Violation Tracker Parent Headquarters Summary Page

HQ Country: 
Canada
Parent Penalty Total since 2000: 
$1,792,146,715
Number of Records: 
2,182
Note: 
The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Amaya Inc.$731,000,0001
Sun Life Financial$277,881,6037
Canadian Imperial Bank of Commerce$205,000,0002
Royal Bank of Canada$84,522,09710
Toronto-Dominion Bank$73,826,31312
Nutrien Ltd.$58,031,738112
Power Financial Corporation$56,350,0003
Novelion Therapeutics$39,100,0002
Extendicare$38,123,0419
Nortel Networks$35,000,0001


Individual Penalty Records:

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Company Parent Parent Major Industry Primary Offense Type Year Agency Penalty Amountsort icon
PokerStars and Full Tilt Poker Amaya Inc. entertainment anti-money-laundering deficiencies 2012 USAO $731,000,000
Massachusetts Financial Services Co. Sun Life Financial financial services securities issuance or trading violation 2004 SEC $225,000,000
Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce financial services securities issuance or trading violation 2005 SEC $125,000,000
Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce financial services accounting fraud or deficiencies 2003 SEC $80,000,000
Putnam Investment Management LLC Power Financial Corporation financial services securities issuance or trading violation 2004 SEC $55,000,000
PCS Nitrogen Fertilizer, AA Sulfuric Inc., and White Springs Agricultural Chemicals Inc. Nutrien Ltd. chemicals environmental violation 2014 EPA $51,300,000
Massachusetts Financial Services Company Sun Life Financial financial services securities issuance or trading violation 2004 SEC $50,000,000
Extendicare Health Services Inc. and Progressive Step Corporation Extendicare healthcare services False Claims Act 2014 DOJ_CIVIL $38,000,000
TD Bank, National Association Toronto-Dominion Bank financial services banking violation 2013 OCC $37,500,000
Royal Bank of Canada Royal Bank of Canada financial services securities issuance or trading violation 2014 CFTC $35,000,000
Nortel Networks Corporation Nortel Networks telecommunications accounting fraud or deficiencies 2007 SEC $35,000,000
Aegerion Pharmaceuticals Inc. Novelion Therapeutics pharmaceuticals drug or medical equipment safety violation 2017 DOJ_CIVIL $35,000,000
RBC Capital Markets LLC Royal Bank of Canada financial services investor protection violation 2011 SEC $30,400,000
John Hancock Investment Management Services, LLC Manulife Financial financial services investor protection violation 2007 SEC $19,787,879
Tampa Electric Company Emera utilities and power generation environmental violation 2000 EPA $16,500,000
TD Bank Toronto-Dominion Bank financial services investor protection violation 2013 SEC $15,000,000
Dain Rauscher Incorporated Royal Bank of Canada financial services securities issuance or trading violation 2000 SEC $12,941,191
Chemtrade Logistics, Chemtrade Refinery Services and Marsulex Chemtrade Logistics chemicals environmental violation 2009 EPA $12,700,000
Columbia Gas Transmission Corporation and Columbia Gulf Transmission TransCanada pipelines energy market violation 2008 FERC $10,000,000
BMO Harris Bank, N.A. Bank of Montreal financial services fraud 2018 USAO $10,000,000
TD Bank Toronto-Dominion Bank financial services wage and hour violation 2015 private lawsuit-federal $9,900,000
Omega Protein, Inc. Cooke Inc. food products environmental violation 2013 EPA $7,500,000
Calfrac Well Services Calfrac Well Services oilfield services and supplies wage and hour violation 2015 private lawsuit-federal $6,000,000
TD Bank Toronto-Dominion Bank financial services wage and hour violation 2014 private lawsuit-federal $6,000,000
ResCare Iowa Inc. Onex private equity (including portfolio companies) False Claims Act 2015 DOJ_CIVIL $5,630,000
Canadian National Railway Canadian National Railway railroads telecommunications violation 2014 FCC $5,250,000
Saks & Company Hudson's Bay Co. retailing wage and hour violation 2018 private lawsuit-state $5,030,000
Moran Foods Onex private equity (including portfolio companies) wage and hour violation 2014 private lawsuit-federal $4,500,000
Aegerion Pharmaceuticals Novelion Therapeutics pharmaceuticals investor protection violation 2017 SEC $4,100,000
BMO Financial Bank of Montreal financial services wage and hour violation 2015 private lawsuit-federal $3,900,000
Tucson Electric Power Fortis utilities and power generation environmental violation 2015 EPA $3,800,000
TAMPA ELECTRIC COMPANY - GANNON PLANT & BIG BEND PLANT Emera utilities and power generation environmental violation 2001 EPA (*) $3,500,000
Canadian National Canadian National Railway railroads employment discrimination 2010 private lawsuit-federal $3,000,000
PCS Nitrogen Fertilizer, L.P. (National Case)(Lead) Nutrien Ltd. chemicals environmental violation 2015 EPA (*) $2,968,750
LIMA REFINING Husky Energy oil and gas environmental violation 2017 EPA $2,603,491
CCS (USA) Inc Tervita waste management and environmental services environmental violation 2014 EPA $2,500,000
Washington Gas Energy Systems AltaGas utilities and power generation fraud 2014 DOJ_ANTITRUST $2,500,000
RBC Capital Markets LLC Royal Bank of Canada financial services investor protection violation 2016 SEC $2,500,000
Celestica Celestica miscellaneous services wage and hour violation 2010 private lawsuit-federal $2,500,000
CELESTICA CORPORATION Celestica miscellaneous services labor relations violation 2004 NLRB $2,499,606
Columbia Gulf Transmission Company TransCanada pipelines energy market violation 2007 FERC $2,000,000
TD Waterhouse Investor Services, Inc. Toronto-Dominion Bank financial services investor protection violation 2004 SEC $2,000,000
Domtar Paper Domtar paper and packaging environmental violation 2011 EPA $1,959,000
Massachusetts Financial Services Company Sun Life Financial financial services investor protection violation 2018 SEC $1,900,000
PCS Nitrogen Inc. Nutrien Ltd. chemicals environmental violation 2003 USAO $1,750,000
Celestica Celestica miscellaneous services wage and hour violation 2008 private lawsuit-federal $1,700,000
Westinghouse Electric Corp., Science & Technology Center Brookfield Asset Management diversified labor relations violation 2000 NLRB $1,630,000
Streit Group FZE and Striet Middle East FZCO Streit Group miscellaneous manufacturing export control violation 2015 BIS $1,600,000
Streit USA Armoring. LLC Streit Group miscellaneous manufacturing export control violation 2015 BIS $1,600,000
RBC Dain Rauscher Inc Royal Bank of Canada financial services investor protection violation 2006 SEC $1,500,000
MINERAL PARK MINE Waterton Global Resource Management mining and minerals environmental violation 2012 EPA $1,300,000
SUNCOR ENERGY - DENVER REFINERY 080010000300056 Suncor Energy oil and gas environmental violation 2001 EPA $1,283,000
Canadian Pacific Railway Canadian Pacific Railway railroads telecommunications violation 2016 FCC $1,210,000
Omega Protein Inc. Cooke Inc. food products environmental violation 2017 EPA $1,200,000
Manulife Financial Corporation Manulife Financial financial services premerger notification violation 2004 DOJ_ANTITRUST $1,000,000
The Pantry Inc. Couche-Tard retailing wage and hour violation 2009 private lawsuit-federal $1,000,000
TD Options LLC Toronto-Dominion Bank financial services investor protection violation 2009 SEC $1,000,000
Putnam Investment Management, LLC Power Financial Corporation financial services investor protection violation 2018 SEC $1,000,000
TD Bank Toronto-Dominion Bank financial services wage and hour violation 2013 private lawsuit-federal $975,000
Husky Energy, Inc./Lima Refining Company Husky Energy oil and gas wage and hour violation 2009 WHD $969,182
Kinross Gold Corporation Kinross Gold mining and minerals Foreign Corrupt Practices Act 2018 SEC $950,000
Massachusetts Financial Services Company Sun Life Financial financial services securities issuance or trading violation 2003 SEC $917,858
RESCARE, INC. D/B/A VOCA CORPORATION OF AMERICA Onex private equity (including portfolio companies) labor relations violation 2003 NLRB $900,000
PCS NITROGEN FERTILIZER, L.P./AA SULFURIC, INC./WHITE SPRINGS AGRICULTURAL CHEMICALS, INC. (NC) Nutrien Ltd. chemicals environmental violation 2015 EPA $831,250
Ferris, Baker Watts, Inc. Royal Bank of Canada financial services investor protection violation 2009 SEC $800,656
Bank of Nova Scotia Scotiabank financial services investor protection violation 2018 CFTC $800,000
Agrium US Inc. and Royster-Clark Inc Nutrien Ltd. chemicals environmental violation 2007 USCG $750,000
City National Bank Royal Bank of Canada financial services banking violation 2005 OCC $750,000
ROYSTER-CLARK NITROGEN Nutrien Ltd. chemicals environmental violation 2007 EPA $750,000
BMO Financial Bank of Montreal financial services wage and hour violation 2016 private lawsuit-federal $700,000
Barrick Gold Barrick Gold mining and minerals environmental violation 2013 EPA $618,000
Barrick Gold US Inc Barrick Gold mining and minerals environmental violation 2013 EPA (*) $618,000
Toronto-Dominion Bank Toronto-Dominion Bank financial services economic sanction violation 2017 OFAC $516,105
Homestake Mining Company Barrick Gold mining and minerals environmental violation 2014 EPA $500,000
RBC Capital Markets, LLC Royal Bank of Canada financial services securities issuance or trading violation 2015 SEC $500,000
TD Securities (USA) LLC Toronto-Dominion Bank financial services investor protection violation 2016 SEC $500,000
Lululemon Lululemon Athletica apparel wage and hour violation 2010 private lawsuit-state $500,000
SUNCOR ENERGY (USA) INC (COU000352) COMPLIANCE ORDER ON CONSENT Suncor Energy oil and gas environmental violation 2015 EPA $500,000
GENERAL CHEMICAL CORPORATION Chemtrade Logistics chemicals environmental violation 2002 EPA $485,000
CGI-AMS, Inc. CGI information technology wage and hour violation 2004 WHD $468,422
Lululemon Lululemon Athletica apparel wage and hour violation 2014 private lawsuit-federal $450,000
Illinois Central Railroad Canadian National Railway railroads workplace whistleblower retaliation 2012 OSHA $424,401
COLUMBIA GAS TRANSMISSION LLC TransCanada pipelines environmental violation 2002 PHMSA $400,000
BMO Harris Bank Bank of Montreal financial services employment discrimination 2013 EEOC $400,000
GENERAL CHEMICAL CORPORATION Chemtrade Logistics chemicals environmental violation 2002 EPA $400,000
BUCKHORN MOUNTAIN PROJECT Kinross Gold mining and minerals environmental violation 2012 EPA $395,000
BUCKHORN MOUNTAIN PROJECT Kinross Gold mining and minerals environmental violation 2012 EPA $395,000
TD Bank Toronto-Dominion Bank financial services wage and hour violation 2010 private lawsuit-federal $375,000
Wisconsin Central Limited Canadian National Railway railroads workplace whistleblower retaliation 2014 OSHA $352,082
Columbia Gas Transmission, LLC TransCanada pipelines energy market violation 2015 FERC $350,000
Putnam Investment Management, LLC Power Financial Corporation financial services investor protection violation 2007 SEC $350,000
Nutrien Ag Solutions Nutrien Ltd. chemicals environmental violation 2018 EPA $331,353
Nutrien Ag Solutions d/b/a Crop Production Service Nutrien Ltd. chemicals environmental violation 2018 EPA (*) $331,353
JEROME CHEESE COMPANY Agropur food products environmental violation 2013 EPA $304,000
AGRIUM U.S. INC. Nutrien Ltd. chemicals environmental violation 2011 EPA $300,000
GENERAL CHEMICAL CORPORATION Chemtrade Logistics chemicals workplace safety or health violation 2000 OSHA $295,000
Harris N.A. Bank of Montreal financial services benefit plan administrator violation 2007 EBSA $274,600
CHEMTRADE LOGISTICS (NATIONAL CASE)(LEAD) Chemtrade Logistics chemicals environmental violation 2009 EPA (*) $273,334
Chemtrade Logistics Chemtrade Logistics chemicals environmental violation 2009 EPA (*) $273,333
Tampa Electric Company Emera utilities and power generation labor relations violation 2006 NLRB $269,518
Scotia Capital Inc. Scotiabank financial services securities issuance or trading violation 2010 CFTC $250,000
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.