ASML US, INC. | ASML | electrical and electronic equipment | workplace safety or health violation | 2015 | OSHA | $5,250 |
Universal Music | Universal Music Group | entertainment | wage and hour violation | 2004 | NY-AG | $7,000,000 |
Universal Music Group | Universal Music Group | entertainment | price-fixing or anti-competitive practices | 2003 | MULTI-AG | $40,600,000 |
Vivendi Universal | Universal Music Group | entertainment | consumer protection violation | 2006 | NY-AG | $12,000,000 |
Nyrstar Clarksville, Inc. | Trafigura | financial services | railroad safety violation | 2010 | FRA | $5,000 |
Rabobank | Rabobank | financial services | price-fixing or anti-competitive practices | 2013 | DOJ_CRIMINAL | $325,000,000 |
ING Bank N.V. | ING | financial services | economic sanction violation | 2012 | DOJ_CRIMINAL | $619,000,000 |
ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V. | ABN AMRO | financial services | economic sanction violation | 2010 | DOJ_CRIMINAL | $500,000,000 |
Rabobank | Rabobank | financial services | price-fixing or anti-competitive practices | 2013 | CFTC | $475,000,000 |
ABN AMRO Clearing Chicago LLC | ABN AMRO | financial services | investor protection violation | 2013 | CFTC | $1,000,000 |
ING Bank N.V. | ING | financial services | economic sanction violation | 2012 | OFAC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $619,000,000 |
Transamerica Financial Advisors | Aegon | financial services | investor protection violation | 2014 | SEC | $1,107,248 |
NYRSTAR CLARKSVILLE, INC. | Trafigura | financial services | railroad safety violation | 2009 | FRA | $10,000 |
ABN AMRO Bank, N.V. | ABN AMRO | financial services | economic sanction violation | 2006 | OFAC | $40,000,000 |
ABN AMRO Bank, Inc | ABN AMRO | financial services | economic sanction violation | 2004 | OFAC | $25,847 |
ABN AMRO Mortgage Group | ABN AMRO | financial services | mortgage abuses | 2006 | HUD | $41,000,000 |
Transamerica Life Insurance Company | Aegon | financial services | wage and hour violation | 2015 | WHD | $70,143 |
Trafigura AG | Trafigura | financial services | wage and hour violation | 2007 | WHD | $11,839 |
Rabobank National Association | Rabobank | financial services | banking violation | 2017 | OCC | $58,000 |
Rabobank National Association | Rabobank | financial services | anti-money-laundering deficiencies | 2018 | DOJ_CRIMINAL | $368,701,259 |
Rabobank, National Association | Rabobank | financial services | anti-money-laundering deficiencies | 2018 | OCC | $50,000,000 |
ABN AMRO Bank, N.V. | ABN AMRO | financial services | investor protection violation | 2013 | SEC | $5,547,408 |
World Group Securities, Inc. | Aegon | financial services | investor protection violation | 2010 | SEC | $200,000 |
Rabobank N.A. | Rabobank | financial services | anti-money-laundering deficiencies | 2018 | USAO | $500,000 |
AEGON USA Investment Management LLC et al. | Aegon | financial services | investor protection violation | 2018 | SEC | $97,600,000 |
ABN AMRO Clearing Chicago LLC | ABN AMRO | financial services | investor protection violation | 2018 | CFTC | $160,000 |
ABN AMRO Incorporated | ABN AMRO | financial services | investor protection violation | 2001 | SEC | $200,000 |
Transamerica Corporation | Aegon | financial services | benefit plan administrator violation | 2016 | private lawsuit-federal | $3,800,000 |
Transamerica Financial Advisors, Inc. | Aegon | financial services | investor protection violation | 2019 | SEC | $6,023,072 |
De Lage Landen Financial Services, Inc. | Rabobank | financial services | consumer protection violation | 2005 | MULTI-AG | $872,000 |
DeLage Landen Financial Services | Rabobank | financial services | consumer protection violation | 2004 | NY-AG | $405,000 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2013 | MA-AG | $1,330,000 |
Transamerica Premier Life Insurance Co. | Aegon | financial services | insurance violation | 2018 | MA-AG | $19,647 |
Transamerica Insurance Co. | Aegon | financial services | insurance violation | 2013 | MULTI-AG | $11,200,000 |
ING Bank, NV | ING | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $309,500,000 |
ABN AMRO Clearing Chicago LLC | ABN AMRO | financial services | investor protection violation | 2020 | SEC | $586,000 |
World Group Securities, Inc. | Aegon | financial services | investor protection violation | 2010 | AZ-CC | $853,501 |
Monumental Life Insurance Co. | Aegon | financial services | insurance violation | 2015 | AZ-DIFI | $57,000 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2012 | CO-INS | $6,270 |
Life Investors Insurance Company of America | Aegon | financial services | insurance violation | 2004 | FL-OFR | $11,000 |
Life Investors Insurance Company of America | Aegon | financial services | insurance violation | 2006 | FL-OFR | $53,000 |
World Group Securities, Inc. | Aegon | financial services | investor protection violation | 2004 | ID-SEC | $15,000 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2017 | ID-INS | $5,000 |
Monumental Life Insurance Co. | Aegon | financial services | insurance violation | 2011 | MD-INS | $9,000 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2011 | MD-INS | $5,000 |
Transamerica Premier Life Insurance Co. | Aegon | financial services | insurance violation | 2015 | MD-INS | $11,800 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2015 | MD-INS | $16,300 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2017 | MD-INS | $8,300 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2019 | MD-INS | $184,000 |
Transamerica Life Insurance Co. et al. | Aegon | financial services | insurance violation | 2012 | MN-FIN | $50,000 |
Transamerica Life Insurance Co. et al. | Aegon | financial services | insurance violation | 2014 | MN-FIN | $2,500,000 |
Transamerica Premier Life Insurance Co. | Aegon | financial services | insurance violation | 2015 | MN-FIN | $5,000 |
Transamerica Premier Life Insurance Co. | Aegon | financial services | insurance violation | 2018 | MN-FIN | $40,000 |
Transamerica Life Insurance Co. and Transamerica Premier Life Insurance Co. | Aegon | financial services | insurance violation | 2019 | MN-FIN | $100,000 |
World Group Securities, Inc. | Aegon | financial services | investor protection violation | 2006 | MO-SEC | $228,600 |
Monumental Life Insurance Co. | Aegon | financial services | insurance violation | 2009 | MO-INS | $26,001 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2019 | MO-INS | $6,000 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2019 | MO-INS | $5,000 |
Transamerica Premier Life Insurance Co. | Aegon | financial services | insurance violation | 2019 | MO-INS | $5,000 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2019 | MO-INS | $26,000 |
Transamerica Premier Life Insurance Co. | Aegon | financial services | insurance violation | 2019 | MO-INS | $36,000 |
Monumental Life Insurance Co. | Aegon | financial services | insurance violation | 2003 | MS-INS | $24,351 |
Monumental Life Insurance Company | Aegon | financial services | insurance violation | 2008 | NJ-DBI | $250,000 |
Transamerica Premier Life Insurance Company | Aegon | financial services | insurance violation | 2016 | NJ-DBI | $75,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2019 | NJ-DBI | $5,942,519 |
ABN AMRO | ABN AMRO | financial services | economic sanction violation | 2005 | NY-DFS | $20,000,000 |
Transamerica Financial Life Insurance Company | Aegon | financial services | insurance violation | 2013 | NY-DFS | $852,418 |
Transamerica Financial Life Insurance Company | Aegon | financial services | insurance violation | 2018 | NY-DFS | $1,345,136 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2009 | OR-FIN | $25,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2016 | SD-INS | $15,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2018 | SD-INS | $10,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2019 | SD-INS | $30,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2014 | UT-INS | $45,000 |
MONUMENTAL LIFE INSURANCE CO | Aegon | financial services | insurance violation | 2001 | VA-INS | $5,000 |
LIFE INVESTORS INSURANCE COMPANY OF AMERICA | Aegon | financial services | insurance violation | 2006 | VA-INS | $29,000 |
Transamerica Premier Life Insurance Company | Aegon | financial services | insurance violation | 2013 | WA-INS | $150,000 |
Transamerica Casualty Insurance Company | Aegon | financial services | insurance violation | 2014 | WA-INS | $20,000 |
Transamerica Casualty Insurance Company | Aegon | financial services | insurance violation | 2015 | WA-INS | $10,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2016 | WA-INS | $5,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2019 | WA-INS | $15,000 |
Monumental Life Insurance Company | Aegon | financial services | insurance violation | 2003 | MULTI-FIN | $37,000,000 |
Transamerica Casualty Insurance Company | Aegon | financial services | insurance violation | 2017 | MULTI-FIN | $3,000,000 |
Transamerica Asset Management, Inc. | Aegon | financial services | investor protection violation | 2020 | SEC | $5,946,782 |
Trafigura Beheer B.V. Amsterdam | Trafigura | financial services | air pollution violation | 2012 | CA-ARB | $10,000 |
Nyrstar Clarksville | Trafigura | financial services | air pollution violation | 2019 | TN-ENV | $181,482 |
Nyrstar Clarksville | Trafigura | financial services | air pollution violation | 2019 | TN-ENV | $622,389 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | financial services | water pollution violation | 2017 | TN-ENV | $41,760 |
Nyrstar Gordonsville LLC | Trafigura | financial services | water pollution violation | 2013 | TN-ENV | $5,000 |
Transamerica Financial Advisors, Inc. | Aegon | financial services | investor protection violation | 2020 | FINRA | $8,800,000 |
ABN AMRO Incorporated | ABN AMRO | financial services | investor protection violation | 2005 | FINRA | $220,000 |
World Group Securities, Inc. | Aegon | financial services | investor protection violation | 2004 | FINRA | $150,000 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2020 | CT-INS | $10,000 |
TRANSAMERICA LIFE INSURANCE COMPANY | Aegon | financial services | insurance violation | 2021 | MO-INS | $11,000 |
Transamerica Financial Life Insurance Company | Aegon | financial services | insurance violation | 2020 | NY-DFS | $750,000 |
Transamerica Premier Life Insurance Company | Aegon | financial services | insurance violation | 2021 | VT-FIN | $84,000 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2021 | WA-INS | $30,000 |
Transamerica Corporation | Aegon | financial services | benefit plan administrator violation | 2021 | private lawsuit-federal | $5,400,000 |
Transamerica Occidental | Aegon | financial services | air pollution violation | 2003 | CA-SCAQMD | $5,438 |
Transamerica Life Insurance Company | Aegon | financial services | insurance violation | 2022 | NE-DOI | $25,000 |
Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2022 | MN-FIN | $500,000 |
ING Bank N.V. | ING | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $10,490,000 |