW, Inc. TRW Valve Divisionlabor relations violation2002NLRB$28,137
ALCOAlabor relations violation2002NLRB$8,340
Federal Mogul Corporationlabor relations violation2002NLRB$19,920
BURROWS PAPER CORP.labor relations violation2001NLRB$10,791
Federal Mogul Wiper Productslabor relations violation2000NLRB$22,000
ADT Security Serviceslabor relations violation2020NLRB$14,980
Federal-Mogul Corporationlabor relations violation2017NLRB$12,073
Apollo Global Managementinvestor protection violation2016SEC$52,700,000
ADT Inc.investor protection violation2018SEC$100,000
AmerUs Life Insurance Co. and American Investors Life Insurance Co.investor protection violation2008MN-AG$375,000
Aviva Life & Annuity Companyinsurance violation2013MULTI-AG$4,000,000
Aviva Life and Annuity Co.insurance violation2011CO-INS$25,300
Kindred Healthcare, Inc.insurance violation2010IN-INS$200,000
AmerUS Life Insurance Co.insurance violation2007MN-FIN$250,000
Athene Annuity and Life Co.insurance violation2019MO-INS$5,000
Athene Life Insurance Company of New Yorkinsurance violation2016NY-DFS$142,193
Athene Life Insurance Company of New Yorkinsurance violation2018NY-DFS$15,000,000
Athene Holding Ltd.insurance violation2020NY-DFS$45,000,000
Liberty Life Insurance Companyinsurance violation2001SC-INS$10,000
Athene Annuity & Life Assurance Company Of New Yorkinsurance violation2011WA-INS$5,000
Athene Annuity And Life Companyinsurance violation2018WA-INS$10,000
Liberty Life Insurance Company of Greenville, S.C.insurance violation2005MULTI-FIN$3,075,950
Athene Annuity and Life Companyinsurance violation2021TX-INS$400,000
Athene Annuity and Life Co.insurance violation2021MD-INS$8,880
ATHENE ANNUITY AND LIFE COMPANYinsurance violation2021MN-FIN$95,000
Athene Annuity & Life Assurance Company of New Yorkinsurance violation2021NY-DFS$49,950
Athene Annuity & Life Assurance Company of New Yorkinsurance violation2020NY-DFS$100,000
Athene Annuity & Life Assurance Company of New Yorkinsurance violation2020NY-DFS$100,160
Athene Annuity & Life Co.insurance violation2022KS-INS$30,000
Athene Annuity and Life Companyinsurance violation2022WA-INS$5,000
Palestine Regional Medical CenterHHS civil monetary penalties2016HHSOIG$45,000
Southwestern Medical CenterHHS civil monetary penalties2002HHSOIG$30,000
Nexeo Solutions, LLChazardous waste violation2012AL-ENV$5,500
Univar Solutions USA Inchazardous waste violation2016CO-DPHE$8,190
VAN WATERS & ROGERS, INC.hazardous waste violation2001FL-DEP$7,900
ARCONIC LAFAYETTE OPERATONShazardous waste violation2020IN-ENV$5,000
FEDERAL MOGUL CORPhazardous waste violation2001IN-ENV$12,600
UNIVAR USA INC.hazardous waste violation2006OR-ENV$7,400
Shutterfly, Inc.hazardous waste violation2017SC-ENV$8,340
Univar Solutions USA Inc.hazardous waste violation2022EPA$134,386
Univar USA, Inc.hazardous waste violation2009EPA$15,000
Tenneco Automotive Operating Company, Inc.hazardous waste violation2020EPA$8,000
Univar Solutions USA, Inc.hazardous waste violation2022EPA$103,557
Univar U.S.A., Inc.hazardous waste violation2004EPA$23,760
Nexeo Solutions, LLChazardous waste violation2014EPA$374,058
Univar USA Inc.hazardous waste violation2019EPA$5,665
FEDERAL MOGUL IGNITION COMPANYhazardous waste violation2014EPA$12,191
Univar Solutions USA, Inchazardous waste violation2022EPA$134,386
West CorporationFamily and Medical Leave Act2014WHD$7,080
Kindred Healthcare Inc.False Claims Act and related2016DOJ_CIVIL$125,000,000
Lifepoint Hospitals, Inc.False Claims Act and related2013DOJ_CIVIL$2,522,502
Odyssey HealthCareFalse Claims Act and related2012DOJ_CIVIL$25,000,000
Odyssey HealthCareFalse Claims Act and related2006DOJ_CIVIL$12,900,000
Vencor Inc. and Ventas Inc.False Claims Act and related2001DOJ_CIVIL$104,500,000
Southern Tennessee Medical Center LLCFalse Claims Act and related2016USAO$2,481,856
Iowa Hospice LLCFalse Claims Act and related2015USAO$1,088,244
Gentiva Health Services Inc.False Claims Act and related2011USAO$12,500,000
Livingston Regional Hospital, LLCFalse Claims Act and related2018USAO$784,000
Kindred Healthcare, IncFalse Claims Act and related2009TN-AG$1,307,752
Vaughan Regional Medical Center et al.False Claims Act and related2019USAO$1,450,000
UNIVAR SOLUTIONS USA INCenvironmental violation2013PA-ENV$6,477
UNIVAR SOLUTIONS USA INCenvironmental violation2013PA-ENV$7,836
UNIVAR SOLUTIONS USA INCenvironmental violation2013PA-ENV$6,630
UNIVAR SOLUTIONS USA INCenvironmental violation2019PA-ENV$24,000
UNIVAR SOLUTIONS USA INCenvironmental violation2017PA-ENV$65,000
UNIVAR SOLUTIONS USA INCenvironmental violation2016PA-ENV$7,350
UNIVAR SOLUTIONS USA INCenvironmental violation2016PA-ENV$13,500
UNIVAR SOLUTIONS USA INCenvironmental violation2013PA-ENV$37,165
KINDRED HOSP PITTSBURGH - NORTH SHOREenvironmental violation2011PA-ENV$20,250
Arconic Incenvironmental violation2018IA-ENV$5,000
FEDERAL MOGULenvironmental violation2008IL-ENV$49,127
UNIVAR USA, INCenvironmental violation2003KY-ENV$8,750
Nexeo Solutions, LLCenvironmental violation2019LA-ENV$40,000
UNIVAR SOLUTIONS USA INCenvironmental violation2009MA-ENV$6,250
UNIVAR SOLUTIONS USA INCenvironmental violation2005MA-ENV$12,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.