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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Canada
Current Parent Penalty Total since 2000: $5,979,301,281
Number of Records: 3,982
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Royal Bank of Canada$1,143,468,40947
Bausch Health$795,555,37827
BC Hydro$750,037,0003
Sun Life Financial$631,219,10312
Toronto-Dominion Bank$575,897,03534
Manulife Financial$319,190,76429
Enbridge$283,876,316116
Scotiabank$223,850,0008
Canadian Imperial Bank of Commerce$206,086,5987
Nutrien Ltd.$201,530,846189

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount
Teck Alaska IncTeck Resourcesmining and mineralsworkplace safety or health violation2023MSHA$8,501
Teck Alaska IncTeck Resourcesmining and mineralsworkplace safety or health violation2009MSHA$8,030
Teck Alaska IncTeck Resourcesmining and mineralsworkplace safety or health violation2019MSHA$6,778
UPS FREIGHTTFI Internationalfreight and logisticsrailroad safety violation2013FRA$9,750
UPS FREIGHTTFI Internationalfreight and logisticsrailroad safety violation2009FRA$10,950
UPS FREIGHTTFI Internationalfreight and logisticsrailroad safety violation2009FRA$21,800
UPS FREIGHTTFI Internationalfreight and logisticsrailroad safety violation2009FRA$5,450
UPS FreightTFI Internationalfreight and logisticsemployment discrimination2010EEOC$46,000
UPS FreightTFI Internationalfreight and logisticsemployment discrimination2009EEOC$120,000
UPS FreightTFI Internationalfreight and logisticslabor relations violation2012NLRB$23,676
UPS FreightTFI Internationalfreight and logisticslabor relations violation2009NLRB$10,000
UPS FreightTFI Internationalfreight and logisticslabor relations violation2009NLRB$10,695
UPS AND UPS FREIGHTTFI Internationalfreight and logisticslabor relations violation2008NLRB$5,000
Overnite Transportation CompanyTFI Internationalfreight and logisticslabor relations violation2006NLRB$75,000
Overnite Transportation CompanyTFI Internationalfreight and logisticslabor relations violation2003NLRB$41,400
Overnite Transportation CompanyTFI Internationalfreight and logisticslabor relations violation2003NLRB$1,600,000
Overnite Transportation CompanyTFI Internationalfreight and logisticslabor relations violation2003NLRB$341,356
Overnite Transportation CompanyTFI Internationalfreight and logisticslabor relations violation2003NLRB$211,568
Overnite Transportation CompanyTFI Internationalfreight and logisticslabor relations violation2003NLRB$195,400
Overnite Transportation CompanyTFI Internationalfreight and logisticslabor relations violation2003NLRB$19,000
Overnite Transportation CompanyTFI Internationalfreight and logisticslabor relations violation2003NLRB$15,000
Overnite Transportation Co.TFI Internationalfreight and logisticslabor relations violation2003NLRB$12,914
Overnite TransportationTFI Internationalfreight and logisticslabor relations violation2003NLRB$8,587
Overnite TransportationTFI Internationalfreight and logisticslabor relations violation2003NLRB$33,542
Overnite Transportation CompanyTFI Internationalfreight and logisticslabor relations violation2002NLRB$6,965
Overnite TransportationTFI Internationalfreight and logisticslabor relations violation2002NLRB$15,778
Overnite Transporation Co.TFI Internationalfreight and logisticslabor relations violation2002NLRB$46,079
OVERNITE TRANSPORTATION CO.TFI Internationalfreight and logisticslabor relations violation2002NLRB$30,000
Overnite Transportion CompanyTFI Internationalfreight and logisticslabor relations violation2002NLRB$52,433
Overnite Transportation CompanyTFI Internationalfreight and logisticslabor relations violation2001NLRB$41,500
Overnite Transportation Company, Inc.TFI Internationalfreight and logisticslabor relations violation2001NLRB$40,581
Overnite Transportation CompanyTFI Internationalfreight and logisticslabor relations violation2001NLRB$115,000
Overnite Transportation Company, Inc.TFI Internationalfreight and logisticslabor relations violation2000NLRB$5,500
Overnite Transportation CompanyTFI Internationalfreight and logisticslabor relations violation2000NLRB$33,500
Overnite TransportationTFI Internationalfreight and logisticsemployment discrimination2006OFCCP$232,250
Overnite TransportationTFI Internationalfreight and logisticsrailroad safety violation2003FRA$5,000
UPS Ground Freight IncTFI Internationalfreight and logisticsbenefit plan administrator violation2009private lawsuit-federal$3,000,000
TFI International Inc.TFI Internationalfreight and logisticswage and hour violation2019private lawsuit-federal$4,750,000
Ups Ground Freight Inc.TFI Internationalfreight and logisticsmotor vehicle safety violation2019FMCSA$9,220
UPS Freight TruckloadTFI Internationalfreight and logisticslabor relations violation2019NLRB$50,423
UPS Freight TruckloadTFI Internationalfreight and logisticslabor relations violation2019NLRB$25,466
UPS FreightTFI Internationalfreight and logisticsemployment discrimination2020EEOC$75,000
UPS FREIGHTTFI Internationalfreight and logisticsenvironmental violation2018PA-ENV$14,380
UPS FREIGHTTFI Internationalfreight and logisticsenvironmental violation2017PA-ENV$10,750
Overnite Transportation CompanyTFI Internationalfreight and logisticsenvironmental violation2005CT-ENV$26,250
UPS GROUND FREIGHT, INC.TFI Internationalfreight and logisticshazardous waste violation2018OR-ENV$6,400
UPS GROUND FREIGHT, INC.TFI Internationalfreight and logisticsenvironmental violation2012OR-ENV$6,300
UPS GROUND FREIGHT, INC.TFI Internationalfreight and logisticsenvironmental violation2009OR-ENV$5,644
Overnite Transportation Co.TFI Internationalfreight and logisticsenvironmental violation2005RI-ENV$13,040
UPS Ground Freight Inc.TFI Internationalfreight and logisticsworkplace whistleblower retaliation2019OSHA$47,973
UPS Ground Freight, Inc.TFI Internationalfreight and logisticswage and hour violation2022CA-LCO$5,660
UPS FreightTFI Internationalfreight and logisticsrailroad safety violation2021FRA$9,000
OVERNITE TRANSPORTATION COTFI Internationalfreight and logisticsworkplace safety or health violation2000OSHA$5,802
OVERNITE TRANSPORTATION COMPANYTFI Internationalfreight and logisticsworkplace safety or health violation2002OSHA$6,826
UPS FREIGHTTFI Internationalfreight and logisticsworkplace safety or health violation2007OSHA$5,975
UPS GROUND FREIGHTTFI Internationalfreight and logisticsworkplace safety or health violation2007OSHA$19,743
UPS GROUND FREIGHT INCTFI Internationalfreight and logisticsworkplace safety or health violation2009OSHA$8,205
UPS GROUND FREIGHT, INC. DBA UPS FREIGHTTFI Internationalfreight and logisticsworkplace safety or health violation2009OSHA$7,000
UPS GROUND FREIGHT INC.TFI Internationalfreight and logisticsworkplace safety or health violation2010OSHA$9,450
UPS FREIGHT SERVICE CENTERTFI Internationalfreight and logisticsworkplace safety or health violation2011OSHA$7,000
UPS GROUND FREIGHT, INC.TFI Internationalfreight and logisticsworkplace safety or health violation2013OSHA$5,335
UPS GROUND FREIGHT INC.TFI Internationalfreight and logisticsworkplace safety or health violation2014OSHA$6,600
UPS FREIGHTTFI Internationalfreight and logisticsworkplace safety or health violation2014OSHA$13,600
UPS GROUND FREIGHT, INC.TFI Internationalfreight and logisticsworkplace safety or health violation2015OSHA$9,830
UPS FREIGHTTFI Internationalfreight and logisticsworkplace safety or health violation2016OSHA$13,000
UPS GROUND FREIGHT, INC.TFI Internationalfreight and logisticsworkplace safety or health violation2018OSHA$12,050
UPS GROUND FREIGHT INCTFI Internationalfreight and logisticsworkplace safety or health violation2018OSHA$18,250
UPS GROUND FREIGHT INC.TFI Internationalfreight and logisticsworkplace safety or health violation2019OSHA$9,375
UPS GROUND FREIGHT, INC.TFI Internationalfreight and logisticsworkplace safety or health violation2020OSHA$6,000
UPS FREIGHT SERVICES, INC.TFI Internationalfreight and logisticsworkplace safety or health violation2021OSHA$8,192
TD Bank, National AssociationToronto-Dominion Bankfinancial servicesbanking violation2013OCC$37,500,000
ConvergEx Group LLCToronto-Dominion Bankfinancial servicesfraud2014DOJ_CRIMINAL$43,800,000
ConvergEx GroupToronto-Dominion Bankfinancial servicesinvestor protection violation2013SEC$107,424,429
TD BankToronto-Dominion Bankfinancial servicesinvestor protection violation2013SEC$15,000,000
TD Waterhouse Investor Services, Inc.Toronto-Dominion Bankfinancial servicesinvestor protection violation2004SEC$2,000,000
SG Cowen & Co., LLC f/k/a SG Cowen Securities CorporationToronto-Dominion Bankfinancial servicesinvestor protection violation2004SEC$125,000
SG Cowen Securities CorporationToronto-Dominion Bankfinancial servicesinvestor protection violation2003SEC$5,000,000
Toronto-Dominion BankToronto-Dominion Bankfinancial serviceseconomic sanction violation2017OFAC$516,105
TD Waterhouse Investor Services, Inc.Toronto-Dominion Bankfinancial serviceswage and hour violation2005WHD$55,208
TD BanknorthToronto-Dominion Bankfinancial serviceslabor relations violation2006NLRB$5,000
TD Securities (USA) LLCToronto-Dominion Bankfinancial servicesinvestor protection violation2016SEC$500,000
TD BankToronto-Dominion Bankfinancial serviceswage and hour violation2015private lawsuit-federal$9,900,000
TD BankToronto-Dominion Bankfinancial serviceswage and hour violation2014private lawsuit-federal$6,000,000
TD BankToronto-Dominion Bankfinancial serviceswage and hour violation2013private lawsuit-federal$975,000
TD BankToronto-Dominion Bankfinancial serviceswage and hour violation2010private lawsuit-federal$375,000
TD Options LLCToronto-Dominion Bankfinancial servicesinvestor protection violation2009SEC$1,000,000
Convergex Execution Solutions LLCToronto-Dominion Bankfinancial servicesdata submission deficiencies2018SEC$2,750,000
TD BankToronto-Dominion Bankfinancial servicesprivacy violation2014MA-AG$625,000
TD Bank, N.A.Toronto-Dominion Bankfinancial servicesprivacy violation2014MULTI-AG$850,000
TD Bank, N.A.Toronto-Dominion Bankfinancial servicesconsumer protection violation2020CFPB$122,000,000
Cowen and Company, LLCToronto-Dominion Bankfinancial servicesinvestor protection violation2008FINRA$150,000
SG Cowen, LLCToronto-Dominion Bankfinancial servicesinvestor protection violation2004FINRA$800,000
TD Waterhouse Investor Services, Inc.Toronto-Dominion Bankfinancial servicesinvestor protection violation2004FINRA$150,000
TD Bank, N.A.Toronto-Dominion Bankfinancial serviceseconomic sanction violation2021OFAC$115,005
TD Securities (USA) LLCToronto-Dominion Bankfinancial servicesinvestor protection violation2022SEC$152,955
TD Securities (USA) LLCToronto-Dominion Bankfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
TD Bank N.A.Toronto-Dominion Bankfinancial servicesconsumer protection violation2023private lawsuit-federal$2,250,000
TD Bank N.A.Toronto-Dominion Bankfinancial servicesconsumer protection violation2022private lawsuit-federal$4,245,000
TD Bank N.A.Toronto-Dominion Bankfinancial servicesconsumer protection violation2022private lawsuit-federal$41,500,000
TD Bank N.A.Toronto-Dominion Bankfinancial servicesconsumer protection violation2020private lawsuit-federal$70,000,000
TD Bank N.A.Toronto-Dominion Bankfinancial servicesconsumer protection violation2013private lawsuit-federal$62,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.