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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Canada
Current Parent Penalty Total since 2000: $5,978,390,296
Number of Records: 3,981
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Royal Bank of Canada$1,143,468,40947
Bausch Health$795,555,37827
BC Hydro$750,037,0003
Sun Life Financial$631,219,10312
Toronto-Dominion Bank$575,897,03534
Manulife Financial$319,190,76429
Enbridge$283,876,316116
Scotiabank$223,850,0008
Canadian Imperial Bank of Commerce$206,086,5987
Nutrien Ltd.$201,530,846189

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount sort icon
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2008MULTI-AG$859,800,000
PowerexBC Hydroutilities and power generationprice-fixing or anti-competitive practices2013CA-AG$750,000,000
Massachusetts Financial Services Co.Sun Life Financialfinancial servicesinvestor protection violation2004NY-AG$350,000,000
Bausch Health Companies Inc.Bausch Healthpharmaceuticalsprice-fixing or anti-competitive practices2022private lawsuit-federal$300,000,000
Massachusetts Financial Services Co.Sun Life Financialfinancial servicesinvestor protection violation2004SEC$225,000,000
Enbridge Energy Limited PartnershipEnbridgepipelinesenvironmental violation2016EPA$177,400,000
Valeant Pharmaceuticals International, Inc.Bausch Healthpharmaceuticalsinvestor protection violation2017MULTI-AG$145,000,000
Canadian Imperial Bank of CommerceCanadian Imperial Bank of Commercefinancial servicesinvestor protection violation2005SEC$125,000,000
Canadian Imperial Bank of CommerceCanadian Imperial Bank of Commercefinancial servicesinvestor protection violation2005NY-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000
John Hancock Life Insurance CompanyManulife Financialfinancial servicesconsumer protection violation2022private lawsuit-federal$123,074,128
TD Bank, N.A.Toronto-Dominion Bankfinancial servicesconsumer protection violation2020CFPB$122,000,000
ConvergEx GroupToronto-Dominion Bankfinancial servicesinvestor protection violation2013SEC$107,424,429
John Hancock Life Insurance CompanyManulife Financialfinancial servicesconsumer protection violation2019private lawsuit-federal$91,250,000
PCS Nitrogen Fertilizer, L.P.Nutrien Ltd.chemicalsenvironmental violation2022EPA$84,510,023
Canadian Imperial Bank of CommerceCanadian Imperial Bank of Commercefinancial servicesaccounting fraud or deficiencies2003SEC$80,000,000
The Bank of Nova ScotiaScotiabankfinancial servicesinvestor protection violation2020CFTC$77,400,000
Enbridge Energy LPEnbridgepipelinesenvironmental violation2015MI-AG$75,000,000
TD Bank N.A.Toronto-Dominion Bankfinancial servicesconsumer protection violation2020private lawsuit-federal$70,000,000
Louis Berger Group Inc.WSP Globalconstruction and engineeringFalse Claims Act and related2010USAO$69,300,000
City National BankRoyal Bank of Canadafinancial servicesbanking violation2024OCC$65,000,000
TD Bank N.A.Toronto-Dominion Bankfinancial servicesconsumer protection violation2013private lawsuit-federal$62,000,000
Enbridge Energy L. P.Enbridgepipelinesenvironmental violation2017EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $62,000,000
Bank of Nova ScotiaScotiabankfinancial servicesprice-fixing or anti-competitive practices2020DOJ_CRIMINAL$60,400,000
Salix Pharmaceuticals Inc.Bausch Healthpharmaceuticalskickbacks and bribery2016USAO$54,000,000
PCS Nitrogen Fertilizer, AA Sulfuric Inc., and White Springs Agricultural Chemicals Inc.Nutrien Ltd.chemicalsenvironmental violation2014EPA$51,300,000
ChemtradeChemtrade Logisticschemicalsprice-fixing or anti-competitive practices2019private lawsuit-federal$51,000,000
Massachusetts Financial Services CompanySun Life Financialfinancial servicesinvestor protection violation2004SEC$50,000,000
Parsons BrinkerhoffWSP Globalconstruction and engineeringFalse Claims Act and related2008MA-AG$50,000,000
The Bank of Nova ScotiaScotiabankfinancial servicesinvestor protection violation2020CFTC$50,000,000
Apotex CorporationApotex Corp.pharmaceuticalsFalse Claims Act and related2021DOJ_CIVIL$49,000,000
Bausch HealthBausch Healthpharmaceuticalsaccounting fraud or deficiencies2020SEC$45,000,000
ConvergEx Group LLCToronto-Dominion Bankfinancial servicesfraud2014DOJ_CRIMINAL$43,800,000
Potash Corp. of Saskatchewan Inc.Nutrien Ltd.chemicalsprice-fixing or anti-competitive practices2013private lawsuit-federal$43,750,000
Genesee & Wyoming Railroad Services Inc.Brookfield Corporationdiversifiedenvironmental violation2023EPA$43,350,000
TD Bank N.A.Toronto-Dominion Bankfinancial servicesconsumer protection violation2022private lawsuit-federal$41,500,000
BMO Harris Financial Advisors Inc. and BMO Asset Management Corp.Bank of Montrealfinancial servicesinvestor protection violation2019SEC$37,980,000
TD Bank, National AssociationToronto-Dominion Bankfinancial servicesbanking violation2013OCC$37,500,000
Valeant Pharmaceuticals International, Inc.Bausch Healthpharmaceuticalsprice-fixing or anti-competitive practices2012private lawsuit-federal$37,500,000
Royal Bank of CanadaRoyal Bank of Canadafinancial servicesinvestor protection violation2014CFTC$35,000,000
Medicis Pharmaceutical Corp.Bausch Healthpharmaceuticalsprice-fixing or anti-competitive practices2018private lawsuit-federal$35,000,000
Bank of MontrealBank of Montrealfinancial servicesinvestor protection violation2023CFTC$35,000,000
ISTA Pharmaceuticals, Inc.Bausch HealthpharmaceuticalsFalse Claims Act and related2013DOJ_CIVIL$33,500,000
City National BankRoyal Bank of Canadafinancial servicesdiscriminatory practices (non-employment)2023DOJ_RIGHTS$31,000,000
RBC Capital Markets LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2011SEC$30,400,000
Norbord Industries Inc.West Fraser Timberbuilding materialsprice-fixing or anti-competitive practices2008private lawsuit-federal$30,000,000
John Hancock Life & Health Insurance CompanyManulife Financialfinancial servicesinsurance violation2022NY-DFS$26,300,000
Royal Bank of CanadaRoyal Bank of Canadafinancial servicesprice-fixing or anti-competitive practices2023private lawsuit-federal$25,250,000
BMO Capital Markets CorpBank of Montrealfinancial servicesinvestor protection violation2023SEC$25,000,000
Biovail Pharmaceuticals Inc.Bausch Healthpharmaceuticalskickbacks and bribery2009USAO$24,647,876
John Hancock Life Insurance CompanyManulife Financialfinancial servicesdiscriminatory practices (non-employment)2009private lawsuit-federal$24,400,000
Apotex Corp.Apotex Corp.pharmaceuticalsprice-fixing or anti-competitive practices2020DOJ_ANTITRUST$24,100,000
Medicis Pharmaceutical Corp.Bausch Healthpharmaceuticalsprice-fixing or anti-competitive practices2018private lawsuit-federal$23,000,000
Valeant Pharmaceuticals International, Inc.Bausch Healthpharmaceuticalsprice-fixing or anti-competitive practices2022private lawsuit-federal$23,000,000
TD Securities (USA) LLCToronto-Dominion Bankfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
John Hancock Investment Management Services, LLCManulife Financialfinancial servicesinvestor protection violation2007SEC$19,787,879
Bank of the WestBank of Montrealfinancial servicesconsumer protection violation2012private lawsuit-federal$18,000,000
Bausch & LombBausch Healthpharmaceuticalsprice-fixing or anti-competitive practices2001MULTI-AG$17,500,000
Louis Berger International Inc.WSP Globalconstruction and engineeringForeign Corrupt Practices Act2015DOJ_CRIMINAL$17,100,000
Tampa Electric CompanyEmerautilities and power generationenvironmental violation2000EPA$16,500,000
RBC Capital Markets LLCRoyal Bank of Canadafinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$15,500,000
TD BankToronto-Dominion Bankfinancial servicesinvestor protection violation2013SEC$15,000,000
Bank of Nova ScotiaScotiabankfinancial servicesinvestor protection violation2023CFTC$15,000,000
John Hancock Life Insurance CompanyManulife Financialfinancial servicesbenefit plan administrator violation2021private lawsuit-federal$14,000,000
ChemtradeChemtrade Logisticschemicalsprice-fixing or anti-competitive practices2019private lawsuit-federal$14,000,000
John Hancock Life Insurance CompanyManulife Financialfinancial servicesinsurance violation2012MULTI-FIN$13,300,000
Dain Rauscher IncorporatedRoyal Bank of Canadafinancial servicesinvestor protection violation2000SEC$12,941,191
Chemtrade Logistics, Chemtrade Refinery Services and MarsulexChemtrade Logisticschemicalsenvironmental violation2009EPA$12,700,000
Bank of Nova ScotiaScotiabankfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$12,500,000
Saks & Co. Inc.Hudson's Bay Co.retailingprice-fixing or anti-competitive practices2005private lawsuit-federal$12,437,500
TD Bank N.A.Toronto-Dominion Bankfinancial servicesconsumer protection violation2023private lawsuit-federal$11,900,000
Valeant Pharmaceuticals International, Inc.Bausch Healthpharmaceuticalsprice-fixing or anti-competitive practices2013private lawsuit-federal$11,750,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2019SEC$11,715,395
Enbridge EnergyEnbridgepipelinesenvironmental violation2022MN-ENV$11,000,000
RBC Mortgage CompanyRoyal Bank of Canadafinancial servicesFalse Claims Act and related2008DOJ_CIVIL$10,710,000
SuncorSuncor Energyoil and gasenvironmental violation2024CO-DPHE$10,500,000
Columbia Gas Transmission Corporation and Columbia Gulf TransmissionTC Energypipelinesenergy market violation2008FERC$10,000,000
Biovail CorporationBausch Healthpharmaceuticalsaccounting fraud or deficiencies2008SEC$10,000,000
BMO Harris Bank, N.A.Bank of Montrealfinancial servicesfraud2018USAO$10,000,000
Agrium Inc.Nutrien Ltd.chemicalsprice-fixing or anti-competitive practices2013private lawsuit-federal$10,000,000
Bausch & Lomb Inc.Bausch Healthpharmaceuticalsprice-fixing or anti-competitive practices2020private lawsuit-federal$10,000,000
TD BankToronto-Dominion Bankfinancial serviceswage and hour violation2015private lawsuit-federal$9,900,000
Medicis Pharmaceutical CorporationBausch Healthpharmaceuticalsoff-label or unapproved promotion of medical products2007DOJ_CIVIL$9,800,000
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2008MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $9,800,000
BMO HarrisBank of Montrealfinancial servicesconsumer protection violation2013private lawsuit-federal$9,400,000
American National Insurance CompanyBrookfield Corporationdiversifiedconsumer protection violation2011private lawsuit-federal$9,059,500
Ainsworth Lumber Co. Ltd.West Fraser Timberbuilding materialsprice-fixing or anti-competitive practices2008private lawsuit-federal$8,600,000
Circle K Stores Inc.Couche-Tardretailingemployment discrimination2022EEOC$8,000,000
Royal Bank of CanadaRoyal Bank of Canadafinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$8,000,000
Omega Protein, Inc.Cooke Inc.food productsenvironmental violation2013EPA$7,500,000
Air CanadaAir Canadaairlinesprice-fixing or anti-competitive practices2012private lawsuit-federal$7,500,000
Scotia Capital (USA) Inc.Scotiabankfinancial servicesinvestor protection violation2023SEC$7,500,000
Salix Pharmaceuticals Inc.Bausch Healthpharmaceuticalskickbacks and bribery2016MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $7,470,000
Medicis PharmaceuticalBausch Healthpharmaceuticalsemployment discrimination2016private lawsuit-federal$7,150,000
Enbridge EnergyEnbridgepipelinesenvironmental violation2020EPA$6,772,150
American National Insurance Co.Brookfield Corporationdiversifiedconsumer protection violation2007TX-AG$6,500,000
Calfrac Well ServicesCalfrac Well Servicesoilfield services and supplieswage and hour violation2015private lawsuit-federal$6,000,000
TD BankToronto-Dominion Bankfinancial serviceswage and hour violation2014private lawsuit-federal$6,000,000
Royal Bank of CanadaRoyal Bank of Canadafinancial servicesaccounting fraud or deficiencies2023SEC$6,000,000
General Growth Properties, Inc.Brookfield Corporationdiversifiedbenefit plan administrator violation2010private lawsuit-federal$5,750,000
ICN Pharmaceuticals, Inc.Bausch Healthpharmaceuticalsfraud2001USAO$5,600,000
Canadian National RailwayCanadian National Railwayrailroadstelecommunications violation2014FCC$5,250,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.