Violation Tracker Parent Company Summary

Parent Company Name: 
JPMorgan Chase
Ownership Structure: 
publicly traded (ticker symbol JPM)
Headquartered in: 
New York
Major Industry: 
financial services
Specific Industry: 
banking & securities
Penalty total since 2000: 
$34,478,944,885
Number of records: 
134
Top 10 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,450,500,0005
mortgage abuses$5,362,675,0005
investor protection violation$4,548,103,03119
banking violation$4,012,350,34113
anti-money-laundering deficiencies$2,161,000,0002
consumer protection violation$891,925,00013
False Claims Act and related$614,000,0001
foreign exchange market manipulation$550,000,0001
securities issuance or trading violation$467,324,2109
energy market manipulation$410,000,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Banc One Investment Advisors Corporation; BANK ONE; BEAR STEARNS; BEAR STEARNS COS; Chase Bank; CHASE BANK USA NA AND JPMORGAN CHASE BANK NA; Chase Bank USA, N.A.; First USA; J.P. Morgan Chase Retirement Plan; JP MORGAN CHASE AND AND FORUM TEMPORARY SVC; JP MORGAN CHASE BANK NA; JP MORGAN FUTURES; JP MORGAN INVESTMENT MGT; JP MORGAN SECURITIES AND JPMORGAN CHASE BANK NA; JP MORGAN VENTURES ENERGY; JPMORGAN AND; JPMORGAN CHASE; JPMORGAN CHASE AND AND EMC MORTGAGE; JPMORGAN SECURITIES; Providian F [...]

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML
Company Primary Offense Type Yearsort icon Agency Penalty Amount
JPMorgan Chase & Co. investor protection violation 2008 SEC $1,998,143
JP Morgan Chase & Co. investor protection violation 2008 MULTI-AG $3,525,000,000
J P Morgan Chase Family and Medical Leave Act 2007 WHD $5,008
Williams Power Company Inc. data submission deficiencies 2006 DOJ_CRIMINAL $50,000,000
Bear, Stearns & Co., Inc. investor protection violation 2006 SEC $1,500,000
J.P. Morgan Securities, Inc. investor protection violation 2006 SEC $1,500,000
Bear, Stearns & Co., Inc. securities issuance or trading violation 2006 SEC $250,000,000
JPMorgan Chase & Co. employment discrimination 2006 EEOC $2,200,000
J.P. Morgan Chase & Co. and Forum Temporary Services labor relations violation 2006 NLRB $60,760
Chase Bank consumer protection violation 2006 MULTI-AG $3,850,000
J P Morgan Chase Bank wage and hour violation 2005 WHD $6,688
Washington Mutual, Inc. wage and hour violation 2005 WHD $404,982
J.P. Morgan Securities Inc. investor protection violation 2005 SEC $700,000
Bank One economic sanction violation 2004 OFAC $5,500
Bank One economic sanction violation 2004 OFAC $6,682
JP Morgan Chase economic sanction violation 2004 OFAC $26,980
JP Morgan Chase & Co. economic sanction violation 2004 OFAC $17,303
JP Morgan Chase & Co. economic sanction violation 2004 OFAC $73,281
JP Morgan Chase Bank economic sanction violation 2004 OFAC $9,748
JP Morgan Chase Bank economic sanction violation 2004 OFAC $18,094
Banc One Investment Advisors Corporation securities issuance or trading violation 2004 SEC $50,000,000
JPMorgan Chase Bank wage and hour violation 2004 WHD $19,373
Banc One Investment Advisors Corporation securities issuance or trading violation 2004 NY-AG (*) $90,000,000
J.P. Morgan Securities Inc. securities issuance or trading violation 2003 SEC $25,000,000
J.P. Morgan Chase & Co. accounting fraud or deficiencies 2003 SEC $135,000,000
Bear, Stearns & Co. Inc. investor protection violation 2003 SEC $80,000,000
J.P. Morgan Securities Inc. investor protection violation 2003 SEC $80,000,000
Bear Stearns Companies Inc. wage and hour violation 2003 WHD $358,974
Providian Financial Corp. benefit plan administrator violation 2003 private lawsuit-federal $8,600,000
Bear Stearns & Co. LLC investor protection violation 2002 MULTI-AG (*) $80,000,000
First USA consumer protection violation 2002 MULTI-AG $1,300,000
J.P. Morgan Chase & Co. investor protection violation 2002 MULTI-AG (*) $80,000,000
Providian Financial Corp. consumer protection violation 2000 CA-AG $305,500,000
Providian Financial Corp. consumer protection violation 2000 CT-AG $1,600,000
Download results as CSV or XML