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Violation Tracker Current Parent Headquarters Summary Page

HQ State/Territory: Pennsylvania
Current Parent Penalty Total since 2000: $13,260,664,778
Number of Records: 4,523
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
AmerisourceBergen$7,878,182,34026
Viatris$1,606,304,33741
PNC Financial Services$709,562,54854
United States Steel$343,332,615721
Comcast$315,084,140129
Rite Aid$220,611,291115
Consol Energy$214,108,600217
Allied Universal Security Services$208,098,518237
PPL Corp.$205,463,53740
Universal Health Services Inc.$197,432,32252

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearAgencyPenalty Amount
PNC Bank, National AssociationPNC Financial Servicesfinancial servicesbanking violation2018OCC$207,245
PNC Bank, National AssociationPNC Financial Servicesfinancial servicesbanking violation2018OCC$15,000,000
Janney Montgomery Scott LLCPenn Mutualfinancial servicesinvestor protection violation2000SEC$100,000
National City Corp.PNC Financial Servicesfinancial servicesbenefit plan administrator violation2010private lawsuit-federal$43,000,000
Janney Montgomery Scott LLCPenn Mutualfinancial servicesinvestor protection violation2019SEC$241,227
Ditech Financial, LLCDitech Holding Corporationfinancial servicesconsumer protection violation2016MA-AG$1,400,000
Federated Investors, Inc.Federated Hermesfinancial servicesinvestor protection violation2005NY-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000
Healthnow New YorkHighmark Inc.financial servicesconsumer protection violation2016NY-AG$60,000
HealthNow New YorkHighmark Inc.financial servicesconsumer protection violation2005NY-AG$5,000
HealthNow NewYork, Inc.Highmark Inc.financial servicesconsumer protection violation2009NY-AG$212,500
Lincoln Financial Group Trust Company, Inc.Lincoln Nationalfinancial serviceswage and hour violation2018WHD$17,567
Lincoln National Life Insurance CompanyLincoln Nationalfinancial servicesinsurance violation2013MULTI-AG$12,600,000
National City Commercial Capital Company LLCPNC Financial Servicesfinancial servicesconsumer protection violation2008MULTI-AG$7,200,000
National City Commercial Capital CorporationPNC Financial Servicesfinancial servicesconsumer protection violation2006NY-AG$817,700
PNC BankPNC Financial Servicesfinancial servicesprivacy violation2002KY-AG$5,000
PNC Bank, National AssociationPNC Financial Servicesfinancial servicesinvestor protection violation2019CFTC$300,000
S&T BANKS&T Bancorpfinancial servicesbanking violation2010FDIC$32,640
Compass BankPNC Financial Servicesfinancial serviceseconomic sanction violation2013OFAC$19,125
Compass BankPNC Financial Servicesfinancial serviceseconomic sanction violation2010OFAC$607,500
PNC Financial Services Group, Inc.PNC Financial Servicesfinancial serviceswage and hour violation2020private lawsuit-federal$2,750,000
Janney Montgomery Scott LLCPenn Mutualfinancial servicesinvestor protection violation2005CO-SEC$259,227
Lincoln Life & Annuity Company of New YorkLincoln Nationalfinancial servicesinsurance violation2019CT-INS$7,500
The Lincoln National Life Insurance Co.Lincoln Nationalfinancial servicesinsurance violation2019CT-INS$65,000
Janney Montgomery Scott, Inc.Penn Mutualfinancial servicesinvestor protection violation2001DE-SEC$210,909
PNC Investments LLCPNC Financial Servicesfinancial servicesinvestor protection violation2010DE-SEC$250,000
Lincoln National Life Insurance Co.Lincoln Nationalfinancial servicesinsurance violation2014DE-INS$27,600
Janney Montgomery Scott LLCPenn Mutualfinancial servicesinvestor protection violation2015DE-SEC$105,000
Highmark BCBSD Inc.Highmark Inc.financial servicesinsurance violation2016DE-INS$383,000
Lincoln National Life Insurance Co.Lincoln Nationalfinancial servicesinsurance violation2017DE-INS$79,000
Penn Mutual Life Insurance Co.Penn Mutualfinancial servicesinsurance violation2018DE-INS$17,000
Janney Montgomery Scott LLCPenn Mutualfinancial servicesinvestor protection violation2004IL-SEC$5,000
Janney Montgomery Scott LLCPenn Mutualfinancial servicesinvestor protection violation2005IL-SEC$7,500
The Lincoln National Life Insurance Co.Lincoln Nationalfinancial servicesinsurance violation2019LA-INS$10,000
Lincoln Financial Advisors Corp.Lincoln Nationalfinancial servicesinvestor protection violation2013MA-SEC$100,000
Erie Insurance ExchangeErie Indemnityfinancial servicesinsurance violation2012MD-INS$50,000
Penn Mutual Life Insurance Co.Penn Mutualfinancial servicesinsurance violation2015MD-INS$10,400
Lincoln Life Assurance Company of BostonLincoln Nationalfinancial servicesinsurance violation2016MD-INS$13,200
Erie Insurance ExchangeErie Indemnityfinancial servicesinsurance violation2016MD-INS$5,000
Penn Mutual Life Insurance Co.Penn Mutualfinancial servicesinsurance violation2017MD-INS$25,600
Lincoln National Life Insurance Co. and Lincoln Financial GroupLincoln Nationalfinancial servicesinsurance violation2013MN-FIN$150,000
The Lincoln National Life Insurance Co. et al.Lincoln Nationalfinancial servicesinsurance violation2014MN-FIN$2,500,000
The Lincoln National Life Insurance Co.Lincoln Nationalfinancial servicesinsurance violation2016MN-FIN$10,000
Lincoln National Life Insurance Co.Lincoln Nationalfinancial servicesinsurance violation2019MN-FIN$10,000
Lincoln National Life Insurance CompanyLincoln Nationalfinancial servicesinsurance violation2015NJ-DBI$10,000
HealthNow New York Inc.Highmark Inc.financial servicesinsurance violation2008NY-DFS$1,050,000
HealthNowHighmark Inc.financial servicesinsurance violation2011NY-DFS$4,492,327
HealthNowHighmark Inc.financial servicesinsurance violation2012NY-DFS$101,640
HealthNow New York Inc.Highmark Inc.financial servicesinsurance violation2013NY-DFS$700,000
Erie Insurance Company of New YorkErie Indemnityfinancial servicesinsurance violation2014NY-DFS$9,000
Erie Insurance Company of New YorkErie Indemnityfinancial servicesinsurance violation2015NY-DFS$21,000
HealthNow New York Inc.Highmark Inc.financial servicesinsurance violation2016NY-DFS$750,000
Lincoln Financial GroupLincoln Nationalfinancial servicesinsurance violation2017NY-DFS$52,200,000
HealthNow New York, Inc.Highmark Inc.financial servicesinsurance violation2018NY-DFS$118,583
The Penn Mutual Life Insurance Co.Penn Mutualfinancial servicesinsurance violation2019NY-DFS$455,584
Lincoln Life & Annuity Company of New YorkLincoln Nationalfinancial servicesinsurance violation2020NY-DFS$193,166
Lincoln National Life Insurance CompanyLincoln Nationalfinancial servicesinsurance violation2016OR-FIN$15,000
Janney Montgomery Scott LLCPenn Mutualfinancial servicesinvestor protection violation2016PA-BKG$10,000
Vanguard Advisers Inc.Vanguard Groupfinancial servicesinvestor protection violation2017PA-BKG$23,480
Janney Montgomery Scott LLCPenn Mutualfinancial servicesinvestor protection violation2006RI-FIN$10,250
Lincoln Financial Advisors Corp.Lincoln Nationalfinancial servicesinvestor protection violation2007RI-FIN$5,000
Lincoln Financial Securities CorporationLincoln Nationalfinancial servicesinvestor protection violation2010TX-SEC$40,000
Lincoln National Life Insurance CompanyLincoln Nationalfinancial servicesinsurance violation2016TX-INS$100,000
Lincoln National life Insurance CompanyLincoln Nationalfinancial servicesinsurance violation2011UT-INS$6,000
JEFFERSON PILOT LIFE INSURANCELincoln Nationalfinancial servicesinsurance violation2001VA-INS$42,000
ERIE INSURANCE EXCHANGEErie Indemnityfinancial servicesinsurance violation2003VA-INS$6,200
JEFFERSON PILOT SECURITIESLincoln Nationalfinancial servicesinvestor protection violation2003VA-SEC$26,500
LINCOLN FINANCIAL SECURITIESLincoln Nationalfinancial servicesinvestor protection violation2018VA-SEC$20,000
Erie Insurance ExchangeErie Indemnityfinancial servicesinsurance violation2019VA-INS$1,921,784
Erie Insurance Company and Erie Insurance ExchangeErie Indemnityfinancial servicesinsurance violation2019VA-INS$90,219
Lincoln Financial Securities CorporationLincoln Nationalfinancial servicesinvestor protection violation2010VT-FIN$10,000
Lincoln National Life Insurance CompanyLincoln Nationalfinancial servicesinsurance violation2019WA-INS$100,000
Lincoln National Life Insurance Company TheLincoln Nationalfinancial servicesinsurance violation2020WA-INS$8,000
Lincoln National Life Insurance CompanyLincoln Nationalfinancial servicesinsurance violation2005MULTI-FIN$264,079
Lincoln National Life Insurance Co.Lincoln Nationalfinancial servicesinsurance violation2020MO-INS$15,000
Janney Montgomery Scott, LLCPenn Mutualfinancial servicesinvestor protection violation2020CT-BKG$150,000
Highmark BCBSD IncHighmark Inc.financial servicesinsurance violation2020DE-INS$299,000
PNC Bank, NAPNC Financial Servicesfinancial servicesmortgage abuses2020DOJ_UTP$5,000,000
Fulton Financial CorporationFulton Financialfinancial servicesinvestor protection violation2020SEC$1,500,000
Erie Insurance Company and Erie Insurance ExchangeErie Indemnityfinancial servicesinsurance violation2020VA-INS$19,371
Lincoln National Life Insurance CompanyLincoln Nationalfinancial servicesinsurance violation2020VA-INS$7,800
PNC Capital Markets LLCPNC Financial Servicesfinancial servicesinvestor protection violation2016FINRA$50,000
Janney Montgomery Scott, LLCPenn Mutualfinancial servicesinvestor protection violation2015FINRA$1,200,000
Lincoln Financial Securities, Inc. and Lincoln Financial Advisors CorporationLincoln Nationalfinancial servicesinvestor protection violation2011FINRA$600,000
PNC InvestmentsPNC Financial Servicesfinancial servicesinvestor protection violation2009FINRA$250,000
Janney Montgomery Scott LLCPenn Mutualfinancial servicesinvestor protection violation2009FINRA$200,000
Janney Montgomery Scott LLCPenn Mutualfinancial servicesinvestor protection violation2005FINRA$2,200,000
Lincoln Financial Advisors CorporationLincoln Nationalfinancial servicesinvestor protection violation2005FINRA$950,000
Jefferson Pilot Variable CorporationLincoln Nationalfinancial servicesinvestor protection violation2005FINRA$688,697
Jefferson Pilot Securities CorporationLincoln Nationalfinancial servicesinvestor protection violation2004FINRA$125,000
Janney Montgomery Scott, LLCPenn Mutualfinancial servicesinvestor protection violation2020CT-SEC$250,000
Erie Insurance Company of New YorkErie Indemnityfinancial servicesinsurance violation2021NY-DFS$22,000
Highmark, Inc.Highmark Inc.financial servicescampaign finance violation2005FEC$54,078
Lincoln National Life Insurance Co.Lincoln Nationalfinancial servicesinsurance violation2021DE-INS$91,000
Lincoln National Life Insurance Co.Lincoln Nationalfinancial servicesinsurance violation2021WA-INS$10,000
Erie Insurance Company and Erie Insurance Company of New YorkErie Indemnityfinancial servicesinsurance violation2021NY-DFS$561,900
Erie Insurance Company of New York and Erie Insurance CompanyErie Indemnityfinancial servicesinsurance violation2022NY-DFS$19,000
PNC Bank, National AssociationPNC Financial Servicesfinancial servicesbanking violation2022OCC$2,614,456
PNC Capital Markets LLCPNC Financial Servicesfinancial servicesinvestor protection violation2022SEC$198,323
Janney Montgomery Scott LLCPenn Mutualfinancial servicesinvestor protection violation2022DE-SEC$72,255
Highmark Inc.Highmark Inc.financial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$7,500,000
First National Bank of PennsylvaniaF.N.B. Corporationfinancial servicesconsumer protection violation2013private lawsuit-federal$3,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.