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Violation Tracker Current Parent Headquarters Summary Page

HQ State/Territory: Minnesota
Current Parent Penalty Total since 2000: $25,790,302,028
Number of Records: 2,066
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
3M Company$19,694,417,115135
UnitedHealth Group$2,245,949,382388
U.S. Bancorp$1,681,335,61466
Mosaic Co.$898,981,519106
Ameriprise Financial$340,010,88558
Cargill$220,708,468219
Target$187,253,759158
Ecolab$122,430,09084
Patterson$81,538,4329
Piper Sandler$53,424,45426

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount
SIDNEY SUGARS, INC.American Crystal Sugaragribusinessworkplace safety or health violation2022OSHA$20,000
AMERICAN CRYSTAL SUGAR COMPANYAmerican Crystal Sugaragribusinessair pollution violation2015EPA$7,100
Investment Professionals Inc.Ameriprise Financialfinancial servicesinvestor protection violation2014SEC$67,800
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2009SEC$17,300,000
Ameriprise Financial, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005SEC$15,000,000
Ameriprise Financial, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005SEC$30,000,000
Columbia Management Advisors Inc. and Columbia Funds Distributor Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005SEC$140,000,000
American Express Financial Advisors Inc.Ameriprise Financialfinancial servicesinvestor protection violation2004SEC$3,706,693
Ameriprise Financial, Inc.Ameriprise Financialfinancial servicesemployment discrimination2016OFCCP$128,200
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2017SEC$8,750,000
Columbia Management Investment Services Corp.Ameriprise Financialfinancial servicesinvestor protection violation2017SEC$250,000
Ameriprise Financial ServicesAmeriprise Financialfinancial servicesinvestor protection violation2018SEC$230,000
Ameriprise FinancialAmeriprise Financialfinancial serviceswage and hour violation2011private lawsuit-federal$185,000
Ameriprise Financial Services Inc.Ameriprise Financialfinancial servicesinvestor protection violation2018SEC$4,500,000
American Express Financial AdvisorsAmeriprise Financialfinancial servicesemployment discrimination2002private lawsuit-federal$31,000,000
Ameriprise Financial, Inc.Ameriprise Financialfinancial servicesbenefit plan administrator violation2015private lawsuit-federal$27,500,000
American Express Financial Advisors Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005NJ-AG$5,000,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesconsumer protection violation2009MA-AG$200,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2018NJ-AG$375,000
Ameriprise GroupAmeriprise Financialfinancial servicesinsurance violation2017MULTI-AG$1,500,000
American Express Financial AdvisorsAmeriprise Financialfinancial servicesinvestor protection violation2000AZ-CC$125,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005AZ-CC$1,000,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2006AZ-CC$1,250,000
RiverSource Life Insurance Co.Ameriprise Financialfinancial servicesinsurance violation2015CA-INS$800,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2018CA-DFPI$115,000
RiverSource Life Insurance Co.Ameriprise Financialfinancial servicesinsurance violation2018DE-INS$75,000
RiverSource Life Insurance Co.Ameriprise Financialfinancial servicesinsurance violation2011FL-OFR$10,500
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2008IL-SEC$1,449,384
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2009KY-FIN$983,984
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2013MA-SEC$400,000
Investment Professionals, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2017MA-SEC$100,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2013MD-SEC$50,000
American Express Financial Advisors, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2002MN-FIN$5,000
American Express Financial Advisors, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005MN-FIN$2,000,000
Riversource Life Insurance Co. and Riversource Life Insurance Co. of New YorkAmeriprise Financialfinancial servicesinsurance violation2017MN-FIN$1,500,000
Investment Professionals, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2009MO-SEC$52,500
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2008MS-SEC$150,000
Ameriprise Financial Services Inc.Ameriprise Financialfinancial servicesconsumer protection violation2013NE-DBF$10,000
American Express Financial Advisors Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005NH-BSR$7,375,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2008NH-BSR$3,400,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2014NH-BSR$90,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2016NH-BSR$30,800
Investment Professionals Inc.Ameriprise Financialfinancial servicesinsurance violation2014NY-DFS$10,000
Ameriprise Advisor Services Inc.Ameriprise Financialfinancial servicesinvestor protection violation2009RI-FIN$48,411
Ameriprise Financial Services Inc.Ameriprise Financialfinancial servicesinvestor protection violation2018SC-SEC$650,000
American Express Financial Advisors Inc.Ameriprise Financialfinancial servicesinvestor protection violation2000TX-SEC$9,000
AMERIPRISE FINANCIAL SERVICESAmeriprise Financialfinancial servicesinvestor protection violation2008VA-SEC$780,000
AMERIPRISE FINANCIAL SERVICES, INC.Ameriprise Financialfinancial servicesinvestor protection violation2016VA-SEC$14,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2016WA-FIN$55,000
Ameriprise Financial Services Inc.Ameriprise Financialfinancial servicesinvestor protection violation2009MULTI-FIN$720,000
RiverSource Life Insurance CompanyAmeriprise Financialfinancial servicesinsurance violation2016MULTI-FIN$1,500,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2016FINRA$850,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2013FINRA$750,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005FINRA$12,300,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005FINRA$1,250,000
American Express Financial AdvisorsAmeriprise Financialfinancial servicesinvestor protection violation2005FINRA$13,000,000
American Express Financial Advisors Inc.Ameriprise Financialfinancial servicesinvestor protection violation2004FINRA$700,000
American Express Financial Advisors, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2004FINRA$300,000
American Express Financial Advisors Inc.Ameriprise Financialfinancial servicesinvestor protection violation2002FINRA$350,000
Riversource Life Insurance CompanyAmeriprise Financialfinancial servicesinsurance violation2023WA-INS$59,613
AMES CONSTRUCTION INCAmes Constructionconstruction and engineeringmotor vehicle safety violation2005FMCSA$15,330
Ames Construction IncAmes Constructionconstruction and engineeringwage and hour violation2015WHD$48,617
Ames Construction, IncAmes Constructionconstruction and engineeringwage and hour violation2009WHD$35,543
Ames Construction Inc.Ames Constructionconstruction and engineeringlabor relations violation2007NLRB$5,000
Ames Construction, Inc. (Southern Access RoAmes Constructionconstruction and engineeringenvironmental violation2005CO-DPHE$192,500
Ames Construction, Inc. (Big Thompson DewAmes Constructionconstruction and engineeringenvironmental violation2003CO-DPHE$33,374
Ames ConstructionAmes Constructionconstruction and engineeringenvironmental violation2003MN-ENV$5,000
Ames Construction IncAmes Constructionconstruction and engineeringunderground storage tank violation2001MN-ENV$25,000
Ames Construction, Inc.Ames Constructionconstruction and engineeringair pollution violation2010NV-ENV$11,550
AMES CONSTRUCTION, INC.Ames Constructionconstruction and engineeringworkplace safety or health violation2002OSHA$8,750
AMES CONSTRUCTION, INC.Ames Constructionconstruction and engineeringworkplace safety or health violation2010OSHA$6,938
AMES CONSTRUCTION, INC.Ames Constructionconstruction and engineeringworkplace safety or health violation2020OSHA$9,000
AMES CONSTRUCTION, INC.Ames Constructionconstruction and engineeringworkplace safety or health violation2022OSHA$15,000
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2018MSHA$7,819
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2021MSHA$6,232
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2015MSHA$5,961
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2017MSHA$6,896
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2017MSHA$6,896
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2014MSHA$5,503
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2010MSHA$49,000
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2010MSHA$36,750
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2010MSHA$36,750
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2010MSHA$33,401
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2016MSHA$12,248
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2008MSHA$5,211
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2015MSHA$13,268
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2013MSHA$10,000
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2010MSHA$10,437
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2012MSHA$5,504
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2010MSHA$9,045
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2010MSHA$28,790
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2010MSHA$6,820
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2010MSHA$52,500
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2014MSHA$7,935
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2013MSHA$6,567
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2013MSHA$6,567
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2013MSHA$6,567
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2007MSHA$10,437
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2011MSHA$7,115
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2011MSHA$8,893
Ames Construction IncAmes Constructionconstruction and engineeringworkplace safety or health violation2011MSHA$6,670
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.