Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$323,889,987,491
Number of Records: 
5,839
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,695,676,034210
JPMorgan Chase$34,517,828,993151
Citigroup$25,045,655,764120
Wells Fargo$21,139,073,231172
Deutsche Bank$17,995,700,77855
UBS$16,782,800,91082
Royal Bank of Scotland$13,455,904,00027
Goldman Sachs$13,140,380,98740
BNP Paribas$12,132,332,95016
Credit Suisse$10,409,957,62631


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Companysort icon Parent Primary Offense Type Year Agency Penalty Amount
Allied Home Mortgage Corp. Americus Mortgage consumer protection violation 2012 IL-BKG $7,500
Allied Home Mortgage Corporation et al. Americus Mortgage consumer protection violation 2012 PA-BKG $10,000
ALLIED INSURANCE COMPANY OF AMERICA Nationwide insurance violation 2016 VA-INS $8,000
ALLIED PROPERTY & CASUALTY INSURANCE Nationwide insurance violation 2014 VA-INS $16,201
ALLIED PROPERTY & CASUALTY INSURANCE Nationwide insurance violation 2014 VA-INS $5,530
ALLIED PROPERTY & CASUALTY INSURANCE CO. Nationwide insurance violation 2016 VA-INS $68,669
ALLIED PROPERTY & CASUALTY INSURANCE CO. Nationwide insurance violation 2017 VA-INS $678,398
Allied Property & Casualty Insurance Co. et al. Nationwide insurance violation 2006 MO-INS $65,000
Allied Property & Casualty Insurance Company Nationwide insurance violation 2011 VA-INS $27,911
Allied Property and Casualty Insurance Co. Nationwide insurance violation 2008 MN-FIN $7,000
Allied Property And Casualty Insurance Co. et al. Nationwide insurance violation 2016 MD-INS $20,000
Allied Property And Casualty Insurance Co. et al. Nationwide insurance violation 2017 MD-INS $5,000
ALLO COMMUNICATIONS Nelnet workplace safety or health violation 2011 OSHA $10,500
Allstate Allstate consumer protection violation 2003 TX-AG $3,440,000
Allstate Allstate insurance violation 2010 MULTI-FIN $10,000,000
ALLSTATE Allstate workplace safety or health violation 2002 OSHA $69,500
Allstate Company, Inc. Allstate wage and hour violation 2007 MA-AG $125,000
Allstate Financial Services, Inc. Allstate consumer protection violation 2003 WA-FIN $58,988
Allstate Financial Services, LLC Allstate investor protection violation 2002 FL-OFR $21,300
ALLSTATE FIRE & CASUALTY ET AL Allstate insurance violation 2009 VA-INS $36,000
Allstate Fire & Casualty Insurance Company Allstate insurance violation 2018 RI-FIN $60,000
Allstate Fire & Casualty Insurance Company Allstate insurance violation 2013 WA-INS $15,000
Allstate Fire and Casualty Co. Allstate insurance violation 2014 KS-INS $10,000
Allstate Fire and Casualty Insurance Co. et al. Allstate insurance violation 2017 MT-INS $10,000
Allstate Fire and Casualty Insurance Company Allstate insurance violation 2016 NY-DFS $50,000
Allstate Indemnity Co. Allstate insurance violation 2020 CT-INS $7,500
Allstate Indemnity Co. Allstate insurance violation 2014 MD-INS $5,000
Allstate Indemnity Co. Allstate insurance violation 2017 MD-INS $25,000
Allstate Indemnity Co. et al. Allstate insurance violation 2010 MD-INS $10,000
Allstate Indemnity Co. et al. Allstate insurance violation 2013 MD-INS $18,000
Allstate Indemnity Company Allstate insurance violation 2018 UT-INS $5,000
Allstate Indemnity Company et al. Allstate insurance violation 2015 WA-INS $10,000
Allstate Indemnity Insurance Co. Allstate insurance violation 2010 MN-FIN $9,000
Allstate Insurance Allstate wage and hour violation 2017 private lawsuit-state $2,000,000
Allstate Insurance Allstate wage and hour violation 2005 private lawsuit-state $120,000,000
ALLSTATE INSURANCE & ALLSTATE INDEMNITY CO Allstate insurance violation 2003 VA-INS $31,300
Allstate Insurance Co. Allstate privacy violation 2003 PA-AG $10,000
Allstate Insurance Co. Allstate insurance violation 2016 CA-MULTI $600,000
Allstate Insurance Co. Allstate insurance violation 2005 CA-INS $34,000,000
Allstate Insurance Co. Allstate insurance violation 2005 CO-INS $10,500
Allstate Insurance Co. Allstate insurance violation 2011 DE-INS $25,000
Allstate Insurance Co. Allstate insurance violation 2013 MD-INS $17,954
Allstate Insurance Co. Allstate insurance violation 2015 MD-INS $5,000
Allstate Insurance Co. Allstate insurance violation 2017 MD-INS $18,000
Allstate Insurance Co. Allstate insurance violation 2018 MD-INS $32,500
Allstate Insurance Co. Allstate insurance violation 2001 MN-FIN $10,000
Allstate Insurance Co. Allstate insurance violation 2012 MN-FIN $5,000
Allstate Insurance Co. Allstate insurance violation 2014 MN-FIN $10,000
Allstate Insurance Co. Allstate insurance violation 2016 MN-FIN $5,000
Allstate Insurance Co. Allstate insurance violation 2006 MO-INS $60,000
Allstate Insurance Co. and Allstate Indemnity Co. Allstate insurance violation 2011 MD-INS $40,000
Allstate Insurance Co. and Allstate Indemnity Co. Allstate insurance violation 2011 MD-INS $40,000
Allstate Insurance Co. and Encompass Indemnity Co. et al. Allstate insurance violation 2019 MN-FIN $75,000
Allstate Insurance Co. et al. Allstate insurance violation 2019 DE-INS $12,500
Allstate Insurance Co. et al. Allstate insurance violation 2008 MO-INS $9,483
ALLSTATE INSURANCE CO., ET AL. Allstate insurance violation 2003 VA-INS $50,000
Allstate Insurance Company Allstate employment discrimination 2009 EEOC $4,500,000
Allstate Insurance Company Allstate wage and hour violation 2018 private lawsuit-state $5,500,000
Allstate Insurance Company Allstate insurance violation 2003 IN-INS $12,220
Allstate Insurance Company Allstate insurance violation 2010 NC-INS $680,718
Allstate Insurance Company Allstate insurance violation 2013 OR-FIN $50,000
Allstate Insurance Company Allstate insurance violation 2009 RI-FIN $5,000
Allstate Insurance Company Allstate insurance violation 2016 RI-FIN $10,000
Allstate Insurance Company Allstate insurance violation 2017 RI-FIN $103,414
Allstate Insurance Company Allstate insurance violation 2010 TX-INS $879,510
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2002 VA-INS $10,000
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2010 VA-INS $15,000
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2013 VA-INS $5,000
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2015 VA-INS $197,201
Allstate Insurance Company Allstate insurance violation 2011 WA-INS $50,000
Allstate Insurance Company and Allstate Indemnity Company Allstate insurance violation 2007 VA-INS $8,000
Allstate Life Insurance Co. Allstate insurance violation 2004 NJ-DBI $15,000
ALLSTATE LIFE INSURANCE CO. Allstate insurance violation 2005 VA-INS $5,000
Allstate Life Insurance Company Allstate insurance violation 2004 MA-INS $25,000
Allstate Life Insurance Company Allstate insurance violation 2004 PA-INS $25,000
Allstate Life Insurance Company Allstate insurance violation 2018 MULTI-FIN $150,000
Allstate Life Insurance Company of New York Allstate insurance violation 2007 NY-DFS $18,250,000
Allstate New Jersey Insurance Company Allstate insurance violation 2009 NJ-DBI $5,000
Allstate Property & Casualty Insurance Company Allstate insurance violation 2012 RI-FIN $8,000
Allstate Texas Lloyd's Allstate insurance violation 2008 TX-INS $71,300,000
Allstate Vehicle and Property Insurance Company Allstate insurance violation 2018 SC-INS $10,000
Ally Financial Ally Financial mortgage abuses 2012 MULTI-AG (*) $109,628,425
Ally Financial Inc Ally Financial wage and hour violation 2017 WHD $34,169
Ally Financial Inc. Ally Financial banking violation 2012 FED $207,000,000
Ally Financial Inc. Ally Financial toxic securities abuses 2016 USAO $52,000,000
Ally Financial Inc. (formerly GMAC) Ally Financial mortgage abuses 2012 DOJ $309,600,000
Ally Financial Inc. and Ally Bank Ally Financial consumer protection violation 2013 CFPB $98,000,000
Ally Financial Services Ally Financial wage and hour violation 2019 WHD $198,311
Ally Financial, LLC Ally Financial wage and hour violation 2017 WHD $164,143
ALPHA PROPERTY & CASUALTY INSURANCE Kemper insurance violation 2012 VA-INS $15,000
Alpha Property & Casualty Insurance Co. Kemper insurance violation 2003 FL-OFR $32,500
Ambac Financial Group et al. Ambac Financial toxic securities abuses 2013 USAO $101,900,000
Ambac Financial Group, Inc. Ambac Financial benefit plan administrator violation 2012 private lawsuit-federal $2,550,000
AMCO Insurance Co. Nationwide insurance violation 2013 MN-FIN $20,000
AMCO Insurance Co. Nationwide insurance violation 2016 MO-INS $36,750
Amco Insurance Co. and Allied Property and Casualty Insurance Co. Nationwide insurance violation 2005 CA-INS $20,000
AMCO Insurance Company Nationwide insurance violation 2010 OR-FIN $8,000
Amco Insurance Company Nationwide insurance violation 2017 WA-INS $5,000
America First Lloyds Insurance Company Liberty Mutual Insurance insurance violation 2011 TX-INS $9,000
American Alternative Insurance Corp. Munich Re insurance violation 2019 CT-INS $49,500
American Alternative Insurance Corp. Munich Re insurance violation 2003 FL-OFR $21,500
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