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Violation Tracker Current Parent Headquarters Summary Page

HQ State/Territory: Missouri
Current Parent Penalty Total since 2000: $4,218,141,129
Number of Records: 3,623
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Centene$1,893,480,722226
Evergy Inc.$558,721,01421
Dairy Farmers of America (DFA)$400,667,193153
Ameren$224,491,69425
Jones Financial$222,161,18128
H&R Block$195,129,77717
Ascension Health$139,497,680129
Post Holdings$112,391,75354
Leggett & Platt$67,199,09563
Stifel Financial$66,469,26224

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearAgencyPenalty Amount
DFA DAIRY BRANDS FLUID LLCDairy Farmers of America (DFA)food productsworkplace safety or health violation2023OSHA$12,895
POST CONSUMER BRANDSPost Holdingsfood productsworkplace safety or health violation2023OSHA$12,054
POST CONSUMER BRANDSPost Holdingsfood productsworkplace safety or health violation2023OSHA$8,539
SUIZA DAIRY CORPORATIONDairy Farmers of America (DFA)food productsworkplace safety or health violation2023OSHA$9,450
DFA DAIRY BRANDS FLUID, LLCDairy Farmers of America (DFA)food productsworkplace safety or health violation2023OSHA$18,750
DEAN NORTHEAST LLCDairy Farmers of America (DFA)food productsair pollution violation2002EPA$31,080
GARELICK FARMS LLCDairy Farmers of America (DFA)food productsair pollution violation2015EPA$571,000
Suiza Dairy CorporationDairy Farmers of America (DFA)food productsenvironmental violation2008EPA$26,000
Suiza Dairy CorporationDairy Farmers of America (DFA)food productsair pollution violation2013EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,295,000
Suiza Dairy CorporationDairy Farmers of America (DFA)food productsenvironmental violation2014EPA$83,300
LAND-O-SUN DAIRIES, LLC d/b/a PET DAIRYDairy Farmers of America (DFA)food productsair pollution violation2009EPA$11,174
COUNTRY DELITE FARMS, LLCDairy Farmers of America (DFA)food productsenvironmental violation2004EPA$21,125
SUIZA DAIRY GROUP, LLCDairy Farmers of America (DFA)food productsenvironmental violation2015EPA$11,505
MAYFIELD DAIRY FARMS, LLCDairy Farmers of America (DFA)food productsenvironmental violation2017EPA$25,275
Country Fresh LLC (Flint)Dairy Farmers of America (DFA)food productsair pollution violation2010EPA$92,400
COUNTRY FRESH, LLCDairy Farmers of America (DFA)food productsenvironmental violation2020EPA$95,616
BOB EVANS FARMS, INC.Post Holdingsfood productsenvironmental violation2022EPA$57,674
SOUTHERN FOODS GROUP, L.P./OAK FARMS DAIDairy Farmers of America (DFA)food productswater pollution violation2002EPA$10,000
SOUTHERN FOODS GROUP, L.P.Dairy Farmers of America (DFA)food productswater pollution violation2002EPA$10,000
DairiConcepts, LLCDairy Farmers of America (DFA)food productswater pollution violation2005EPA$18,406
Southern Foods Group, LPDairy Farmers of America (DFA)food productsair pollution violation2005EPA$27,500
DAIRY FARMERS OF AMERICADairy Farmers of America (DFA)food productsenvironmental violation2000EPA$20,000
Dean Foods CompanyDairy Farmers of America (DFA)food productsair pollution violation2019EPA$120,000
Edward D. Jones & Co. LPJones Financialfinancial servicesinvestor protection violation2015SEC$20,000,000
Stifel, Nicolaus & Company, Inc.Stifel Financialfinancial servicesinvestor protection violation2015SEC$500,000
Stifel Nicolaus & Co.Stifel Financialfinancial servicesinvestor protection violation2014SEC$60,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2004SEC$75,000,000
Thomas Weisel Partners LLCStifel Financialfinancial servicesinvestor protection violation2004SEC$12,500,000
Stifel, Nicolaus & Co., Inc.Stifel Financialfinancial servicesinvestor protection violation2016SEC$24,500,000
H & R BlockH&R Blockfinancial serviceswage and hour violation2015WHD$257,577
H & R BlockH&R Blockfinancial serviceswage and hour violation2014WHD$128,872
H&R Block Eastern Enterprises IncH&R Blockfinancial serviceswage and hour violation2014WHD$24,928
UMB Bank, NAUMB Financial Corp.financial servicesbanking violation2017OCC$1,500,000
Stifel, Nicolaus & Company, IncorporatedStifel Financialfinancial servicesinvestor protection violation2017SEC$300,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2015SEC$100,000
UMB Bank N.A. Investment Banking DivisionUMB Financial Corp.financial servicesinvestor protection violation2015SEC$420,000
H & R BlockH&R Blockfinancial serviceswage and hour violation2003CA-LCO$12,000
H&R BlockH&R Blockfinancial serviceswage and hour violation2013private lawsuit-federal$221,400
H&R BlockH&R Blockfinancial serviceswage and hour violation2012private lawsuit-state$7,500,000
H&R BlockH&R Blockfinancial serviceswage and hour violation2012private lawsuit-federal$35,000,000
H&R BlockH&R Blockfinancial serviceswage and hour violation2010private lawsuit-federal$1,400,000
Edward D. Jones & Co.Jones Financialfinancial serviceswage and hour violation2008private lawsuit-federal$21,000,000
Edward D. Jones & Co.Jones Financialfinancial serviceswage and hour violation2008private lawsuit-federal$19,000,000
Stifel and Nicolaus & Company, IncorporatedStifel Financialfinancial servicesinvestor protection violation2019SEC$6,037,175
Edward Jones & Co.Jones Financialfinancial servicesinvestor protection violation2008CA-AG$7,500,000
H&R BlockH&R Blockfinancial servicesconsumer protection violation2003MULTI-AG$3,300,000
H&R BlockH&R Blockfinancial servicesconsumer protection violation2009CA-AG$4,850,000
H&R BlockH&R Blockfinancial servicesconsumer protection violation2010NY-AG$12,150,000
H&R BlockH&R Blockfinancial servicesconsumer protection violation2008NY-AG$245,000
H&R Block Financial AdvisorsH&R Blockfinancial servicesprivacy violation2001MO-AG$15,000
H&R Block, Inc.H&R Blockfinancial servicesdiscriminatory practices (non-employment)2011MA-AG$125,000,000
GREAT SOUTHERN BANKGreat Southern Bancorpfinancial servicesbanking violation2011FDIC$21,935
Stifel, Nicolaus & Co., Inc.Stifel Financialfinancial servicesinvestor protection violation2019SEC$2,700,000
H&R BlockH&R Blockfinancial servicesconsumer protection violation2002NY-NYCDCWP$4,000,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesbenefit plan administrator violation2019private lawsuit-federal$3,175,000
Edward D. Jones and Co.,LPJones Financialfinancial servicesinvestor protection violation2003AK-DBS$11,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2018AR-SEC$50,000
Thomas Weisel Partners LLCStifel Financialfinancial servicesinvestor protection violation2006CT-SEC$52,480
Stifel, Nicolaus & Company, Inc.Stifel Financialfinancial servicesinvestor protection violation2011IL-SEC$80,224
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2011IN-SEC$10,000
James B. Nutter & CompanyJames B. Nutter & Companyfinancial servicesconsumer protection violation2010KY-FIN$24,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2010ME-SEC$10,000
Edward D. Jones & Co. L.P.Jones Financialfinancial servicesinvestor protection violation2005MO-SEC$1,500,000
Stifel, Nicolaus & Company, Inc.Stifel Financialfinancial servicesinvestor protection violation2010MO-SEC$211,617
Edward D. Jones & Co. L.P.Jones Financialfinancial servicesinvestor protection violation2010MO-SEC$40,500
Stifel, Nicolaus & Company, Inc.Stifel Financialfinancial servicesinvestor protection violation2012MO-SEC$1,101,385
Stifel, Nicolaus & Company, Inc.Stifel Financialfinancial servicesinvestor protection violation2017MS-SEC$50,000
Edward JonesJones Financialfinancial servicesinvestor protection violation2010MT-FIN$100,000
Edward D. Jones & Co. LPJones Financialfinancial servicesinvestor protection violation2003ND-SEC$7,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesconsumer protection violation2013NE-DBF$12,500
Stifel, Nicolaus & Company Inc.Stifel Financialfinancial servicesinvestor protection violation2014NE-DBF$61,000
Edward Jones & Co. LPJones Financialfinancial servicesinvestor protection violation2014NH-BSR$750,000
Stifel Nicolaus & Company, Inc.Stifel Financialfinancial servicesinvestor protection violation2010NJ-BOS$5,415,381
Edward D. Jones & Co. LPJones Financialfinancial servicesinvestor protection violation2016PA-BKG$135,000
Edward D. Jones & Co. L.P.Jones Financialfinancial servicesinvestor protection violation2019SD-INS$10,000
James B. Nutter & CompanyJames B. Nutter & Companyfinancial servicesmortgage abuses2012MULTI-FIN$492,050
Stifel, Nicolaus & Company, IncorporatedStifel Financialfinancial servicesinvestor protection violation2009MULTI-FIN$525,000
Thomas Weisel Partners LLCStifel Financialfinancial servicesinvestor protection violation2005MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $5,000,000
Stifel, Nicolaus & Company, IncorporatedStifel Financialfinancial servicesinvestor protection violation2020FINRA$3,650,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2015FINRA$13,500,000
Stifel Nicolaus & Company, Inc.Stifel Financialfinancial servicesinvestor protection violation2015FINRA$2,900,000
Stifel Financial CorporationStifel Financialfinancial servicesinvestor protection violation2014FINRA$1,025,000
H&R Block Financial Advisors, Inc.H&R Blockfinancial servicesinvestor protection violation2010FINRA$200,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2009FINRA$900,000
Thomas Weisel Partners, LLCStifel Financialfinancial servicesinvestor protection violation2008FINRA$200,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2006FINRA$250,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2005FINRA$300,000
Thomas Weisel PartnersStifel Financialfinancial servicesinvestor protection violation2005FINRA$1,750,000
H&R Block Financial Advisors, Inc.H&R Blockfinancial servicesinvestor protection violation2004FINRA$825,000
Edward Jones & Co., LPJones Financialfinancial servicesinvestor protection violation2004FINRA$300,000
Edward JonesJones Financialfinancial servicesinvestor protection violation2004FINRA$25,181
Stifel Nicolaus & CompanyStifel Financialfinancial servicesinvestor protection violation2004FINRA$125,000
Stifel, Nicolaus & Company, Inc.Stifel Financialfinancial servicesinvestor protection violation2001FINRA$225,000
Edward D. Jones & Co.Jones Financialfinancial servicesemployment discrimination2021private lawsuit-federal$58,000,000
Edward D. Jones & Co., L.P.Jones Financialfinancial servicesinvestor protection violation2022WA-SEC$175,000
Commerce Bank NACommerce Bancsharesfinancial servicesconsumer protection violation2013private lawsuit-federal$18,300,000
STIFEL, NICOLAUS & COMPANY, INC.Stifel Financialfinancial servicesinvestor protection violation2023MA-SEC$2,500,000
Edward D. Jones & Co., LPJones Financialfinancial servicesinvestor protection violation2024PA-BKG$300,000
James B. Nutter & CompanyJames B. Nutter & Companyfinancial servicesconsumer protection violation2024NC-BKG$10,000
MEMC Electronic Materials, Inc.SunEdisonelectrical and electronic equipmentlabor relations violation2005NLRB$689,218
SOLAICX INCSunEdisonelectrical and electronic equipmentenvironmental violation2016OR-ENV$6,421
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.