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Violation Tracker Current Parent Headquarters Summary Page

HQ State/Territory: Minnesota
Current Parent Penalty Total since 2000: $25,790,302,028
Number of Records: 2,066
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
3M Company$19,694,417,115135
UnitedHealth Group$2,245,949,382388
U.S. Bancorp$1,681,335,61466
Mosaic Co.$898,981,519106
Ameriprise Financial$340,010,88558
Cargill$220,708,468219
Target$187,253,759158
Ecolab$122,430,09084
Patterson$81,538,4329
Piper Sandler$53,424,45426

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
Chs IncCHS Inc.agribusinessmotor vehicle safety violation2015FMCSA$59,260
U.S. Bank, National AssociationU.S. Bancorpfinancial servicesmortgage abuses2011HUD$1,200,000
U.S. BancorpU.S. Bancorpfinancial servicesmortgage abuses2018FED$4,400,000
U.S. Bank National AssociationU.S. Bancorpfinancial servicesmortgage abuses2020DOJ_UTP$29,000,000
UnitedHealthcare of New YorkUnitedHealth Grouphealthcare servicesMedicare Parts C and D Enforcement Action2015CMS$149,150
Aveta Inc.UnitedHealth Grouphealthcare servicesMedicare Parts C and D Enforcement Action2012CMS$75,000
UnitedHealth Group, Inc.UnitedHealth Grouphealthcare servicesMedicare Parts C and D Enforcement Action2012CMS$2,175,000
UnitedHealthcare Medicare & RetirementUnitedHealth Grouphealthcare servicesMedicare Parts C and D Enforcement Action2016CMS$2,498,850
C.H. Robinson Project Logistics, Inc.C.H. Robinsonfreight and logisticsmaritime violation2015FMC$25,000
Target CorporationTargetretailinglead violation2006CA-AG$25,000
CARGILL, INCORPORATEDCargillagribusinesslabor relations violation2013NLRB$25,551
Nalco Chemical CompanyEcolabchemicalslabor relations violation2012NLRB$50,000
Regis CorporationRegismiscellaneous serviceslabor relations violation2012NLRB$55,427
Cargill Dry Corn IngredientsCargillagribusinesslabor relations violation2010NLRB$35,000
Target #2266 - Fairview Park StoreTargetretailinglabor relations violation2010NLRB$5,000
Mortenson, Inc. and its agent D & N ElectricM.A. Mortensonconstruction and engineeringlabor relations violation2010NLRB$5,436
Cargill Regional BeefCargillagribusinesslabor relations violation2010NLRB$9,104
General Mills, Inc.General Millsfood productslabor relations violation2010NLRB$12,500
CHS Inc.CHS Inc.agribusinesslabor relations violation2010NLRB$10,279
Jennie-O Turkey StoreHormel Foodsfood productslabor relations violation2009NLRB$9,880
Best Buy Co., Inc.Best Buyretailinglabor relations violation2009NLRB$30,000
General MillsGeneral Millsfood productslabor relations violation2009NLRB$60,000
CARGILL, INC.Cargillagribusinesslabor relations violation2008NLRB$40,032
3M3M Companymiscellaneous manufacturinglabor relations violation2008NLRB$22,839
Ames Construction Inc.Ames Constructionconstruction and engineeringlabor relations violation2007NLRB$5,000
Donaldson Company, Inc.Donaldson Co.industrial equipmentlabor relations violation2007NLRB$70,000
Rochelle Foods, Inc.Hormel Foodsfood productslabor relations violation2007NLRB$12,000
Target Corporation, Northfield Stapleton Super-TargetTargetretailinglabor relations violation2007NLRB$10,000
TargetTargetretailinglabor relations violation2007NLRB$11,269
Fastenal CompanyFastenalretailinglabor relations violation2007NLRB$19,000
3M Company3M Companymiscellaneous manufacturinglabor relations violation2007NLRB$15,000
Public Service Company of Colorado d/b/a Xcel EnergyXcel Energyutilities and power generationlabor relations violation2006NLRB$26,580
Public Service Company of Colorado (d/b/a Xcel Energy)Xcel Energyutilities and power generationlabor relations violation2006NLRB$26,508
Target, Inc.Targetretailinglabor relations violation2006NLRB$75,000
Allina Health System d/b/a Abbott Northwestern HospitalAllina Health Systemhealthcare serviceslabor relations violation2005NLRB$54,658
3M3M Companymiscellaneous manufacturinglabor relations violation2005NLRB$60,000
Ecolab Inc.Ecolabchemicalslabor relations violation2004NLRB$20,000
Regis Corp./SmartStyles at Wal-MartRegismiscellaneous serviceslabor relations violation2004NLRB$6,049
IMC-Agric Port SuttonMosaic Co.chemicalslabor relations violation2004NLRB$619,315
IMC-Phosphates CompanyMosaic Co.chemicalslabor relations violation2004NLRB$13,560
The Purolite Company, Division of Bro-Tech CorporationEcolabchemicalslabor relations violation2004NLRB$60,000
The Purolite Company, Division of Bro-Tech CorporationEcolabchemicalslabor relations violation2003NLRB$20,000
Mayo Clinic HospitalMayo Clinichealthcare serviceslabor relations violation2002NLRB$11,000
Indian MotorcyclesPolaris Industriesmotor vehicleslabor relations violation2001NLRB$8,858
Donaldson Company, Inc.Donaldson Co.industrial equipmentlabor relations violation2000NLRB$7,493
EXCELCargillagribusinesslabor relations violation2000NLRB$6,000
Target Distribution CenterTargetretailinglabor relations violation2000NLRB$25,615
CERADYNE, INC. A 3M COMPANY3M Companymiscellaneous manufacturinglabor relations violation2019NLRB$41,125
DaVita Healthcare PartnersUnitedHealth Grouphealthcare serviceskickbacks and bribery2015MULTI-AG$22,356,143
BMO Capital Markets GKST Inc.Piper Sandlerfinancial servicesinvestor protection violation2015SEC$250,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2015SEC$500,000
Investment Professionals Inc.Ameriprise Financialfinancial servicesinvestor protection violation2014SEC$67,800
CHS Inc.CHS Inc.agribusinessinvestor protection violation2016CFTC$1,000,000
Cargill de Mexico SA De CVCargillagribusinessinvestor protection violation2015CFTC$500,000
U.S. Bank National AssociationU.S. Bancorpfinancial servicesinvestor protection violation2015CFTC$18,000,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2009SEC$17,300,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2006SEC$125,000
Ameriprise Financial, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005SEC$15,000,000
Ameriprise Financial, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005SEC$30,000,000
Columbia Management Advisors Inc. and Columbia Funds Distributor Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005SEC$140,000,000
American Express Financial Advisors Inc.Ameriprise Financialfinancial servicesinvestor protection violation2004SEC$3,706,693
U.S. Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2003SEC$32,500,000
Cargill Inc.Cargillagribusinessinvestor protection violation2017CFTC$10,000,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2017SEC$8,750,000
Columbia Management Investment Services Corp.Ameriprise Financialfinancial servicesinvestor protection violation2017SEC$250,000
U.S. Bank Municipal Securities GroupU.S. Bancorpfinancial servicesinvestor protection violation2015SEC$60,000
Ameriprise Financial ServicesAmeriprise Financialfinancial servicesinvestor protection violation2018SEC$230,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2013SEC$300,000
Ameriprise Financial Services Inc.Ameriprise Financialfinancial servicesinvestor protection violation2018SEC$4,500,000
U.S. Bank National AssociationU.S. Bancorpfinancial servicesinvestor protection violation2005SEC$500,000
U.S. Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2002SEC$100,000
MUFG Securities Americas Inc.U.S. Bancorpfinancial servicesinvestor protection violation2018SEC$1,400,000
American Express Financial Advisors Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005NJ-AG$5,000,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2018NJ-AG$375,000
CHS, Inc.CHS Inc.agribusinessinvestor protection violation2019CFTC$500,000
U.S. Bancorp Investments, Inc.U.S. Bancorpfinancial servicesinvestor protection violation2020SEC$15,992,441
Securian Financial Services, Inc.Securian Financialfinancial servicesinvestor protection violation2020AK-DBS$10,000
American Express Financial AdvisorsAmeriprise Financialfinancial servicesinvestor protection violation2000AZ-CC$125,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005AZ-CC$1,000,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2006AZ-CC$1,250,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2018CA-DFPI$115,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2008IL-SEC$1,449,384
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2009KY-FIN$983,984
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2013MA-SEC$400,000
Investment Professionals, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2017MA-SEC$100,000
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2013MD-SEC$50,000
American Express Financial Advisors, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2002MN-FIN$5,000
American Express Financial Advisors, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005MN-FIN$2,000,000
Securian Financial Services, Inc.Securian Financialfinancial servicesinvestor protection violation2009MO-SEC$79,445
Investment Professionals, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2009MO-SEC$52,500
Ameriprise Financial Services, Inc.Ameriprise Financialfinancial servicesinvestor protection violation2008MS-SEC$150,000
U.S. Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2003MT-FIN$2,625,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2006MT-FIN$345,000
US Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2001ND-SEC$23,250
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2004ND-SEC$20,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2004ND-SEC$17,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2005ND-SEC$30,000
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2006ND-SEC$17,204
Piper Jaffray & Co.Piper Sandlerfinancial servicesinvestor protection violation2006ND-SEC$229,000
U.S. Bancorp Piper Jaffray Inc.Piper Sandlerfinancial servicesinvestor protection violation2002NE-DBF$5,000
American Express Financial Advisors Inc.Ameriprise Financialfinancial servicesinvestor protection violation2005NH-BSR$7,375,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.