Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
Wells Fargo & Company | Wells Fargo | financial services | Americans with Disabilities Act | 2011 | DOJ_RIGHTS | $16,055,000 |
Wells Fargo Bank NA | Wells Fargo | financial services | wage and hour violation | 2011 | WHD | $31,770 |
Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2011 | private lawsuit-federal | $6,660,000 |
Wells Fargo Bank | Wells Fargo | financial services | wage and hour violation | 2011 | private lawsuit-federal | $100,000 |
Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2011 | private lawsuit-federal | $6,720,000 |
Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2011 | private lawsuit-federal | $6,900,000 |
Wells Fargo Advisors | Wells Fargo | financial services | employment discrimination | 2011 | private lawsuit-federal | $32,000,000 |
Wells Fargo & Company | Wells Fargo | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $17,500,000 |
Wachovia Corporation | Wells Fargo | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $12,350,000 |
Wachovia Bank N.A. | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $58,750,000 |
Wachovia Securities, LLC | Wells Fargo | financial services | investor protection violation | 2011 | NJ-AG | $3,200,000 |
Wells Fargo Bank | Wells Fargo | financial services | consumer protection violation | 2011 | CT-AG | $741,465 |
A.G. Edwards & Sons, Inc. | Wells Fargo | financial services | investor protection violation | 2011 | MO-SEC | $765,993 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2011 | private lawsuit-state | $3,520,000 |
Wells Fargo Investments, LLC | Wells Fargo | financial services | investor protection violation | 2011 | FINRA | $2,000,000 |
Wells Fargo Advisors, LLC | Wells Fargo | financial services | investor protection violation | 2011 | FINRA | $1,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2011 | private lawsuit-federal | $125,000,000 |
Wells Fargo & Company | Wells Fargo | financial services | banking violation | 2012 | FED | $87,000,000 |
Wells Fargo & Company | Wells Fargo | financial services | mortgage abuses | 2012 | DOJ | $5,342,200,000 |
Wells Fargo | Wells Fargo | financial services | toxic securities abuses | 2012 | SEC | $6,500,000 |
Wells Fargo Bank | Wells Fargo | financial services | mortgage abuses | 2012 | DOJ_RIGHTS | $234,300,000 |
Wells Fargo Bank | Wells Fargo | financial services | wage and hour violation | 2012 | private lawsuit-federal | $280,000 |
Wells Fargo | Wells Fargo | financial services | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,005,233,716 |
Wells Fargo | Wells Fargo | financial services | mortgage abuses | 2012 | MD-AG | $940,056 |
Wells Fargo Advisors LLC | Wells Fargo | financial services | investor protection violation | 2012 | MD-SEC | $50,000 |
Wells Fargo | Wells Fargo | financial services | discriminatory practices (non-employment) | 2012 | private lawsuit-federal | $7,500,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2012 | private lawsuit-federal | $7,500,000 |
Wells Fargo Advisors, LLC | Wells Fargo | financial services | investor protection violation | 2012 | FINRA | $1,931,488 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2012 | private lawsuit-federal | $6,778,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2012 | private lawsuit-federal | $3,190,000 |
Wells Fargo | Wells Fargo | financial services | banking violation | 2013 | OCC | $1,991,141,181 |
Wells Fargo | Wells Fargo | financial services | toxic securities abuses | 2013 | FHFA | $591,000,000 |
Wells Fargo Bank, National Association | Wells Fargo | financial services | toxic securities abuses | 2013 | FHFA | $869,000,000 |
Wells Fargo Advisors | Wells Fargo | financial services | wage and hour violation | 2013 | private lawsuit-federal | $4,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | economic sanction violation | 2013 | OFAC | $23,937 |
Wells Fargo Advisors, LLC | Wells Fargo | financial services | investor protection violation | 2013 | FINRA | $3,250,000 |
Wells Fargo Bank, National Association | Wells Fargo | financial services | wage and hour violation | 2013 | CA-LCO | $37,036 |
Wells Fargo | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2013 | private lawsuit-federal | $35,000,000 |
Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2013 | private lawsuit-federal | $12,500,000 |
WELLS FARGO BANK #1692 | Wells Fargo | financial services | workplace safety or health violation | 2013 | OSHA | $12,000 |
Wells Fargo Advisors LLC | Wells Fargo | financial services | investor protection violation | 2014 | SEC | $5,000,000 |
Wells Fargo Home Mortgage | Wells Fargo | financial services | discriminatory practices (non-employment) | 2014 | HUD | $5,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | employment discrimination | 2014 | EEOC | $290,000 |
Wells Fargo & Company | Wells Fargo | financial services | employment discrimination | 2014 | EEOC | $295,000 |
Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2014 | private lawsuit-federal | $15,000,000 |
Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2014 | private lawsuit-state | $3,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $62,500,000 |
Wells Fargo & Company | Wells Fargo | financial services | wage and hour violation | 2014 | WHD | $100,001 |
Wells Fargo Fund Distributor, LLC | Wells Fargo | financial services | consumer protection violation | 2014 | CA-DFPI | $8,000 |
Wells Fargo Advisors and Wells Fargo Advisors Financial Network | Wells Fargo | financial services | anti-money-laundering deficiencies | 2014 | FINRA | $1,500,000 |
Wells Fargo Securities, LLC | Wells Fargo | financial services | investor protection violation | 2014 | FINRA | $4,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2014 | private lawsuit-federal | $140,500,000 |
Wells Fargo | Wells Fargo | financial services | consumer protection violation | 2015 | CFPB | $34,800,000 |
Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2015 | OCC | $4,000,000 |
Wachovia | Wells Fargo | financial services | toxic securities abuses | 2015 | NCUA | $53,000,000 |
Wells Fargo | Wells Fargo | financial services | employment discrimination | 2015 | OFCCP | $14,000 |
Wells Fargo Insurance Services | Wells Fargo | financial services | wage and hour violation | 2015 | private lawsuit-federal | $2,000,000 |
Wells Fargo Bank | Wells Fargo | financial services | wage and hour violation | 2015 | private lawsuit-federal | $1,850,000 |
Wells Fargo & Company | Wells Fargo | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $7,420,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | bankruptcy professional violation | 2015 | DOJ_UTP | $81,600,000 |
Wells Fargo Bank | Wells Fargo | financial services | mortgage abuses | 2015 | MA-AG | $675,000 |
Wells Fargo Bank | Wells Fargo | financial services | mortgage abuses | 2015 | MD-AG | $13,800,000 |
Wells Fargo Bank | Wells Fargo | financial services | consumer protection violation | 2015 | NY-DFS | $4,000,000 |
WELLS FARGO ADVISORS | Wells Fargo | financial services | investor protection violation | 2015 | VA-SEC | $205,000 |
Wells Fargo Advisors, LLC and Wells Fargo Advisors Financial Network, LLC | Wells Fargo | financial services | investor protection violation | 2015 | FINRA | $15,000,000 |
Wells Fargo Bank, National Association | Wells Fargo | financial services | False Claims Act and related | 2016 | DOJ_CIVIL | $1,200,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | banking violation | 2016 | OCC | $70,000,000 |
Wells Fargo Bank | Wells Fargo | financial services | consumer protection violation | 2016 | CFPB | $4,010,000 |
Wells Fargo Bank | Wells Fargo | financial services | banking violation | 2016 | CFPB | $100,000,000 |
Wells Fargo Bank | Wells Fargo | financial services | banking violation | 2016 | OCC | $35,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | data submission deficiencies | 2016 | CFTC | $400,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2016 | DOJ_RIGHTS | $4,100,000 |
Wells Fargo Bank, N. A. | Wells Fargo | financial services | Family and Medical Leave Act | 2016 | WHD | $11,874 |
Wells Fargo Bank N.A. Municipal Products Group | Wells Fargo | financial services | investor protection violation | 2016 | SEC | $440,000 |
Wells Fargo Bank, National Association | Wells Fargo | financial services | consumer protection violation | 2016 | OCC | $20,000,000 |
Wells Fargo Bank | Wells Fargo | financial services | employment screening violation | 2016 | private lawsuit-federal | $12,000,000 |
Wells Fargo | Wells Fargo | financial services | consumer protection violation | 2016 | WV-AG | $8,000,000 |
Wells Fargo Bank | Wells Fargo | financial services | privacy violation | 2016 | CA-AG | $8,500,000 |
Wells Fargo | Wells Fargo | financial services | consumer protection violation | 2016 | CA-LACA | $50,000,000 |
Wells Fargo Bank | Wells Fargo | financial services | wage and hour violation | 2016 | WHD | $38,230 |
Wells Fargo Advisors Financial Network, LLC | Wells Fargo | financial services | investor protection violation | 2016 | NH-BSR | $35,000 |
Wells Fargo Advisors LLC | Wells Fargo | financial services | investor protection violation | 2016 | VT-FIN | $300,000 |
Wells Fargo Securities, LLC and Wells Fargo Prime Services, LLC | Wells Fargo | financial services | investor protection violation | 2016 | FINRA | $4,000,000 |
Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC and First Clearing, LLC | Wells Fargo | financial services | investor protection violation | 2016 | FINRA | $1,500,000 |
Wells Fargo & Co. | Wells Fargo | financial services | consumer protection violation | 2016 | private lawsuit-federal | $25,750,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2016 | private lawsuit-federal | $203,000,000 |
Wells Fargo Bank N.A., d/b/a Wells Fargo Dealer Services | Wells Fargo | financial services | consumer protection violation | 2017 | DOJ_RIGHTS | $5,400,000 |
Wells Fargo Advisors, LLC | Wells Fargo | financial services | anti-money-laundering deficiencies | 2017 | SEC | $3,500,000 |
Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2017 | private lawsuit-state | $13,000,000 |
Wells Fargo Advisors | Wells Fargo | financial services | wage and hour violation | 2017 | private lawsuit-federal | $3,500,000 |
Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2017 | private lawsuit-federal | $685,000 |
Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2017 | private lawsuit-federal | $3,900,000 |
Wells Fargo Advisors | Wells Fargo | financial services | employment discrimination | 2017 | private lawsuit-federal | $35,500,000 |
Wells Fargo Advisors, LLC | Wells Fargo | financial services | investor protection violation | 2017 | IL-SEC | $270,000 |
A.G. Edwards & Sons, Inc. | Wells Fargo | financial services | investor protection violation | 2017 | MO-SEC | $25,672 |
Wells Fargo Bank, N.A. | Wells Fargo | financial services | privacy violation | 2017 | private lawsuit-federal | $30,446,022 |
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC | Wells Fargo | financial services | investor protection violation | 2017 | FINRA | $3,400,000 |
Wells Fargo | Wells Fargo | financial services | workplace whistleblower retaliation | 2017 | OSHA | $577,500 |
Wells Fargo Bank N.A | Wells Fargo | financial services | workplace whistleblower retaliation | 2017 | OSHA | $5,400,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2017 | private lawsuit-federal | $750,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2017 | private lawsuit-federal | $880,000 |