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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
BFS DIVERSIFIED PRODUCTS, LLCHolcim Groupbuilding materialsair pollution violation2004EPA$26,018
LAFARGE NORTH AMERICA, INC. (NATIONAL CASE) (ARGOS CEMENT LLC)Holcim Groupbuilding materialsair pollution violation2010EPA$891,192
RUSSELL STOVER CANDIES, INC.Lindt & Sprunglifood productsair pollution violation2007EPA$62,824
NESTLE PREPARED FOODS COMAPNYNestlefood productsair pollution violation2014EPA$19,397
LAFARGE NORTH AMERICA, INC.Holcim Groupbuilding materialsair pollution violation2014EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,460,942
A. FINKL & SONS CO.Swiss Steelmetalsair pollution violation2006EPA$423,622
HOLCIM (US) INC. (HOLNAM INC. DUNCEE CEMENT)Holcim Groupbuilding materialsair pollution violation2010EPA$159,607
Nestle Professional Vitality (Chicago, IL)Nestlefood productsair pollution violation2012EPA$65,000
NESTLE USA, INC.Nestlefood productsair pollution violation2014EPA$69,399
SYSTECH ENVIRONMENTAL CORPORATION (FKA LAFARGE CORHolcim Groupbuilding materialsair pollution violation2015EPA$268,000
ARYTZAAryztafood productsair pollution violation2018EPA$7,000
Lafarge North America, Inc.Holcim Groupbuilding materialsair pollution violation2010EPA$315,481
Transocean Offshore Deepwwater Drilling, Inc.Transoceanoilfield services and suppliesair pollution violation2011EPA$40,000
LAFARGE NORTH AMERICA, INCHolcim Groupbuilding materialsair pollution violation2010EPA$1,026,192
LAFARGE CORPORATION SEATTLE PLANTHolcim Groupbuilding materialsair pollution violation2010EPA$315,481
Vitol S.A., Inc.Vitolfinancial servicesair pollution violation2005EPA$41,600
Glencore Ltd.Glencorefinancial servicesair pollution violation2013EPA$98,954
Vitol Inc.Vitolfinancial servicesair pollution violation2014EPA$30,394
CHEMOIL CORPORATIONGlencorefinancial servicesair pollution violation2016EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $27,000,000
Vitol, Inc.Vitolfinancial servicesair pollution violation2015EPA$14,047
Vitol, Inc.Vitolfinancial servicesair pollution violation2016EPA$17,934
Vitol Inc.Vitolfinancial servicesair pollution violation2016EPA$9,814
VitolVitolfinancial servicesair pollution violation2017EPA$35,000
VITOL SA, INCVitolfinancial servicesair pollution violation2002EPA$95,000
Accutest LaboratoriesSGS S.A.miscellaneous servicesAmericans with Disabilities Act2015NJ-AG$2,000,000
UBS Financial Services Inc.UBSfinancial servicesanti-money-laundering deficiencies2018FINCEN$5,000,000
UBS Financial Services Inc. and UBS Securities LLCUBSfinancial servicesanti-money-laundering deficiencies2018FINRA$5,000,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesanti-money-laundering deficiencies2016FINRA$16,500,000
KUEHNE AND NAGEL INCKuehne & Nagelfreight and logisticsaviation safety violation2010FAA$15,000
TYCO ELECTRONICS LTDTE Connectivityelectrical and electronic equipmentaviation safety violation2011FAA$30,000
NESTLE PURINA PETCARENestlefood productsaviation safety violation2012FAA$80,000
KUEHNE AND NAGEL INC.Kuehne & Nagelfreight and logisticsaviation safety violation2017FAA$25,360
LAFARGE NORTH AMERICAHolcim Groupbuilding materialsaviation safety violation2014FAA$12,000
Kuehne & Nagel, Inc.Kuehne & Nagelfreight and logisticsaviation safety violation2014FAA$91,000
UBS AGUBSfinancial servicesbanking violation2015FED$342,000,000
Credit Suisse AGUBSfinancial servicesbanking violation2014FED$100,000,000
UBSUBSfinancial servicesbanking violation2023TX-AG$850,000
UBS Group AGUBSfinancial servicesbanking violation2023FED$268,500,000
NOVARTIS PHARMACEUTICALS CORPORATIONNovartispharmaceuticalsbenefit plan administrator violation2006EBSA$10,001
NESTLE PURINA PETCARE COMPANYNestlefood productsbenefit plan administrator violation2005EBSA$10,001
Farmers Group, Inc.Zurich Insurancefinancial servicesbenefit plan administrator violation2012private lawsuit-federal$6,850,000
UBS Global Asset ManagementUBSfinancial servicesbenefit plan administrator violation2006private lawsuit-federal$5,493,000
ABB Inc.ABB Ltd.utilities and power generationbenefit plan administrator violation2019private lawsuit-federal$55,000,000
ADC Telecommunications Inc.TE Connectivityelectrical and electronic equipmentbenefit plan administrator violation2006private lawsuit-federal$3,250,000
NBTY, Inc.Nestlefood productsconsumer protection violation2010FTC$2,100,000
NBTY, Inc.Nestlefood productsconsumer protection violation2005FTC$2,000,000
Farmers Insurance GroupZurich Insurancefinancial servicesconsumer protection violation2003TX-AG$2,400,000
Metropolitan Property & CasualtyZurich Insurancefinancial servicesconsumer protection violation2010MA-AG$20,000
Metropolitan Property & Casualty Co.Zurich Insurancefinancial servicesconsumer protection violation2019MS-AG$3,167,173
Metropolitan Property & Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2010MA-AG$3,500,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2013MA-AG$50,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2012MA-AG$395,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2000MA-AG$1,840,000
NestleNestlefood productsconsumer protection violation2009MULTI-AG$325,000
The Chubb Corp.Chubb Limitedfinancial servicesconsumer protection violation2009MA-AG$239,011
Universal Underwriters Life Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2008TX-AG$2,400,000
Ghirardelli and Russell StoverLindt & Sprunglifood productsconsumer protection violation2019CA-MULTI$750,000
Credit SuisseUBSfinancial servicesconsumer protection violation2016private lawsuit-federal$110,000,000
UBS Securities LLCUBSfinancial servicesconsumer protection violation2015private lawsuit-federal$78,333,333
Farmers Insurance CompanyZurich Insurancefinancial servicesconsumer protection violation2011private lawsuit-federal$10,975,000
Ghiradelli Chocolate Co.Lindt & Sprunglifood productsconsumer protection violation2015private lawsuit-federal$5,250,000
NBTY, Inc.Nestlefood productsControlled Substances Act violation2004USAO$950,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesdata submission deficiencies2015SEC$4,250,000
UBS SecuritiesUBSfinancial servicesdata submission deficiencies2010CFTC$200,000
UBS Fund Advisor, LLCUBSfinancial servicesdata submission deficiencies2009CFTC$50,000
Farmers Insurance GroupZurich Insurancefinancial servicesdiscriminatory practices (non-employment)2001OH-AG$4,300,000
LAFARGE GYPSUM MANUFACTURING FACILITYHolcim Groupbuilding materialsdrinking water violation2010FL-DEP$5,200
NBTY, Inc.Nestlefood productsdrug or medical equipment safety violation2016NY-AG$250,000
UBS AGUBSfinancial serviceseconomic sanction violation2015OFAC$1,700,100
Alcon Laboratories, IncAlcon Inc.medical equipment and supplieseconomic sanction violation2016OFAC$7,617,150
UBS AGUBSfinancial serviceseconomic sanction violation2004FED$100,000,000
Credit Suisse AGUBSfinancial serviceseconomic sanction violation2009DOJ_CRIMINAL$268,000,000
Kuehne & Nagel, Inc.Kuehne & Nagelfreight and logisticseconomic sanction violation2005OFAC$18,957
Barry Callebaut USA, IncBarry Callebautfood productseconomic sanction violation2004OFAC$6,852
Chiron Corporation LtdNovartispharmaceuticalseconomic sanction violation2004OFAC$168,500
UBS (USA) IncUBSfinancial serviceseconomic sanction violation2003OFAC$14,750
UBS (USA) IncUBSfinancial serviceseconomic sanction violation2003OFAC$5,000
Credit Suisse AGUBSfinancial serviceseconomic sanction violation2009NY-MANDA$268,000,000
ACE LimitedChubb Limitedfinancial serviceseconomic sanction violation2019OFAC$66,212
Baldor Electric Co.ABB Ltd.utilities and power generationemployment discrimination2012OFCCP$2,000,000
Adecco USAAdeccobusiness servicesemployment discrimination2010EEOC$91,500
Adecco USA Inc.Adeccobusiness servicesemployment discrimination2010EEOC$62,500
Vitol, Inc.Vitolfinancial servicesemployment discrimination2012EEOC$62,500
Schindler Elevator CorporationSchindlermiscellaneous manufacturingemployment discrimination2013EEOC$35,000
Swissport Fueling, Inc.Swissport Internationalbusiness servicesemployment discrimination2014EEOC$250,000
Novartis PharmaceuticalsNovartispharmaceuticalsemployment discrimination2013OFCCP$51,594
Aggregate Industries Management, Inc.Holcim Groupbuilding materialsemployment discrimination2012OFCCP$22,540
Gerber Products Co.Nestlefood productsemployment discrimination2009OFCCP$900,000
Nestle USA Prepared Foods Division Inc.Nestlefood productsemployment discrimination2006OFCCP$120,000
Roche Diagnostics CorporationRochepharmaceuticalsemployment discrimination2018OFCCP$261,782
Thomas & BettsABB Ltd.utilities and power generationemployment discrimination2003private lawsuit-federal$698,610
Combined Insurance Company of AmericaChubb Limitedfinancial servicesemployment discrimination2005private lawsuit-federal$8,500,000
Novartis Corporation and Alcon LaboratoriesNovartispharmaceuticalsemployment discrimination2016private lawsuit-federal$8,000,000
Novartis CorporationNovartispharmaceuticalsemployment discrimination2010private lawsuit-federal$175,000,000
Hoffmann-La Roche, Inc.Rochepharmaceuticalsemployment discrimination2012private lawsuit-federal$545,833
Adecco USA, Inc.Adeccobusiness servicesemployment discrimination2019EEOC$49,500
Lonza America LLCLonzachemicalsemployment discrimination2021EEOC$150,000
ABB, Inc.ABB Ltd.utilities and power generationenergy conservation violation2017DOE$37,040
Vitol Inc.Vitolfinancial servicesenergy market violation2019FERC$2,742,881
Vitol Inc.Vitolfinancial servicesenergy market violation2024FERC$2,225,000
Lafarge North America Inc.Holcim Groupbuilding materialsenvironmental violation2010EPA$175,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.