Unum Insurance Co. |
Unum |
kickbacks and bribery |
2008 |
CA-MULTI |
$250,000 |
Unum Life Insurance Company of America et al. |
Unum |
insurance violation |
2005 |
CA-INS |
$8,598,503 |
UnumProvident Corp. et al. |
Unum |
insurance violation |
2006 |
CA-INS |
$700,000 |
Unum Life Insurance Company of America |
Unum |
insurance violation |
2014 |
CA-INS |
$25,000 |
Unum Life Insurance Company of America |
Unum |
insurance violation |
2012 |
MD-INS |
$19,000 |
Unum Life Insurance Company of America |
Unum |
insurance violation |
2015 |
MD-INS |
$35,000 |
Provident Life and Accident Insurance Co. |
Unum |
insurance violation |
2000 |
NC-INS |
$80,000 |
UNUM LIFE INSURANCE COMPANY |
Unum |
insurance violation |
2003 |
VA-INS |
$14,000 |
Unum Life Insurance Company Of America |
Unum |
insurance violation |
2010 |
WA-INS |
$7,000 |
Unum Life Insurance Company Of America |
Unum |
insurance violation |
2011 |
WA-INS |
$75,000 |
Unum Life Insurance Company Of America |
Unum |
insurance violation |
2018 |
WA-INS |
$7,000 |
First Unum Life Insurance Company of America and Paul Revere Life Insurance Company |
Unum |
privacy violation |
2021 |
NY-DFS |
$1,800,000 |
Provident Life and Accident Insurance Co. |
Unum |
insurance violation |
2021 |
CT-INS |
$7,500 |
UNUM Life Insurance Company of America |
Unum |
insurance violation |
2021 |
CT-INS |
$12,500 |
UNUM GROUP CORPORATION |
Unum |
workplace safety or health violation |
2011 |
OSHA |
$5,400 |
USAA Insurance |
USAA |
labor relations violation |
2005 |
NLRB |
$125,361 |
USAA |
USAA |
wage and hour violation |
2008 |
private lawsuit-federal |
$738,423 |
USAA Federal Savings Bank |
USAA |
consumer protection violation |
2019 |
CFPB |
$15,500,000 |
United Services Automobile Association |
USAA |
discriminatory practices (non-employment) |
2014 |
MA-AG |
$50,000 |
United Services Automobile Association |
USAA |
consumer protection violation |
2010 |
MA-AG |
$25,000 |
United Services Automobile Association |
USAA |
consumer protection violation |
2010 |
MA-AG |
$2,300,000 |
USAA Federal Savings Bank |
USAA |
consumer protection violation |
2003 |
NY-AG |
$33,500 |
United Services Automobile Association et al. |
USAA |
insurance violation |
2016 |
DE-INS |
$34,000 |
United Service Automobile Association et al. |
USAA |
insurance violation |
2019 |
DE-INS |
$32,500 |
USAA Life Insurance Co. |
USAA |
insurance violation |
2007 |
FL-OFR |
$22,500 |
USAA Life Insurance Co. |
USAA |
insurance violation |
2009 |
FL-OFR |
$50,000 |
United Services Automobile Association |
USAA |
insurance violation |
2001 |
KS-INS |
$5,000 |
USAA Life Insurance Co. |
USAA |
insurance violation |
2014 |
MD-INS |
$9,000 |
USAA Casualty Insurance Co. et al. |
USAA |
insurance violation |
2014 |
MD-INS |
$5,000 |
USAA Casualty Insurance Co. |
USAA |
insurance violation |
2014 |
MN-FIN |
$5,000 |
USAA Casualty Insurance Co. |
USAA |
insurance violation |
2015 |
MN-FIN |
$50,000 |
United Services Automobile Association et al. |
USAA |
insurance violation |
2007 |
MO-INS |
$6,000 |
USAA Casualty Insurance and United Services Auto Association |
USAA |
insurance violation |
2003 |
NJ-DBI |
$6,200,000 |
USAA |
USAA |
insurance violation |
2002 |
OH-INS |
$30,000 |
USAA Life Insurance Company of New York |
USAA |
insurance violation |
2016 |
NY-DFS |
$10,000 |
United Services Automobile Association |
USAA |
insurance violation |
2018 |
OR-FIN |
$6,200 |
USAA General Indemnity Company |
USAA |
insurance violation |
2018 |
OR-FIN |
$5,000 |
USAA General Indemnity Company |
USAA |
insurance violation |
2016 |
RI-FIN |
$15,000 |
USAA Casualty Insurance Company |
USAA |
insurance violation |
2019 |
RI-FIN |
$8,000 |
USAA Casualty Insurance Company |
USAA |
insurance violation |
2020 |
RI-FIN |
$12,000 |
USAA Casualty Insurance Co. |
USAA |
insurance violation |
2010 |
SC-INS |
$7,000 |
United Services Automobile Association |
USAA |
insurance violation |
2011 |
SC-INS |
$8,000 |
United Services Automobile Association et al. |
USAA |
insurance violation |
2018 |
TX-INS |
$40,000 |
United Services Automobile Association |
USAA |
insurance violation |
2006 |
VA-INS |
$5,000 |
United Services Automobile Association |
USAA |
insurance violation |
2007 |
VA-INS |
$6,000 |
UNITED SERVICES AUTOMOBILE ASSOCIATION ET AL. |
USAA |
insurance violation |
2017 |
VA-INS |
$182,209 |
USAA CASUALTY INSURANCE CO ET AL. |
USAA |
insurance violation |
2018 |
VA-INS |
$4,396,720 |
United Services Automobile Association (USAA) |
USAA |
insurance violation |
2017 |
VT-FIN |
$85,000 |
USAA General Indemnity Co. et al. |
USAA |
insurance violation |
2020 |
MD-INS |
$67,500 |
USAA Casualty Insurance Co. |
USAA |
insurance violation |
2020 |
OR-FIN |
$50,000 |
USAA Federal Savings Bank |
USAA |
banking violation |
2020 |
OCC |
$85,000,000 |
USAA Federal Savings Bank |
USAA |
banking violation |
2020 |
OCC |
$382,500 |
USAA Casualty Insurance Company et al. |
USAA |
insurance violation |
2021 |
NH-INS |
$25,000 |
United Services Automobile Association et al. |
USAA |
insurance violation |
2021 |
VA-INS |
$10,000 |
United Services Automobile Association |
USAA |
insurance violation |
2021 |
CT-INS |
$32,500 |
USAA Casualty Insurance Co. |
USAA |
insurance violation |
2021 |
CT-INS |
$36,500 |
USAA Indemnity Co. |
USAA |
insurance violation |
2021 |
CT-INS |
$32,500 |
USAA Casualty Insurance Company et al. |
USAA |
insurance violation |
2021 |
KS-INS |
$5,000 |
United Services Automobile Association et al. |
USAA |
consumer protection violation |
2022 |
VA-INS |
$71,358 |
USAA Federal Savings Bank |
USAA |
anti-money-laundering deficiencies |
2022 |
OCC |
$60,000,000 |
USAA Federal Savings Bank |
USAA |
anti-money-laundering deficiencies |
2022 |
FINCEN |
$80,000,000 |
Vanguard Group |
Vanguard Group |
employment discrimination |
2010 |
EEOC |
$300,000 |
Vanguard Group, Inc. |
Vanguard Group |
employment discrimination |
2008 |
EEOC |
$500,000 |
Vanguard Advisers Inc. |
Vanguard Group |
investor protection violation |
2017 |
PA-BKG |
$23,480 |
Knight Securities, L.P. |
Virtu Financial |
investor protection violation |
2004 |
SEC |
$66,500,000 |
KCG Americas LLC |
Virtu Financial |
investor protection violation |
2015 |
SEC |
$1,055,197 |
Knight Capital Americas LLC |
Virtu Financial |
investor protection violation |
2013 |
SEC |
$12,000,000 |
Knight Financial Products, LLC |
Virtu Financial |
investor protection violation |
2009 |
SEC |
$2,040,000 |
Knight Securities, L.P. |
Virtu Financial |
investor protection violation |
2002 |
SEC |
$75,000 |
Virtu Americas LLC |
Virtu Financial |
investor protection violation |
2019 |
SEC |
$1,500,000 |
Knight Securities, L.P. |
Virtu Financial |
investor protection violation |
2004 |
FINRA |
$12,500,000 |
Knight Securities L.P. |
Virtu Financial |
investor protection violation |
2002 |
FINRA |
$1,500,000 |
Visa Inc. |
Visa |
consumer protection violation |
2018 |
NM-AG |
$2,270,000 |
Visa USA Inc. |
Visa |
price-fixing or anti-competitive practices |
2008 |
WV-AG |
$6,400,000 |
Noble Americas Corp. |
Vitol |
railroad safety violation |
2012 |
FRA |
$15,000 |
Vitol Inc. and Vitol Capital Management Ltd. |
Vitol |
investor protection violation |
2010 |
CFTC |
$6,000,000 |
Noble Americas Corp. |
Vitol |
investor protection violation |
2010 |
CFTC |
$130,000 |
Vitol, Inc. |
Vitol |
employment discrimination |
2012 |
EEOC |
$62,500 |
Noble Americas Corporation |
Vitol |
railroad safety violation |
2017 |
FRA |
$6,500 |
Vitol Inc. |
Vitol |
energy market violation |
2019 |
FERC |
$2,742,881 |
VITOL, S.A. |
Vitol |
kickbacks and bribery |
2007 |
NY-MANDA |
$17,500,000 |
Vitol Inc. |
Vitol |
fraud |
2020 |
CFTC |
(*) $95,700,000 |
Vitol Inc. |
Vitol |
Foreign Corrupt Practices Act |
2020 |
DOJ_CRIMINAL |
$135,000,000 |
Vitol, Inc. |
Vitol |
environmental violation |
2014 |
CA-ARB |
$70,000 |
Vitol |
Vitol |
environmental violation |
2007 |
CA-ARB |
$150,000 |
Vitol |
Vitol |
environmental violation |
2005 |
CA-ARB |
$20,000 |
Vitol S.A. |
Vitol |
environmental violation |
2002 |
CA-ARB |
$25,000 |
Vitol S.A., Inc. |
Vitol |
environmental violation |
2005 |
EPA |
$41,600 |
Vitol Inc. |
Vitol |
environmental violation |
2014 |
EPA |
$30,394 |
Vitol, Inc. |
Vitol |
environmental violation |
2015 |
EPA |
$14,047 |
Vitol, Inc. |
Vitol |
environmental violation |
2016 |
EPA |
$17,934 |
Vitol Inc. |
Vitol |
environmental violation |
2016 |
EPA |
$9,814 |
Vitol |
Vitol |
environmental violation |
2017 |
EPA |
$35,000 |
VITOL SA, INC |
Vitol |
environmental violation |
2002 |
EPA |
$95,000 |
ING America |
Voya Financial |
wage and hour violation |
2010 |
WHD |
$21,986 |
Voya Financial Advisors, Inc. |
Voya Financial |
investor protection violation |
2017 |
SEC |
$3,095,953 |
Voya Holdings Inc. |
Voya Financial |
investor protection violation |
2018 |
SEC |
$3,600,000 |
ING Life Insurance and Annuity Co. |
Voya Financial |
benefit plan administrator violation |
2013 |
EBSA |
$5,200,000 |
Voya Financial Advisors Inc. |
Voya Financial |
investor protection violation |
2018 |
SEC |
$1,000,000 |
ING Life Insurance & Annuity Co. |
Voya Financial |
benefit plan administrator violation |
2014 |
private lawsuit-federal |
$14,950,000 |
ING Groep N.V. |
Voya Financial |
benefit plan administrator violation |
2013 |
private lawsuit-federal |
$3,500,000 |