Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type  | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Ashville Stockyard Inc. | agribusiness violation | 2015 | GIPSA | $8,000 | ||
| Moo Moo's Cattle Co. | agribusiness violation | 2013 | GIPSA | $8,100 | ||
| Ashville Stockyards, Inc. | agribusiness violation | 2012 | GIPSA | $8,000 | ||
| H&H Farms | agribusiness violation | 2012 | GIPSA | $8,000 | ||
| AmSouth | Regions Financial | financial services | anti-money-laundering deficiencies | 2004 | FINCEN | $10,000,000 |
| AirMed International, LLC | aviation safety violation | 2020 | FAA | $83,000 | ||
| State Bank & Trust | banking violation | 2013 | FDIC | $8,800 | ||
| Metro Bank | banking violation | 2013 | FDIC | $24,200 | ||
| First United Security Bank | banking violation | 2014 | FDIC | $40,000 | ||
| Regions Bank | Regions Financial | financial services | banking violation | 2014 | FED | $46,000,000 |
| FIRST TUSKEGEE BANK | banking violation | 2001 | FDIC | $5,500 | ||
| PEOPLES COMMUNITY BANK | banking violation | 2001 | FDIC | $5,500 | ||
| Regions Bank | Regions Financial | financial services | banking violation | 2009 | FED | $135,000 |
| Compass Bank | PNC Financial Services | financial services | banking violation | 2009 | FED | $70,625 |
| The Bank | banking violation | 2005 | FED | $46,050 | ||
| First Jackson Bank, Inc. | banking violation | 2012 | FDIC | $8,140 | ||
| EvaBank | banking violation | 2012 | FDIC | $8,000 | ||
| Peoples Independent Bank | banking violation | 2012 | FDIC | $8,000 | ||
| THE EXCHANGE BANK OF ALABAMA | banking violation | 2011 | FDIC | $9,460 | ||
| UNION STATE BANK | banking violation | 2011 | FDIC | $8,000 | ||
| SERVIS FIRST BANK | banking violation | 2011 | FDIC | $7,500 | ||
| EVABANK | banking violation | 2010 | FDIC | $10,000 | ||
| EVABANK | banking violation | 2010 | FDIC | $15,000 | ||
| Regions Bank | Regions Financial | financial services | banking violation | 2014 | AL-SBD | $5,000,000 |
| Regions Bank | Regions Financial | financial services | banking violation | 2023 | FED | $2,950,000 |
| UNITED STATES PIPE AND FOUNDRY COMPANY, LLC | Quikrete | building materials | benefit plan administrator violation | 2015 | EBSA | $10,001 |
| EISSMANN AUTOMOTIVE, INC. | benefit plan administrator violation | 2015 | EBSA | $10,001 | ||
| Tuscaloosa Academy | benefit plan administrator violation | 2013 | EBSA | $10,001 | ||
| S.B.M.C. | benefit plan administrator violation | 2013 | EBSA | $10,001 | ||
| RIVER BIRCH HOMES, INC. | benefit plan administrator violation | 2012 | EBSA | $10,001 | ||
| SPECIALTY RESTAURANT GROUP, LLC | benefit plan administrator violation | 2012 | EBSA | $10,001 | ||
| BEACON MANAGEMENT, INC. | benefit plan administrator violation | 2010 | EBSA | $10,001 | ||
| CAPSCO INDUSTRIES | benefit plan administrator violation | 2010 | EBSA | $50,001 | ||
| CARECORPS MANAGEMENT COMPANY, LLC | benefit plan administrator violation | 2009 | EBSA | $10,001 | ||
| ALABAMA COUNCIL ON HUMAN RELATIONS, INC. | benefit plan administrator violation | 2009 | EBSA | $10,001 | ||
| RTA HOSPICE, INC. | benefit plan administrator violation | 2009 | EBSA | $10,001 | ||
| TOPE, INC. | benefit plan administrator violation | 2009 | EBSA | $10,001 | ||
| MOBILE COMMUNITY ACTION, INC. | benefit plan administrator violation | 2007 | EBSA | $10,001 | ||
| DIXIE-PACIFIC MANUFACTURING CO., INC | benefit plan administrator violation | 2006 | EBSA | $10,001 | ||
| VISCOFAN USA INC. | benefit plan administrator violation | 2006 | EBSA | $10,001 | ||
| MED-SOUTH INC | benefit plan administrator violation | 2005 | EBSA | $10,001 | ||
| Gilliard Health Services, Inc. 401k Retirement Plan | benefit plan administrator violation | 2005 | EBSA | $10,001 | ||
| WM LLC | benefit plan administrator violation | 2005 | EBSA | $10,001 | ||
| ADAMS BROTHERS PRODUCE COMPANY, INC | benefit plan administrator violation | 2004 | EBSA | $50,001 | ||
| CAHABA CONTRACTING AND RECLAMA | benefit plan administrator violation | 2017 | EBSA | $10,001 | ||
| INSTITUTIONAL PHARMACY SOLUTIONS, LLC | benefit plan administrator violation | 2017 | EBSA | $10,001 | ||
| EARL DUDLEY ASSOCIATES INC | benefit plan administrator violation | 2018 | EBSA | $50,001 | ||
| ACE CHIROPRACTIC | benefit plan administrator violation | 2019 | EBSA | $100,001 | ||
| BHATE ENVIRONMENTAL ASSOCIATES EMPLOYEES 401K SAFE HARBOR PLAN | benefit plan administrator violation | 2019 | EBSA | $10,001 | ||
| SOUTHERN CANCER CENTER, PC | benefit plan administrator violation | 2019 | EBSA | $10,001 | ||
| INSTITUTIONAL PHARMACY SOLUTIONS, LLC | benefit plan administrator violation | 2019 | EBSA | $10,001 | ||
| SPORTSMED ORTHOPAEDIC SPECIALISTS, P.C. | benefit plan administrator violation | 2020 | EBSA | $10,001 | ||
| DEXTERA | benefit plan administrator violation | 2020 | EBSA | $10,001 | ||
| ALABAMA QUALITY ASSURANCE FOUNDATION | benefit plan administrator violation | 2020 | EBSA | $10,001 | ||
| CIMCO REFRIGERATION, INC. 401(K) PLAN | benefit plan administrator violation | 2022 | EBSA | $10,001 | ||
| HIGHLAND CAPITAL BROKERAGE, INC. | benefit plan administrator violation | 2022 | EBSA | $10,001 | ||
| Legacy Operating Company, Llc | benefit plan administrator violation | 2023 | EBSA | $10,001 | ||
| Intergraph Corporation | benefit plan administrator violation | 2023 | EBSA | $10,001 | ||
| Hometown Lenders, Inc. | benefit plan administrator violation | 2023 | EBSA | $50,001 | ||
| Allegro Law LLC and Allegro Financial Services LLC | consumer protection violation | 2010 | AL-AG | $12,000,000 | ||
| Festiva Development Group | consumer protection violation | 2014 | AL-AG | $100,000 | ||
| Guardian Pest Control Inc. (dba Know Pest Control) and J.J.S.K. Solutions Inc. | consumer protection violation | 2015 | AL-AG | $1,526,458 | ||
| McNeil-PPC Inc. | Johnson & Johnson | pharmaceuticals | consumer protection violation | 2015 | AL-AG | $500,000 |
| Plumbing 911 Inc. | consumer protection violation | 2016 | AL-AG | $250,000 | ||
| ThompsonGas-Smokies LLC and Suburban Gas Propane Partners LLC | consumer protection violation | 2014 | AL-AG | $500,000 | ||
| Tornado Masters | consumer protection violation | 2012 | AL-AG | $80,000 | ||
| Terminix International | Rentokil Initial PLC | miscellaneous services | consumer protection violation | 2020 | AL-AG | $60,000,000 |
| Gusto, Inc. dba Gusto | consumer protection violation | 2022 | AL-SEC | $125,000 | ||
| Chason Enterprises LLC dba Total Vision Payday Advance | consumer protection violation | 2022 | AL-SBD | $5,000 | ||
| CSG FORTE PAYMENTS, INC. | consumer protection violation | 2023 | AL-SEC | $15,000 | ||
| PRIMEPAY, LLC | consumer protection violation | 2024 | AL-SEC | $100,000 | ||
| KRONOS SAASHR, INC. | consumer protection violation | 2023 | AL-SEC | $100,000 | ||
| ASURE OPERATIONS, INC. | consumer protection violation | 2023 | AL-SEC | $100,000 | ||
| ATHENA BITCOIN, INC., | consumer protection violation | 2024 | AL-SEC | $27,120 | ||
| Generics Bidco | Controlled Substances Act violation | 2015 | USAO | $300,000 | ||
| Alabama Orthopaedic Clinic, P.C. | Controlled Substances Act violation | 2020 | USAO | $74,000 | ||
| Tara Pharmacy SE, LLC | Controlled Substances Act violation | 2022 | USAO | $622,000 | ||
| First Lowndes Bank | discriminatory practices (non-employment) | 2008 | DOJ_RIGHTS | $185,000 | ||
| Compass Bank | PNC Financial Services | financial services | discriminatory practices (non-employment) | 2007 | DOJ_RIGHTS | $1,750,000 |
| Hollyhand Companies, Inc., and The Village at Meadowview, LTD | discriminatory practices (non-employment) | 2021 | HUD | $20,000 | ||
| Oral Arts Laboratory Inc. | employment discrimination | 2015 | OFCCP | $115,000 | ||
| Hillshire Brands Co. | Tyson Foods | food products | employment discrimination | 2014 | OFCCP | $330,000 |
| Lane Hotel Management Company | employment discrimination | 2010 | EEOC | $16,500 | ||
| Jack Marshall Foods, Inc. | employment discrimination | 2010 | EEOC | $1,052,000 | ||
| McGriff Industries, Inc. | employment discrimination | 2010 | EEOC | $100,000 | ||
| U.S. Security Associates Inc. | Allied Universal Security Services | business services | employment discrimination | 2011 | EEOC | $1,950,000 |
| Mobile Community Action, Inc. | employment discrimination | 2011 | EEOC | $65,000 | ||
| Ready Mix USA | employment discrimination | 2012 | EEOC | $400,000 | ||
| Jim Walter Resources | Warrior Met Coal | mining and minerals | employment discrimination | 2012 | EEOC | $40,000 |
| America's Thrift Stores of Alabama, Inc. | employment discrimination | 2013 | EEOC | $50,000 | ||
| Joe-Ryan Enterprises, Inc. | employment discrimination | 2013 | EEOC | $15,000 | ||
| Coley's #101 LLC dba Dad's BBQ | employment discrimination | 2013 | EEOC | $91,000 | ||
| WilcoHess | Seven & I Holdings | retailing | employment discrimination | 2013 | EEOC | $215,000 |
| Olympia Construction, Inc. | employment discrimination | 2014 | EEOC | $100,000 | ||
| Winfield Rubber Manufacturing Co. Inc. | employment discrimination | 2014 | EEOC | $75,000 | ||
| Sneakers Corporation dba Just Sneakers, Inc. | employment discrimination | 2014 | EEOC | $18,000 | ||
| Signal International, LLC | Signal International | construction and engineering | employment discrimination | 2015 | EEOC | $5,000,000 |
| Coca-Cola Bottling Company of Mobile | employment discrimination | 2016 | EEOC | $35,000 | ||
| Outokumpu Stainless USA, LLC | Outokumpu Oyj | metals | employment discrimination | 2016 | EEOC | $150,000 |
| Rexam Beverage Can Americas, Inc. | Ball Corp. | paper and packaging | employment discrimination | 2009 | EEOC | $30,000 |
| Helmerich & Payne International Drilling Co.? | Helmerich & Payne | oilfield services and supplies | employment discrimination | 2007 | EEOC | $290,000 |
