RBC Capital Markets Corporation | Royal Bank of Canada | financial services | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $9,800,000 |
TD Bank | Toronto-Dominion Bank | financial services | wage and hour violation | 2015 | private lawsuit-federal | $9,900,000 |
Columbia Gas Transmission Corporation and Columbia Gulf Transmission | TC Energy | pipelines | energy market violation | 2008 | FERC | $10,000,000 |
Biovail Corporation | Bausch Health | pharmaceuticals | accounting fraud or deficiencies | 2008 | SEC | $10,000,000 |
BMO Harris Bank, N.A. | Bank of Montreal | financial services | fraud | 2018 | USAO | $10,000,000 |
Agrium Inc. | Nutrien Ltd. | chemicals | price-fixing or anti-competitive practices | 2013 | private lawsuit-federal | $10,000,000 |
Bausch & Lomb Inc. | Bausch Health | pharmaceuticals | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $10,000,000 |
Suncor | Suncor Energy | oil and gas | air pollution violation | 2024 | CO-DPHE | $10,500,000 |
RBC Mortgage Company | Royal Bank of Canada | financial services | False Claims Act and related | 2008 | DOJ_CIVIL | $10,710,000 |
Enbridge Energy | Enbridge | pipelines | environmental violation | 2022 | MN-ENV | $11,000,000 |
RBC Capital Markets, LLC | Royal Bank of Canada | financial services | investor protection violation | 2019 | SEC | $11,715,395 |
Valeant Pharmaceuticals International, Inc. | Bausch Health | pharmaceuticals | price-fixing or anti-competitive practices | 2013 | private lawsuit-federal | $11,750,000 |
TD Bank N.A. | Toronto-Dominion Bank | financial services | consumer protection violation | 2023 | private lawsuit-federal | $11,900,000 |
Saks & Co. Inc. | Hudson's Bay Co. | retailing | price-fixing or anti-competitive practices | 2005 | private lawsuit-federal | $12,437,500 |
Bank of Nova Scotia | Scotiabank | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $12,500,000 |
Chemtrade Logistics, Chemtrade Refinery Services and Marsulex | Chemtrade Logistics | chemicals | air pollution violation | 2009 | EPA | $12,700,000 |
Dain Rauscher Incorporated | Royal Bank of Canada | financial services | investor protection violation | 2000 | SEC | $12,941,191 |
John Hancock Life Insurance Company | Manulife Financial | financial services | insurance violation | 2012 | MULTI-FIN | $13,300,000 |
John Hancock Life Insurance Company | Manulife Financial | financial services | benefit plan administrator violation | 2021 | private lawsuit-federal | $14,000,000 |
Chemtrade | Chemtrade Logistics | chemicals | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $14,000,000 |
TD Bank | Toronto-Dominion Bank | financial services | investor protection violation | 2013 | SEC | $15,000,000 |
Bank of Nova Scotia | Scotiabank | financial services | investor protection violation | 2023 | CFTC | $15,000,000 |
RBC Capital Markets LLC | Royal Bank of Canada | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $15,500,000 |
Tampa Electric Company | Emera | utilities and power generation | air pollution violation | 2000 | EPA | $16,500,000 |
Louis Berger International Inc. | WSP Global | construction and engineering | Foreign Corrupt Practices Act | 2015 | DOJ_CRIMINAL | $17,100,000 |
Bausch & Lomb | Bausch Health | pharmaceuticals | price-fixing or anti-competitive practices | 2001 | MULTI-AG | $17,500,000 |
Bank of the West | Bank of Montreal | financial services | consumer protection violation | 2012 | private lawsuit-federal | $18,000,000 |
John Hancock Investment Management Services, LLC | Manulife Financial | financial services | investor protection violation | 2007 | SEC | $19,787,879 |
TD Securities (USA) LLC | Toronto-Dominion Bank | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Medicis Pharmaceutical Corp. | Bausch Health | pharmaceuticals | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $23,000,000 |
Valeant Pharmaceuticals International, Inc. | Bausch Health | pharmaceuticals | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $23,000,000 |
Apotex Corp. | Apotex Corp. | pharmaceuticals | price-fixing or anti-competitive practices | 2020 | DOJ_ANTITRUST | $24,100,000 |
John Hancock Life Insurance Company | Manulife Financial | financial services | discriminatory practices (non-employment) | 2009 | private lawsuit-federal | $24,400,000 |
Biovail Pharmaceuticals Inc. | Bausch Health | pharmaceuticals | kickbacks and bribery | 2009 | USAO | $24,647,876 |
BMO Capital Markets Corp | Bank of Montreal | financial services | investor protection violation | 2023 | SEC | $25,000,000 |
Royal Bank of Canada | Royal Bank of Canada | financial services | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $25,250,000 |
John Hancock Life & Health Insurance Company | Manulife Financial | financial services | insurance violation | 2022 | NY-DFS | $26,300,000 |
Norbord Industries Inc. | West Fraser Timber | building materials | price-fixing or anti-competitive practices | 2008 | private lawsuit-federal | $30,000,000 |
RBC Capital Markets LLC | Royal Bank of Canada | financial services | investor protection violation | 2011 | SEC | $30,400,000 |
City National Bank | Royal Bank of Canada | financial services | discriminatory practices (non-employment) | 2023 | DOJ_RIGHTS | $31,000,000 |
ISTA Pharmaceuticals, Inc. | Bausch Health | pharmaceuticals | False Claims Act and related | 2013 | DOJ_CIVIL | $33,500,000 |
Royal Bank of Canada | Royal Bank of Canada | financial services | investor protection violation | 2014 | CFTC | $35,000,000 |
Medicis Pharmaceutical Corp. | Bausch Health | pharmaceuticals | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $35,000,000 |
Bank of Montreal | Bank of Montreal | financial services | investor protection violation | 2023 | CFTC | $35,000,000 |
TD Bank, National Association | Toronto-Dominion Bank | financial services | banking violation | 2013 | OCC | $37,500,000 |
Valeant Pharmaceuticals International, Inc. | Bausch Health | pharmaceuticals | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $37,500,000 |
BMO Harris Financial Advisors Inc. and BMO Asset Management Corp. | Bank of Montreal | financial services | investor protection violation | 2019 | SEC | $37,980,000 |
TD Bank N.A. | Toronto-Dominion Bank | financial services | consumer protection violation | 2022 | private lawsuit-federal | $41,500,000 |
Genesee & Wyoming Railroad Services Inc. | Brookfield Corporation | diversified | air pollution violation | 2023 | EPA | $43,350,000 |
Potash Corp. of Saskatchewan Inc. | Nutrien Ltd. | chemicals | price-fixing or anti-competitive practices | 2013 | private lawsuit-federal | $43,750,000 |
ConvergEx Group LLC | Toronto-Dominion Bank | financial services | fraud | 2014 | DOJ_CRIMINAL | $43,800,000 |
Bausch Health | Bausch Health | pharmaceuticals | accounting fraud or deficiencies | 2020 | SEC | $45,000,000 |
Apotex Corporation | Apotex Corp. | pharmaceuticals | False Claims Act and related | 2021 | DOJ_CIVIL | $49,000,000 |
Massachusetts Financial Services Company | Sun Life Financial | financial services | investor protection violation | 2004 | SEC | $50,000,000 |
Parsons Brinkerhoff | WSP Global | construction and engineering | False Claims Act and related | 2008 | MA-AG | $50,000,000 |
The Bank of Nova Scotia | Scotiabank | financial services | investor protection violation | 2020 | CFTC | $50,000,000 |
Chemtrade | Chemtrade Logistics | chemicals | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $51,000,000 |
PCS Nitrogen Fertilizer, AA Sulfuric Inc., and White Springs Agricultural Chemicals Inc. | Nutrien Ltd. | chemicals | environmental violation | 2014 | EPA | $51,300,000 |
Salix Pharmaceuticals Inc. | Bausch Health | pharmaceuticals | kickbacks and bribery | 2016 | USAO | $54,000,000 |
Bank of Nova Scotia | Scotiabank | financial services | price-fixing or anti-competitive practices | 2020 | DOJ_CRIMINAL | $60,400,000 |
TD Bank N.A. | Toronto-Dominion Bank | financial services | consumer protection violation | 2013 | private lawsuit-federal | $62,000,000 |
Enbridge Energy L. P. | Enbridge | pipelines | water pollution violation | 2017 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $62,000,000 |
City National Bank | Royal Bank of Canada | financial services | banking violation | 2024 | OCC | $65,000,000 |
Louis Berger Group Inc. | WSP Global | construction and engineering | False Claims Act and related | 2010 | USAO | $69,300,000 |
TD Bank N.A. | Toronto-Dominion Bank | financial services | consumer protection violation | 2020 | private lawsuit-federal | $70,000,000 |
Enbridge Energy LP | Enbridge | pipelines | oil spill | 2015 | MI-AG | $75,000,000 |
The Bank of Nova Scotia | Scotiabank | financial services | investor protection violation | 2020 | CFTC | $77,400,000 |
Canadian Imperial Bank of Commerce | Canadian Imperial Bank of Commerce | financial services | accounting fraud or deficiencies | 2003 | SEC | $80,000,000 |
PCS Nitrogen Fertilizer, L.P. | Nutrien Ltd. | chemicals | hazardous waste violation | 2022 | EPA | $84,510,023 |
John Hancock Life Insurance Company | Manulife Financial | financial services | consumer protection violation | 2019 | private lawsuit-federal | $91,250,000 |
ConvergEx Group | Toronto-Dominion Bank | financial services | investor protection violation | 2013 | SEC | $107,424,429 |
TD Bank, N.A. | Toronto-Dominion Bank | financial services | consumer protection violation | 2020 | CFPB | $122,000,000 |
John Hancock Life Insurance Company | Manulife Financial | financial services | consumer protection violation | 2022 | private lawsuit-federal | $123,074,128 |
Canadian Imperial Bank of Commerce | Canadian Imperial Bank of Commerce | financial services | investor protection violation | 2005 | SEC | $125,000,000 |
Canadian Imperial Bank of Commerce | Canadian Imperial Bank of Commerce | financial services | investor protection violation | 2005 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000 |
Valeant Pharmaceuticals International, Inc. | Bausch Health | pharmaceuticals | investor protection violation | 2017 | MULTI-AG | $145,000,000 |
Enbridge Energy Limited Partnership | Enbridge | pipelines | oil spill | 2016 | EPA | $177,400,000 |
Massachusetts Financial Services Co. | Sun Life Financial | financial services | investor protection violation | 2004 | SEC | $225,000,000 |
Bausch Health Companies Inc. | Bausch Health | pharmaceuticals | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $300,000,000 |
Massachusetts Financial Services Co. | Sun Life Financial | financial services | investor protection violation | 2004 | NY-AG | $350,000,000 |
Powerex | BC Hydro | utilities and power generation | price-fixing or anti-competitive practices | 2013 | CA-AG | $750,000,000 |
RBC Capital Markets Corporation | Royal Bank of Canada | financial services | investor protection violation | 2008 | MULTI-AG | $859,800,000 |